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Original filing (PDF)20251210152738NAL0005177553001
S. RAINTREE ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
HOSTMARK/RAINTREE 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 0.8 mo26% in single holding~120 bps in Sched C fees
Active participants
6
Accounts w/ balance
155
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
97
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.8 months past the 10.5-month grace window.
- Top holding "Fidelity FIDELITY 500 INDEX" is 26% of plan.
- 120 bps in Schedule C fees — 131% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for S. RAINTREE ENTERPRISES, INC..
Plan sponsor
Name
S. RAINTREE ENTERPRISES, INC.
EIN
36-3914422
Address
1300 E. WOODFIELD ROAD · SUITE 400 · SCHAUMBURG, IL · 60173
Phone
(847) 517-9100
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
R.J. AUGUSTINE & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $9K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL INVESTMENT | — | CHICAGO, IL | INVESTMENT MANAGER | $43K | — |
| CREATIVE PLANNING HOLDCO LLC | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $19K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CHIP RETIREMENT PLANS, INC. | — | MILWAUKEE, WI | CONTRACT ADMIN | $16K | — |
Investments
16 direct securities· $7.3M(100% of reported assets)
Uncategorized
$7.0M
15 holdings
Mutual Funds
$337K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 INDEX | — | — | — | $1.9M | 26.3% | |
| Fidelity US BOND INDEX | — | — | — | $1.4M | 19.5% | |
| value or similar party or maturity value Fixed Annuities Empower Annuity Insurance * Company of America (EAIC) EI FIXED ACCOUNT - SERIES CLASS II | — | — | — | $1.1M | 14.8% | |
| MFS INTL DIVERSIFICATION R6 | — | — | — | $613K | 8.4% | |
| BlackRock LIFEPATH INDEX 2050 K | — | — | — | $406K | 5.6% | |
| BlackRock LIFEPATH INDEX 2045 K | — | — | — | $403K | 5.5% | |
| Fidelity SMALL CAP INDEX | — | — | — | $368K | 5.0% | |
| Fidelity MID CAP INDEX | — | — | — | $364K | 5.0% | |
| s * American Funds AMERICAN FUNDS EUROPACIFIC GR R6 796 * American Funds AMERICAN FUNDS NEW WORLD R6 | Mutual Funds | — | — | $337K | 4.6% | |
| BlackRock LIFEPATH INDEX 2055 K | — | — | — | $275K | 3.8% | |
| Participant Loans * Participant Loans INTEREST RATES FROM 4.25% TO 9.25% | — | — | — | $78K | 1.1% | |
| BlackRock LIFEPATH INDEX 2060 K | — | — | — | $16K | 0.2% | |
| BlackRock TOTAL RETURN K | — | — | — | $4K | <0.1% | |
| JPMorgan U.S. VALUE R6 | — | — | — | $2K | <0.1% | |
| PIMCO INCOME INSTL | — | — | — | $2K | <0.1% | |
| Janus Henderson JANUS HENDERSON TRITON N 13 * JPMorgan LARGE CAP GROWTH R6 25 * JPMorgan SMALL CAP VALUE R6 | — | — | — | $1K | <0.1% |
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