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Original filing (PDF)20260129092042NAL0005399091001
SPRINGFIELD, INC.
Form 5500
FILING_RECEIVED
SPRINGFIELD, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
325
Accounts w/ balance
437
Plan assets (EOY)
$23.6M
Net assets (EOY)
$23.6M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPRINGFIELD, INC..
Plan sponsor
Name
SPRINGFIELD, INC.
EIN
36-3834579
Address
650 WEBER DRIVE · GENESEO, IL · 61254
Phone
(309) 944-8913
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-10-01
Tax period
2025-09-30
Filed
2026-01-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WATSON COON RYAN, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIFTH THIRD BANK | — | CINCINNATI, OH | INVESTMENT ADVISOR | $16K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $67K | — |
Investments
28 direct securities· $23.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $4.6M | 19.3% | |
| American Funds New World R6 | — | — | — | $2.7M | 11.6% | |
| Dodge & Cox Income X | — | — | — | $2.4M | 10.2% | |
| Fidelity US Bond Index | — | — | — | $2.0M | 8.4% | |
| Fidelity International Index | — | — | — | $1.9M | 7.9% | |
| Fidelity Mid Cap Index | — | — | — | $1.6M | 6.7% | |
| Empower Annuity Insurance Co. of America EI Fixed Account - Series Class IV | — | — | — | $1.2M | 5.2% | |
| Fidelity Large Cap Index | — | — | — | $964K | 4.1% | |
| JP Morgan US Value R6 | — | — | — | $879K | 3.7% | |
| Fidelity Small Cap Index | — | — | — | $835K | 3.5% | |
| American Funds 2030 Trgt Date Retire R6 | — | — | — | $662K | 2.8% | |
| MFS International Equity R6 | — | — | — | $626K | 2.6% | |
| Dimensional Fund Advisors DFA US Targeted Value I | — | — | — | $618K | 2.6% | |
| Cohen & Steers Realty Shares I | — | — | — | $512K | 2.2% | |
| Lord Abbett Lord Abbet Bond Debenture R6 | — | — | — | $444K | 1.9% | |
| T. Rowe Price T. Rowe Price QM US Small Cap GR EQ I | — | — | — | $399K | 1.7% | |
| Vaneck CM Commodity Index Y | — | — | — | $337K | 1.4% | |
| Morgan Stanley Inst Global Opp I | — | — | — | $291K | 1.2% | |
| T. Rowe Price T. Rowe Mid Cap Value I | — | — | — | $238K | 1.0% | |
| Touch Stone Touchstone Mid Cap Growth R6 | — | — | — | $175K | 0.7% | |
| American Funds 2025 Trgt Date Retire R6 | — | — | — | $98K | 0.4% | |
| American Funds 2035 Trgt Date Retire R6 | — | — | — | $55K | 0.2% | |
| American Funds American Balanced R6 | — | — | — | $37K | 0.2% | |
| American Funds 2040 Trgt Date Retire R6 682 American Funds 2045 Trgt Date Retire R6 | — | — | — | $23K | <0.1% | |
| American Funds 2050 Trgt Date Retire R6 | — | — | — | $19K | <0.1% | |
| American Funds 2065 Trgt Date Retire R6 | — | — | — | $15K | <0.1% | |
| American Funds 2055 Trgt Date Retire R6 | — | — | — | $11K | <0.1% | |
| American Funds 2060 Trgt Date Retire R6 | — | — | — | $2K | <0.1% |
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