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Original filing (PDF)20251013092154NAL0002197682001
AMUNDSEN DAVIS LLC
Form 5500
FILING_RECEIVED
AMUNDSEN DAVIS LLC 401(K) SALARY SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
437
Accounts w/ balance
560
Plan assets (EOY)
$142.6M
Net assets (EOY)
$142.6M
How this plan invests
This plan
4 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 75% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMUNDSEN DAVIS LLC.
Plan sponsor
Name
AMUNDSEN DAVIS LLC
EIN
36-4189382
Address
150 N. MICHIGAN AVE. STE. 3300 · CHICAGO, IL · 60601
Phone
(312) 894-3262
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MILLER COOPER & COMPANY, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT MANAGE | — | CHICAGO, IL | NONE | $192K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $59K | — |
Investments
26 direct securities · 4 pooled funds· $139.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$115.5M
24 holdings
Common Collective Trust
$18.1M
4 holdings
Mutual Funds
$5.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Admiral Shares | — | — | — | $31.4M | 22.0% | |
| Vanguard Treasury Money Market Fund | — | — | — | $16.2M | 11.4% | |
| Vanguard Total International Stock Index Fund Admiral Shares | — | — | — | $13.3M | 9.3% | |
| Vanguard Total Bond Market Index Fund Admiral Shares | — | — | — | $13.2M | 9.2% | |
| BLACKROCK TOTAL RETURN BOND CL 6 GREAT GRAY TRUST COMPANY, LLC · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $8.4M | 5.9% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $6.9M | 4.8% | |
| AB US LARGE CAP GROWTH CIT W SERS L GREAT GRAY TRUST COMPANY, LLC · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $6.8M | 4.8% | |
| Vanguard Small Cap Index Fund Admiral Shares | — | — | — | $5.7M | 4.0% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $4.5M | 3.1% | |
| s (held by Empower Trust Company, LLC) (Continued) Principal Funds Equity Income Fund Institutional Class | Mutual Funds | — | — | $4.3M | 3.0% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $3.8M | 2.7% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $3.8M | 2.7% | |
| Victory Sycamore Established Value Fund Class R6 Fund | — | — | — | $2.7M | 1.9% | |
| American Funds EuroPacific Gr R6 Fund | — | — | — | $2.7M | 1.9% | |
| JANUS HENDERSON ENTERPRISE CF CL II GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289853 / PN 001 | Common Collective Trust | — | — | $2.6M | 1.8% | |
| JPMorgan Small Cap Value Fund Class R6 Fund | — | — | — | $2.5M | 1.8% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $2.2M | 1.5% | |
| s (held by Empower Trust Company, LLC) Vanguard Target Retirement Income Fund ** $ | Mutual Funds | — | — | $1.3M | 0.9% | |
| Janus Triton Fund Class N Fund | — | — | — | $1.1M | 0.8% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $1.1M | 0.8% | |
| American Funds Small Cap World Fund Class R-6 | — | — | — | $805K | 0.6% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $762K | 0.5% | |
| PIMCO Income Fund Institutional Class | — | — | — | $758K | 0.5% | |
| Participant Loans Interest rates at 3.25% to 9.50% | — | — | — | $601K | 0.4% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $509K | 0.4% | |
| BlackRock Inflation Protected Bond Fund Class K | — | — | — | $390K | 0.3% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $291K | 0.2% | |
| GLOBAL ALLOCATION FUND CL R GREAT GRAY TRUST COMPANY, LLC · EIN 26-3783885 / PN 940 | Common Collective Trust | — | — | $255K | 0.2% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $221K | 0.2% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $52K | <0.1% |