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Original filing (PDF)20250911105120NAL0000190035001
SWANSON, MARTIN & BELL, LLP
Form 5500
FILING_RECEIVED
SWANSON, MARTIN & BELL, LLP 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
190
Accounts w/ balance
278
Plan assets (EOY)
$93.4M
Net assets (EOY)
$93.4M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWANSON, MARTIN & BELL, LLP.
Plan sponsor
Name
SWANSON, MARTIN & BELL, LLP
EIN
36-3825975
Address
330 NORTH WABASH, SUITE 3300 · CHICAGO, IL · 60611
Phone
(312) 321-9100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOWARD SIMON & ASSOCIATES, INC. | 36-3132823 | — | NONE | $49K | — |
| MATRIX TRUST COMPANY | 71-3182674 | — | NONE | $3K | — |
Investments
29 direct securities · 1 pooled fund· $91.3M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$87.0M
29 holdings
Common Collective Trust
$4.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $11.4M | 12.2% | |
| American Funds American Growth Fund of America Class R6 | — | — | — | $10.8M | 11.5% | |
| Vanguard LifeStrategy Moderate Growth Fund | — | — | — | $10.3M | 11.0% | |
| Vanguard LifeStrategy Growth Fund | — | — | — | $5.2M | 5.5% | |
| Columbia Contrarian Core Fund | — | — | — | $4.8M | 5.2% | |
| WELLS FARGO STABLE RETURN GALLIARD CAPITAL MANAGEMENT, INC. · EIN 94-3371778 / PN 001 | Common Collective Trust | — | — | $4.2M | 4.5% | |
| American Funds American Capital World Growth and Income R6 | — | — | — | $4.0M | 4.3% | |
| Invesco Equity and Income Fund Class Y | — | — | — | $3.8M | 4.0% | |
| Allspring Special Small Cap Value Fund R6 | — | — | — | $2.8M | 3.0% | |
| Loomis Sayles Core Plus Bond Fund CL N | — | — | — | $2.6M | 2.8% | |
| Fidelity Investments Fidelity Contrafund | — | — | — | $2.5M | 2.7% | |
| Columbia Mid Cap Index Fund | — | — | — | $2.5M | 2.7% | |
| Vanguard Dividend Growth Fund | — | — | — | $2.5M | 2.7% | |
| Columbia Small Cap Index Fund | — | — | — | $2.4M | 2.6% | |
| T Rowe Price T Rowe Price Blue Chip Growth Fund Class I | — | — | — | $2.3M | 2.5% | |
| Janus Henderson Enterprise Fund Class N | — | — | — | $2.3M | 2.4% | |
| American Funds American EuroPacific Growth Fund Class R6 | — | — | — | $2.2M | 2.3% | |
| Vanguard Mid-Cap Value Index Admiral Fund | — | — | — | $1.8M | 2.0% | |
| Fidelity Investments Fidelity Capital and Income Fund Retail | — | — | — | $1.8M | 1.9% | |
| Vanguard LifeStrategy Conservative Growth Fund | — | — | — | $1.4M | 1.5% | |
| American Funds American Fundamental Investors Class R6 | — | — | — | $1.3M | 1.4% | |
| Invesco Developing Markets Fund Y | — | — | — | $1.3M | 1.4% | |
| Franklin Templeton Investments Franklin Advisor Income Fund | — | — | — | $1.3M | 1.4% | |
| MFS Value Fund Class R6 | — | — | — | $1.2M | 1.3% | |
| JPMorgan Small Cap Growth Class R6 | — | — | — | $1.2M | 1.3% | |
| Vanguard Short-Term Bond Index Fund | — | — | — | $1.1M | 1.1% | |
| Janus Henderson Forty Fund Class N | — | — | — | $868K | 0.9% | |
| Dodge & Cox Dodge & Cox Global Bond | — | — | — | $605K | 0.6% | |
| Vanguard LifeStrategy Income Fund | — | — | — | $550K | 0.6% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $186K | 0.2% |