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Original filing (PDF)20251014172825NAL0001730515001
KROLL, LLC
Form 5500
FILING_RECEIVED
KROLL 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
1,859
Accounts w/ balance
2,660
Plan assets (EOY)
$504.6M
Net assets (EOY)
$504.6M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KROLL, LLC.
Plan sponsor
Name
KROLL, LLC
EIN
36-4090666
Address
285 FULTON STREET · 31ST FLOOR · NEW YORK, NY · 10007
Phone
(212) 202-5882
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK ADVISORY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $275K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRAYSTONE CONSULTING-MORGAN STANLEY | — | MIDDLETON, MA | ADVISOR | $144K | — |
Investments
29 direct securities · 1 pooled fund· $500.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$469.4M
28 holdings
Common Collective Trust
$26.7M
1 holding
Mutual Funds
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $96.7M | 19.2% | |
| Vanguard Target Retirement 2045 - INV Mutual fund | — | — | — | $35.8M | 7.1% | |
| Vanguard Target Retirement 2040 - INV Mutual fund | — | — | — | $30.3M | 6.0% | |
| Vanguard Target Retirement 2050 - INV Mutual fund | — | — | — | $29.0M | 5.7% | |
| Vanguard Target Retirement 2035 - INV Mutual fund | — | — | — | $28.5M | 5.6% | |
| RTC METLIFE STABLE VALUE 25053 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $26.7M | 5.3% | |
| Vanguard Target Retirement 2030 - INV Mutual fund | — | — | — | $25.3M | 5.0% | |
| Vanguard Small-Cap Index Fund Instl Mutual fund | — | — | — | $24.8M | 4.9% | |
| MSF Technology Fund - R6 Mutual fund | — | — | — | $24.6M | 4.9% | |
| Vanguard Mid Cap Index - Institutional Mutual fund | — | — | — | $22.2M | 4.4% | |
| Vanguard Target Retirement 2055 - INV Mutual fund | — | — | — | $22.0M | 4.4% | |
| Vanguard Target Retirement 2060 - INV Mutual fund | — | — | — | $20.0M | 4.0% | |
| Fidelity OTC Portfolio K Mutual fund | — | — | — | $15.3M | 3.0% | |
| Vanguard Developed Markets Index Instl Mutual fund | — | — | — | $14.2M | 2.8% | |
| Vanguard Target Retirement 2025 - INV Mutual fund | — | — | — | $10.7M | 2.1% | |
| American Funds New World R6 Mutual fund | — | — | — | $8.6M | 1.7% | |
| Vanguard Total Bond Market Index - INSTL Mutual fund | — | — | — | $8.1M | 1.6% | |
| Vanguard Real Estate Index Institutional Mutual fund | — | — | — | $7.6M | 1.5% | |
| Vanguard Balanced Index - Admiral Mutual fund | — | — | — | $7.3M | 1.4% | |
| Calvert US Lg Cap Core Resp Index R6 Mutual fund | — | — | — | $7.2M | 1.4% | |
| Fidelity Advisor Health Care Z Mutual fund | — | — | — | $6.5M | 1.3% | |
| Amer Fund New Perspective R6 Mutual fund | Mutual Funds | — | — | $4.7M | 0.9% | |
| First Eagle Global - R6 Mutual fund | — | — | — | $4.2M | 0.8% | |
| BlackRock High Yield Portfolio K Mutual fund | — | — | — | $3.7M | 0.7% | |
| Vanguard Target Retirement 2020 - INV Mutual fund | — | — | — | $3.5M | 0.7% | |
| John Hancock Bond - R6 Mutual fund | — | — | — | $3.5M | 0.7% | |
| Van Eck International Investors Gold - I Mutual fund | — | — | — | $3.3M | 0.7% | |
| Vanguard Inflation-Protected Secs - ADM Mutual fund | — | — | — | $3.0M | 0.6% | |
| Vanguard Target Retirement Income - INV Mutual fund | — | — | — | $1.9M | 0.4% | |
| Columbia Trust Dividend Income MS CIT Mutual fund | — | — | — | $1.6M | 0.3% |
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