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Original filing (PDF)20251013142613NAL0003184114001
THREE FLOYDS BREWING, LLC
Form 5500
FILING_RECEIVED
THREE FLOYDS BREWING 401(K) PLAN
401(k) retirement plan
Signals · 1
~82 bps in Sched C fees
Active participants
77
Accounts w/ balance
137
Plan assets (EOY)
$6.2M
Net assets (EOY)
$6.2M
How this plan invests
This plan
12 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 82 bps in Schedule C fees — 58% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THREE FLOYDS BREWING, LLC.
Plan sponsor
Name
THREE FLOYDS BREWING, LLC
EIN
36-4165742
Address
9750 INDIANA PARKWAY · MUNSTER, IN · 46321
Phone
(219) 922-3565
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
QBCO ASSURANCE, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $15K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SVRPC, INC. | — | KNOXVILLE, TN | CONTRACT ADMIN | $4K | — |
Investments
15 direct securities · 12 pooled funds· $6.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.1M
12 holdings
Uncategorized
$2.4M
14 holdings
Mutual Funds
$36K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T ROWE PRICE RETIREMENT 2050 TR E T. ROWE PRICE · EIN 30-6303214 / PN 000 | Common Collective Trust | — | — | $1.4M | 22.0% | |
| SSGA S&P 500 INDEX NL SER N STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 306 | Common Collective Trust | — | — | $670K | 10.8% | |
| GWI Fixed Account - Series Class I N/A | — | — | — | $614K | 9.9% | |
| T ROWE PRICE RETIREMENT 2055 TR E T. ROWE PRICE · EIN 35-6941728 / PN 000 | Common Collective Trust | — | — | $515K | 8.3% | |
| T ROWE PRICE RETIREMENT 2045 TR E T. ROWE PRICE · EIN 32-6199848 / PN 000 | Common Collective Trust | — | — | $485K | 7.8% | |
| T ROWE PRICE RETIREMENT 2040 TR E T. ROWE PRICE · EIN 35-6941729 / PN 000 | Common Collective Trust | — | — | $414K | 6.7% | |
| Fidelity International N/A | — | — | — | $325K | 5.2% | |
| T ROWE PRICE RETIREMENT 2035 TR E T. ROWE PRICE · EIN 36-7595013 / PN 000 | Common Collective Trust | — | — | $325K | 5.2% | |
| T Rowe Price Retirement 2035 TR E N/A | — | — | — | $325K | 5.2% | |
| Fidelity Mid Cap Index N/A | — | — | — | $245K | 4.0% | |
| PIMCO Real Return Instl N/A | — | — | — | $205K | 3.3% | |
| Notes receivable with interest * Participant Loans rates ranging from 4.25 - 8.00 | — | — | — | $146K | 2.3% | |
| Fidelity Small Cap Index N/A | — | — | — | $139K | 2.2% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $121K | 1.9% | |
| JP Morgan Emerging Markets Equity R6 N/A | — | — | — | $118K | 1.9% | |
| PGIM High-Yield R6 N/A | — | — | — | $107K | 1.7% | |
| T ROWE PRICE RETIREMENT 2060 TR E T. ROWE PRICE · EIN 47-1088316 / PN 000 | Common Collective Trust | — | — | $87K | 1.4% | |
| GG TRUST - TRP LARGE-CAP GROWTH CIT GREAT GRAY · EIN 38-7289848 / PN 001 | Common Collective Trust | — | — | $70K | 1.1% | |
| AB Global Bond Z N/A | — | — | — | $66K | 1.1% | |
| MFS INTERNATIONAL GROWTH EQUITY CL MFS INVESTMENT MANAGEMENT · EIN 57-1187281 / PN 000 | Common Collective Trust | — | — | $62K | 1.0% | |
| Invesco Real Estate R6 N/A | — | — | — | $43K | 0.7% | |
| JP Morgan Mid Cap Growth R6 N/A | Mutual Funds | — | — | $36K | 0.6% | |
| Allspring Small Company Value R6 N/A | — | — | — | $30K | 0.5% | |
| Fidelity Small Cap Growth N/A | — | — | — | $13K | 0.2% | |
| T ROWE PRICE RETIREMENT 2065 TR E T. ROWE PRICE · EIN 85-1763138 / PN 000 | Common Collective Trust | — | — | $3K | <0.1% | |
| WT FIDELITY INS AM CORE PLS FXD INC GREAT GRAY · EIN 38-7275325 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% | |
| American Century Mid Cap Value R6 N/A | — | — | — | $2K | <0.1% |
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