FIRST TRUST PORTFOLIOS L.P.
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Service providers (Schedule C)
3 rows| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $40K | — |
| TD AMERITRADE | — | OMAHA, NE | NONE | $21K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD INSTITUTIONAL INDEX I MUTUAL FUND | — | — | — | $68.9M | 19.1% | |
| JANUARY 15, 2025 TO MARCH 31, 2039 INDIVIDUALLY DIRECTED ACCOUNTS IDA ACCOUNTS | — | — | — | $46.5M | 12.9% | |
| T. ROWE PRICE GROWTH STOCK MUTUAL FUND | — | — | — | $36.9M | 10.2% | |
| DODGE & COX STOCK FUND X MUTUAL FUND | — | — | — | $28.9M | 8.0% | |
| VANGUARD BALANCED INDEX I MUTUAL FUND | — | — | — | $20.6M | 5.7% | |
| T. ROWE PRICE MID‐CAP GROWTH MUTUAL FUND | — | — | — | $18.7M | 5.2% | |
| FEDERATED HERMES US TREAS CASH RES PREM MONEY MARKET FUND | — | — | — | $18.7M | 5.2% | |
| VANGUARD DEVELOPED MARKETS INDEX INSTL MUTUAL FUND | — | — | — | $11.3M | 3.1% | |
| VANGUARD SMALL CAP INDEX I MUTUAL FUND | — | — | — | $11.2M | 3.1% | |
| MFS INTERNATIONAL GROWTH FUND R3 MUTUAL FUND | — | — | — | $10.3M | 2.9% | |
| PIMCO TOTAL RETURN A MUTUAL FUND | — | — | — | $10.0M | 2.8% | |
| VANGUARD MID‐CAP VALUE INDEX ADMIRAL MUTUAL FUND | — | — | — | $9.6M | 2.7% | |
| VANGUARD MID CAP INDEX INSTITUTIONAL MUTUAL FUND | — | — | — | $9.5M | 2.6% | |
| AMERICAN CENTURY SMALL CAP VALUE R6 MUTUAL FUND | — | — | — | $8.0M | 2.2% | |
| VANGUARD TARGET RETIREMENT 2040 INV MUTUAL FUND | — | — | — | $6.7M | 1.9% | |
| VANGUARD SMALL CAP GROWTH INDEX I MUTUAL FUND | — | — | — | $6.5M | 1.8% | |
| VANGUARD EMERGING MARKETS STOCK INDEX MUTUAL FUND | — | — | — | $5.8M | 1.6% | |
| VANGUARD TARGET RETIREMENT 2050 INV MUTUAL FUND | — | — | — | $5.5M | 1.5% | |
| VANGUARD SHORT‐TERM FEDERAL ADM MUTUAL FUND | — | — | — | $4.9M | 1.4% | |
| FIDELITY ADVISOR EQUITY GROWTH‐CLASS I MUTUAL FUND | — | — | — | $4.4M | 1.2% | |
| VANGUARD TARGET RETIREMENT 2030 INV MUTUAL FUND | — | — | — | $3.9M | 1.1% | |
| VANGUARD TARGET RETIREMENT 2060 INV MUTUAL FUND | — | — | — | $3.4M | 0.9% | |
| VANGUARD HIGH‐YIELD CORPORATE ADM MUTUAL FUND | — | — | — | $3.2M | 0.9% | |
| FIRST TRUST SHORT DUR‐I* MUTUAL FUND | — | — | — | $3.0M | 0.8% | |
| NOTES TO VARIOUS PARTICIPANTS MATURITY DATE RANGE | — | — | — | $1.8M | 0.5% | |
| VANGUARD TARGET RETIREMENT INCOME INV MUTUAL FUND | — | — | — | $624K | 0.2% | |
| VANGUARD TARGET RETIREMENT 2070 FUND MUTUAL FUND | — | — | — | $438K | 0.1% | |
| VANGUARD TARGET RETIREMENT 2020 INV MUTUAL FUND | — | — | — | $357K | <0.1% |