Back to filter
Original filing (PDF)20260304064302NAL0001886867001
BOARD OF TRUSTEES OF THE PLUMBERS' WELFARE FUND, LOCAL 130, U.A.
Form 5500
FILING_RECEIVED
PLUMBERS' WELFARE FUND, LOCAL 130, U.A.
Health & welfare plan
Signals · 5
4 failed disclosures60% in single holding~527 bps in Sched C feesNo recordkeeper disclosed38 service providers
Active participants
3,685
Accounts w/ balance
—
Plan assets (EOY)
$176.0M
Net assets (EOY)
$167.2M
How this plan invests
This plan
5 pooled trusts
Schedule D
5 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
75
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
70
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 4 Schedule C providers failed to disclose compensation.
- Top holding "[DFE: NIS INTERMEDIATE FIXED INCOME FUND, LLC (extraction pending)]" is 60% of plan.
- 527 bps in Schedule C fees — 5170% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF THE PLUMBERS' WELFARE FUND, LOCAL 130, U.A..
Plan sponsor
Name
BOARD OF TRUSTEES OF THE PLUMBERS' WELFARE FUND, LOCAL 130, U.A.
EIN
36-4026252
Address
1340 WEST WASHINGTON BOULEVARD · CHICAGO, IL · 60607
Phone
(312) 226-5000
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-04
Welfare benefit codes
4A · Health (other than dental or vision)
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
4L · Death Benefits (other than life insurance)
4U · Dependent Care
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
38 rowsOther
38| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARATHON HEALTH, LLC | 26-0103977 | — | NONE | $2.5M | — |
| BLUE CROSS BLUE SHIELD OF IL | 36-1236610 | — | NONE | $1.8M | — |
| UNION EYES, LLC | 83-3067276 | — | NONE | $1.3M | — |
| EXPRESS SCRIPTS, INC. | 43-1420563 | — | NONE | $1.1M | — |
| NATIONAL INVST SVCS OF AMERICA LLC | 84-3937993 | — | NONE | $298K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $233K | — |
| GREGORIO, STEC, KLEIN & HOSE | 99-0408958 | — | NONE | $220K | — |
| SEGAL | 13-1975125 | — | NONE | $170K | — |
| HINES AND ASSOCIATES, INC. | 36-3545085 | — | NONE | $131K | — |
| ZELIS PAYMENTS HOLDING LLC | 84-3069529 | — | NONE | $120K | — |
| OPTUM FINANCIAL, INC. | 47-0858530 | — | NONE | $112K | — |
| BRIDGEWAY BENEFIT TECHNOLOGIES LLC | 52-1796473 | — | NONE | $99K | — |
| WASHINGTON CAPITAL MANAGEMENT, INC. | 91-1042342 | — | NONE | $93K | — |
| CHRISTOPHER ANISH | 36-4026252 | — | EMPLOYEE | $93K | — |
| GRACIELA DELGADO | 36-4026252 | — | EMPLOYEE | $86K | — |
| JOSEPH OHM | 36-4026252 | — | EMPLOYEE | $86K | — |
| DELTA DENTAL OF ILLINOIS | 36-2612058 | — | NONE | $84K | — |
| LISA SURDYK | 36-4026252 | — | EMPLOYEE | $71K | — |
| MAIRE O'BRIEN | 36-4026252 | — | EMPLOYEE | $69K | — |
| LISA BOWE | 36-4026252 | — | EMPLOYEE | $69K | — |
| MARIDZA TORRES-RAMOS | 36-4026252 | — | EMPLOYEE | $67K | — |
| EMPLOYEE RESOURCE SYSTEMS, INC. | 36-3867645 | — | NONE | $65K | — |
| LANER MUCHIN, LTD. | 36-3088463 | — | NONE | $56K | — |
| PREFERRED NETWORK ACCESS, INC. | 36-4018433 | — | NONE | $56K | — |
| NANCY JONES | 36-4026252 | — | EMPLOYEE | $52K | — |
| ELIZABETH STIERLE | 36-4026252 | — | EMPLOYEE | $50K | — |
| JENNIFER KREJCA | 36-4026252 | — | EMPLOYEE | $45K | — |
| HERTZ CONSULTING LLC | — | HINES, IL | NONE | $37K | — |
| DATAMATION IMAGING | 36-4303011 | — | NONE | $30K | — |
| EYEMED VISION CARE, LLC | 31-1656473 | — | NONE | $23K | — |
| AMALGAMATED BANK OF CHICAGO | 36-0721895 | — | NONE | $22K | — |
| STRATEGIC CAPITAL INV. ADVISORS | 36-4268991 | — | NONE | $12K | — |
| MORGAN BIRGE AND ASSOCIATES, INC. | 36-4330980 | — | NONE | $10K | — |
| TFBC, LLC | 27-3782504 | — | NONE | $9K | — |
| MARQUETTE ASSOCIATES | 36-3485298 | — | NONE | $8K | — |
| STADTLER TECHNOLOGIES | 46-2406523 | — | NONE | $7K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | NONE | $7K | — |
| MIDWEST INSTITUTIONAL TRUST COMPANY | 93-1799133 | — | NONE | $5K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| BRIDGEWAY BENEFIT TECHNOLOGIES LLC | DID NOT RESPOND TO THE PLAN'S MULTIPLE REQUESTS FOR INFORMATION REGARDING INDIRECT COMPENSATION RECEIVED. |
| EMPLOYEE RESOURCE SYSTEMS, INC. | DID NOT RESPOND TO THE PLAN'S MULTIPLE REQUESTS FOR INFORMATION REGARDING INDIRECT COMPENSATION RECEIVED. |
| SEYFARTH SHAW LLP | DID NOT RESPOND TO THE PLAN'S MULTIPLE REQUESTS FOR INFORMATION REGARDING INDIRECT COMPENSATION RECEIVED. |
| STADTLER TECHNOLOGIES | DID NOT RESPOND TO THE PLAN'S MULTIPLE REQUESTS FOR INFORMATION REGARDING INDIRECT COMPENSATION RECEIVED. |
Investments
5 pooled funds· $78.9M(45% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$59.2M
4 holdings
103-12 Investment Entity
$19.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NIS INTERMEDIATE FIXED INCOME FUND NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 20-0065449 / PN 004 | Common Collective Trust | — | — | $47.0M | 26.7% | |
| REAL ASSET INCOME FUND, LLC WASHINGTON CAPITAL MANAGEMENT, INC · EIN 86-3454983 / PN 001 | 103-12 Investment Entity | — | — | $19.7M | 11.2% | |
| NIS TOTAL ABSOLUTE RETURN FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 45-4783986 / PN 001 | Common Collective Trust | — | — | $5.5M | 3.1% | |
| NIS HIGH YIELD FUND, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 39-2021943 / PN 001 | Common Collective Trust | — | — | $3.4M | 1.9% | |
| NIS PREFERRED STOCK FUND II, LLC NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · EIN 16-1626084 / PN 002 | Common Collective Trust | — | — | $3.3M | 1.9% |