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Original filing (PDF)20251014141427NAL0006261730001
GAMMA TECHNOLOGIES, LLC
Form 5500
FILING_RECEIVED
GAMMA TECHNOLOGIES, LLC RETIREMENT PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
145
Accounts w/ balance
176
Plan assets (EOY)
$47.2M
Net assets (EOY)
$47.2M
How this plan invests
This plan
5 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Charles Schwab Schwab S&P 500 Index Fund" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GAMMA TECHNOLOGIES, LLC.
Plan sponsor
Name
GAMMA TECHNOLOGIES, LLC
EIN
36-3959691
Address
700 OAKMONT LANE STE. 300 · WESTMONT, IL · 60559
Phone
(630) 325-5848
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STEELE CAPITAL MANAGEMENT, INC. | 42-1460565 | — | NONE | $64K | — |
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $27K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
21 direct securities · 5 pooled funds· $46.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.9M
21 holdings
Common Collective Trust
$11.3M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab S&P 500 Index Fund | — | — | — | $12.1M | 25.6% | |
| Vanguard Growth Index Fund Admiral | — | — | — | $5.8M | 12.3% | |
| STRATEGIC ROADMAP AGGRESSIVE FUND MATRIX TRUST COMPANY · EIN 75-3182674 / PN 267 | Common Collective Trust | — | — | $5.5M | 11.7% | |
| Columbia Seligman Comm & Info | — | — | — | $3.2M | 6.8% | |
| STRATEGIC ROADMAP BALANCED FUND MATRIX TRUST COMPANY · EIN 75-3182674 / PN 268 | Common Collective Trust | — | — | $3.0M | 6.4% | |
| STRATEGIC ROADMAP GROWTH FUND MATRIX TRUST COMPANY · EIN 75-3182674 / PN 270 | Common Collective Trust | — | — | $2.3M | 4.9% | |
| Charles Schwab Bank Savings | — | — | — | $1.8M | 3.9% | |
| Vanguard Mid-Cap Growth Index Admiral | — | — | — | $1.6M | 3.5% | |
| Nuveen Core Impact Bond Fund ** 310 * Charles Schwab International Index Fund | — | — | — | $1.5M | 3.1% | |
| Fidelity International Index Fund | — | — | — | $1.2M | 2.6% | |
| Vanguard Mid Cap Value | — | — | — | $1.1M | 2.4% | |
| Vanguard Small Cap Growth Index Admiral | — | — | — | $993K | 2.1% | |
| Vanguard FTSE Social Index Fund Admiral | — | — | — | $885K | 1.9% | |
| DFA U.S. Core Equity 1 Portfolio Institutional Class | — | — | — | $783K | 1.7% | |
| Driehaus Emerging Markets Growth Fund | — | — | — | $722K | 1.5% | |
| Vanguard Small Cap Value Index Admiral | — | — | — | $717K | 1.5% | |
| Vanguard Intermediate Term Balanced Index Admiral | — | — | — | $663K | 1.4% | |
| Guggenheim Total Return Bond | — | — | — | $595K | 1.3% | |
| STRATEGIC ROADMAP MODERATE FUND MATRIX TRUST COMPANY · EIN 75-3182674 / PN 271 | Common Collective Trust | — | — | $474K | 1.0% | |
| Cohen & Steers Cohen & Steers Realty Shares | — | — | — | $431K | 0.9% | |
| Loomis Sayles Loomis Sayles Global Bond Fund | — | — | — | $300K | 0.6% | |
| Doubleline Total Return Balanced Fund | — | — | — | $287K | 0.6% | |
| Delaware Diversified Income | — | — | — | $75K | 0.2% | |
| Participant loans (interest rates ranging from * Participant loans 4.25% to 9.50%) with maturities through 2032 | — | — | — | $67K | 0.1% | |
| STRATEGIC ROADMAP CONSERVATIVE FUND MATRIX TRUST COMPANY · EIN 75-3182674 / PN 269 | Common Collective Trust | — | — | $27K | <0.1% | |
| Neuberger Berman Intrinsic Value Fund Class I | — | — | — | $24K | <0.1% |
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