Back to filter
Original filing (PDF)20251014111417NAL0001289491001
APPLIED AEROSPACE STRUCTURES CORP.
Form 5500
FILING_RECEIVED
APPLIED AEROSPACE 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
519
Accounts w/ balance
410
Plan assets (EOY)
$59.0M
Net assets (EOY)
$59.0M
How this plan invests
This plan
9 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APPLIED AEROSPACE STRUCTURES CORP..
Plan sponsor
Name
APPLIED AEROSPACE STRUCTURES CORP.
EIN
36-4004211
Address
3437 AIRPORT WAY · STOCKTON, CA · 95206
Phone
(209) 983-3375
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $49K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER BENEFIT SERVICES INC DBA | — | CLEVELAND, OH | INVESTMENT ADVISOR | $38K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $12K | — |
Investments
24 direct securities · 9 pooled funds· $59.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$41.1M
24 holdings
Pooled Separate Account
$17.8M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| General Account Guaranteed Investment Contract w | — | — | — | $14.5M | 24.6% | |
| FIDELITY 500 INDEX FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $8.0M | 13.6% | |
| T Rowe Price Retirement 2030 Fund Registered Investment Company | — | — | — | $5.3M | 9.0% | |
| MASSMUTUAL BLUE CHIP GROWTH I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.3M | 7.3% | |
| T Rowe Price Retirement 2025 Fund Registered Investment Company | — | — | — | $2.7M | 4.6% | |
| T Rowe Price Retirement 2040 Fund Registered Investment Company | — | — | — | $2.1M | 3.6% | |
| Fidelity Us Bond Index Registered Investment Company | — | — | — | $2.0M | 3.5% | |
| T Rowe Price Retirement 2050 Fund Registered Investment Company | — | — | — | $1.8M | 3.1% | |
| Fidelity Large Cap Growth Index Registered Investment Company | — | — | — | $1.8M | 3.1% | |
| MASSMUTUAL SMALL CAP OPPS R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.6M | 2.8% | |
| Fidelity International Index Registered Investment Company | — | — | — | $1.3M | 2.3% | |
| JPMORGAN EQUITY INCOME R6 JPMORGAN · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.3M | 2.2% | |
| FIDELITY MID CAP INDEX FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.2M | 2.0% | |
| Eaton Vance Atlanta Capital Smid-Cap I Registered Investment Company | — | — | — | $1.1M | 1.9% | |
| T Rowe Price Retirement 2020 Fund Registered Investment Company | — | — | — | $1.1M | 1.8% | |
| Pioneer Bond Y Registered Investment Company | — | — | — | $1.0M | 1.8% | |
| T Rowe Price Retirement 2045 Fund Registered Investment Company | — | — | — | $929K | 1.6% | |
| T Rowe Price Retirement 2035 Fund Registered Investment Company | — | — | — | $916K | 1.6% | |
| maturing through December 2029 0 | — | — | — | $856K | 1.5% | |
| Hartford Intl Opportunities Y Registered Investment Company | — | — | — | $783K | 1.3% | |
| T Rowe Price Retirement 2060 Fund Registered Investment Company | — | — | — | $753K | 1.3% | |
| T Rowe Price Retirement 2055 Fund Registered Investment Company | — | — | — | $718K | 1.2% | |
| Fidelity Small Cap Index Registered Investment Company | — | — | — | $542K | 0.9% | |
| MASSMUTUAL SMALL CAP GR EQ R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $494K | 0.8% | |
| AMERICAN FUNDS WASHINGTON MUTUAL R6 AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $483K | 0.8% | |
| Fidelity Inflation Protected Bond Index Registered Investment Company | — | — | — | $466K | 0.8% | |
| ALLSPRING SPECIAL SMALL CAP VALUE ALLSPRING GLOBAL INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $391K | 0.7% | |
| T Rowe Price Retirement 2065 Fund Registered Investment Company | — | — | — | $194K | 0.3% | |
| Allspring Special Mid Cap Value R6 Registered Investment Company | — | — | — | $95K | 0.2% | |
| T Rowe Price Retirement 2015 Fund Registered Investment Company | — | — | — | $15K | <0.1% | |
| T Rowe Price Retirement 2010 Fund Registered Investment Company | — | — | — | $3K | <0.1% | |
| T Rowe Price Retirement 2005 Fund Registered Investment Company | — | — | — | $3K | <0.1% | |
| MASSMUTUAL SMALL CAP OPPS R5 MASSMUTUAL · EIN 04-1590853 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |