Back to filter
Original filing (PDF)20251015140440NAL0002538275001
LOOP CAPITAL MARKETS, LLC
Form 5500
FILING_RECEIVED
LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
248
Accounts w/ balance
337
Plan assets (EOY)
$51.8M
Net assets (EOY)
$51.8M
How this plan invests
This plan
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 22 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LOOP CAPITAL MARKETS, LLC.
Plan sponsor
Name
LOOP CAPITAL MARKETS, LLC
EIN
36-4164012
Address
425 S. FINANCIAL PLACE SUITE 2700 · CHICAGO, IL · 60605
Phone
(312) 913-4912
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MITCHELL & TITUS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $111K | — |
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $5K | — |
| MESIROW FINANCIAL, INC. | 36-3194849 | — | SERVICE PROVIDER | $0 | — |
| CREATIVE PLANNING HOLD CO, LLC | 84-4519624 | — | SERVICE PROVIDER | $0 | — |
Investments
36 direct securities· $51.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Voya Life Insurance & Co. Vangrd Instit Index Fnd Ins Registered Investment Company | — | — | — | $12.5M | 24.1% | |
| Voya Life Insurance & Co. JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $7.1M | 13.6% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $3.5M | 6.7% | |
| Voya Life Insurance & Co. Vangrd Equity Income Fund Adm Registered Investment Company | — | — | — | $2.5M | 4.7% | |
| Voya Life Insurance & Co. Ariel Fund Ins Registered Investment Company | — | — | — | $2.1M | 4.0% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $1.7M | 3.3% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2030 Fd Registered Investment Company | — | — | — | $1.6M | 3.2% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $1.5M | 2.9% | |
| Voya Life Insurance & Co. DFA Intl-Core Equity Port Ins Registered Investment Company | — | — | — | $1.5M | 2.8% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $1.5M | 2.8% | |
| party date,rate of interest, collateral, par, or maturity date American Funds Am Balanced R6 Registered Investment Company | — | — | — | $1.5M | 2.8% | |
| Voya Life Insurance & Co. Columbia Total Ret Bnd Fd I3 Registered Investment Company | — | — | — | $1.3M | 2.4% | |
| Voya Fixed Account (4450) Voya Fixed Account (4450) Insurance Company General Account | — | — | — | $1.3M | 2.4% | |
| Voya Life Insurance & Co. American Funds New World R6 Registered Investment Company | — | — | — | $1.2M | 2.2% | |
| Voya Life Insurance & Co. DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $1.0M | 2.0% | |
| Voya Life Insurance & Co. BlkRck Liquid Fed Trst Fd Adm Registered Investment Company | — | — | — | $995K | 1.9% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $981K | 1.9% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $899K | 1.7% | |
| Voya Life Insurance & Co. Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $808K | 1.6% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $796K | 1.5% | |
| Voya Life Insurance & Co. Carillon Eagle Mid Cap Grw R6 Registered Investment Company | — | — | — | $688K | 1.3% | |
| Voya Life Insurance & Co. Vangrd Small-Cap Index Fnd Adm Registered Investment Company | — | — | — | $617K | 1.2% | |
| Participant loans Loan fund participant loans - Interest rates ranging from 3.25% to 8.50% | — | — | — | $612K | 1.2% | |
| Voya Life Insurance & Co. DFA Real Estate Secs Port Ins Registered Investment Company | — | — | — | $575K | 1.1% | |
| Voya Life Insurance & Co. Fidelity Capital & Income Fund Registered Investment Company | — | — | — | $504K | 1.0% | |
| Voya Life Insurance & Co. Inv Discovery FD R6 Registered Investment Company | — | — | — | $502K | 1.0% | |
| Voya Life Insurance & Co. Vangrd Sm-Cap Vl Index Fnd Adm Registered Investment Company | — | — | — | $485K | 0.9% | |
| Voya Life Insurance & Co. Fidelity Intl Index Fnd Registered Investment Company | — | — | — | $374K | 0.7% | |
| Voya Life Insurance & Co. PGIM Global Total Return Fd R6 Registered Investment Company | — | — | — | $345K | 0.7% | |
| Voya Life Insurance & Co. Vangrd Int-Trm Bd Indx Fd Adm Registered Investment Company | — | — | — | $320K | 0.6% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $250K | 0.5% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $227K | 0.4% | |
| Northwestern Mutual Money Market Fund | — | — | — | $161K | 0.3% | |
| Voya Gv Mny Mkt F A (Hld Acct) * Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $137K | 0.3% | |
| Voya Life Insurance & Co. Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $74K | 0.1% | |
| Northwestern Mutual Morgan Stanley Common Stock | — | — | — | $21K | <0.1% |
Related plans
Other plans using VOYA RETIREMENT INSURANCE & ANNUITY
FORD MOTOR COMPANY
FORD DEFINED CONTRIBUTION PLANS MASTER TRUST
$25.3B
VOYA SERVICES COMPANY
VOYA 401(K) SAVINGS PLAN
$2.7B · 7,442 participants
CEDARS-SINAI MEDICAL CENTER
CEDARS-SINAI 403B RETIREMENT PLAN
$2.6B · 12,772 participants
CEDARS-SINAI MEDICAL CENTER
CEDARS-SINAI DEFINED CONTRIBUTION
$1.1B · 13,560 participants
MERCY HEALTH CORPORATION
MERCY HEALTH CORPORATION EMPLOYEES RETIREMENT PLAN
$827.7M · 7,008 participants
WASTE CONNECTIONS, INC.
WASTE CONNECTIONS, INC. 401(K) PROFIT SHARING PLAN
$799.3M · 17,293 participants
Similar-size Finance & Insurance plans
HORSLEY BRIDGE PARTNERS LLC
HORSLEY BRIDGE 401(K) PROFIT SHARING PLAN
$51.9M · 39 participants
WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN
WESTWOOD HOLDINGS GROUP, INC. SAVINGS PLAN
$51.6M · 151 participants
OAK HILL CAPITAL MANAGEMENT, LLC
OAK HILL CAPITAL 401(K) PLAN
$52.0M · 55 participants
CONTRARIAN CAPITAL MANAGEMENT, LLC
CONTRARIAN CAPITAL MANAGEMENT 401(K) RETIREMENT PLAN
$50.8M · 76 participants
INSPEREX HOLDINGS LLC
INSPEREX HOLDINGS LLC 401K PLAN
$50.0M · 176 participants
ROTH CAPITAL PARTNERS, LLC
ROTH CAPITAL PARTNERS, LLC 401(K) PLAN
$54.7M · 208 participants
Large plans in Illinois
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - NON-LENDING
$91.1B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - DC - NON-LENDING
$62.8B
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUND
CENTRAL STATES, SOUTHEAST & SOUTHWEST AREAS PENSION PLAN
$48.2B · 38,102 participants
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY
STATE FARM INSURANCE COMPANIES RETIREMENT PLAN FOR UNITED STATES EMPLOYEES
$37.7B · 39,712 participants
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - LENDING
$35.5B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE SHORT TERM INVESTMENT
$29.7B