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Original filing (PDF)20251015191304NAL0005449489001
NUMERIX LLC
Form 5500
FILING_RECEIVED
NUMERIX LLC 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No auditor on file
Active participants
154
Accounts w/ balance
196
Plan assets (EOY)
$22.5M
Net assets (EOY)
$22.5M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NUMERIX LLC.
Plan sponsor
Name
NUMERIX LLC
EIN
36-4066167
Address
100 PARK AVE · FLOOR 15 · NEW YORK, NY · 10017
Phone
(212) 302-2220
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $69K | — |
Investments
34 direct securities · 1 pooled fund· $22.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$21.5M
34 holdings
Common Collective Trust
$908K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 2040 TARGET RETIREMNT MUTUAL FUNDS | — | — | $3.1M | $3.4M | 15.0% | |
| VANGUARD 2035 TARGET RETIREMNT MUTUAL FUNDS | — | — | $2.5M | $2.6M | 11.5% | |
| VANGUARD 500 INDEX FUND MUTUAL FUNDS | — | — | $1.5M | $2.1M | 9.4% | |
| VANGUARD 2030 TARGET RETIREMNT MUTUAL FUNDS | — | — | $1.7M | $1.8M | 7.8% | |
| VANGUARD 2045 TARGET RETIREMNT MUTUAL FUNDS | — | — | $1.2M | $1.4M | 6.4% | |
| VANGUARD 2055 TARGET RETIREMNT MUTUAL FUNDS | — | — | $958K | $1.1M | 5.1% | |
| VANGUARD 2025 TARGET RETIREMNT MUTUAL FUNDS | — | — | $1.1M | $1.1M | 4.7% | |
| PUTNAM STABLE VALUE FUND CLASS 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | $908K | $908K | 4.0% | |
| VICTORY NASDAQ-100 INDEX FUND MUTUAL FUNDS | — | — | $684K | $895K | 4.0% | |
| AMERICAN GROWTH FUND R6 MUTUAL FUNDS | — | — | $711K | $864K | 3.8% | |
| AMERICAN WASHINGTON MUTUAL FUNDS | — | — | $583K | $709K | 3.2% | |
| VANGUARD 2050 TARGET RETIREMNT MUTUAL FUNDS | — | — | $573K | $687K | 3.1% | |
| MFS MID CAP GROWTH FD R6 MUTUAL FUNDS | — | — | $545K | $674K | 3.0% | |
| VANGUARD 2060 TARGET RETIREMNT MUTUAL FUNDS | — | — | $527K | $625K | 2.8% | |
| AMERICAN INVESTMENT CO MUTUAL FUNDS | — | — | $373K | $476K | 2.1% | |
| VANGUARD MID CAP VALUE ADM MUTUAL FUNDS | — | — | $318K | $419K | 1.9% | |
| VANGUARD DEVELOPED MRKTS ADM MUTUAL FUNDS | — | — | $319K | $354K | 1.6% | |
| CARILLON EAGLE SML CAP GRTH R6 MUTUAL FUNDS | — | — | $436K | $323K | 1.4% | |
| PIMCO INCOME FUND INSTL CL MUTUAL FUNDS | — | — | $282K | $262K | 1.2% | |
| AMERICAN BALANCED FUND CL R6 MUTUAL FUNDS | — | — | $228K | $260K | 1.2% | |
| MACQUARIE SMALL CAP VAL FD R6 MUTUAL FUNDS | — | — | $177K | $182K | 0.8% | |
| AMERICAN CNTRY INFLTIN ADJ R6 MUTUAL FUNDS | — | — | $173K | $150K | 0.7% | |
| AMERICAN NEW PERSPECTIVE MUTUAL FUNDS | — | — | $129K | $148K | 0.7% | |
| VANGUARD INTERMEDIATE TERM ADM MUTUAL FUNDS | — | — | $156K | $141K | 0.6% | |
| AMERICAN NEW WORLD FUND MUTUAL FUNDS | — | — | $127K | $136K | 0.6% | |
| T ROWE PRICE SHRT TRM BD CL I MUTUAL FUNDS | — | — | $138K | $133K | 0.6% | |
| LOAN FUND LOANS | — | — | $127K | $127K | 0.6% | |
| VANGUARD 2020 TARGET RETIREMNT MUTUAL FUNDS | — | — | $130K | $111K | 0.5% | |
| VANGUARD REIT INDEX FUND ADM MUTUAL FUNDS | — | — | $89K | $87K | 0.4% | |
| VANGUARD TRGT INCOME RETRMNT MUTUAL FUNDS | — | — | $75K | $76K | 0.3% | |
| VANGUARD INTL GRWT FD ADM CLAS MUTUAL FUNDS | — | — | $87K | $69K | 0.3% | |
| BLACKROCK HIGH YIELD PORTFOL K MUTUAL FUNDS | — | — | $57K | $56K | 0.2% | |
| VANGUARD INTERNATIONAL VALUE MUTUAL FUNDS | — | — | $39K | $38K | 0.2% | |
| PIMCO COMMODITY REAL RETURN MUTUAL FUNDS | — | — | $42K | $36K | 0.2% | |
| PIMCO GLB BD OPPS USD HDGD IST MUTUAL FUNDS | — | — | $22K | $22K | <0.1% |
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