Back to filter
Original filing (PDF)20251002065804NAL0000660050001
NEWGROUND INTERNATIONAL, INC.
Form 5500
FILING_RECEIVED
NEWGROUND RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
123
Accounts w/ balance
187
Plan assets (EOY)
$20.0M
Net assets (EOY)
$20.0M
How this plan invests
This plan
15 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Retirement Advocate Moderate Fund Collective Investment Trust" is 26% of plan.
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWGROUND INTERNATIONAL, INC..
Plan sponsor
Name
NEWGROUND INTERNATIONAL, INC.
DBA
DBA NEWGROUND
EIN
36-3729610
Address
101 S. HANLEY ROAD · STE. 1200 · CLAYTON, MO · 63105
Phone
(636) 898-8100
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WSDD CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MONETA GROUP LLC | 20-1903821 | — | NONE | $44K | — |
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $40K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
14 direct securities · 15 pooled funds· $19.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$11.4M
15 holdings
Uncategorized
$8.4M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| RETIREMENT ADVOCATE MODERATE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 220 | Common Collective Trust | — | — | $5.2M | 25.8% | |
| RETIREMENT ADVOCATE MOD AGGRESSIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 221 | Common Collective Trust | — | — | $2.3M | 11.7% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $2.1M | 10.4% | |
| American Funds Growth Fund of America Mutual Fund | — | — | — | $1.7M | 8.6% | |
| GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $1.7M | 8.3% | |
| RETIREMENT ADVOCATE AGGRESSIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 222 | Common Collective Trust | — | — | $1.2M | 6.1% | |
| Dodge & Cox Stock Fund Mutual Fund | — | — | — | $1.2M | 5.8% | |
| American Beacon Small Cap Value Fund Mutual Fund | — | — | — | $868K | 4.4% | |
| Delaware Ivy Mid Cap Growth Fund Mutual Fund | — | — | — | $656K | 3.3% | |
| RETIREMENT ADVOCATE MOD CONSERV MATRIX TRUST COMPANY · EIN 75-3182674 / PN 219 | Common Collective Trust | — | — | $490K | 2.5% | |
| Dodge & Cox International Stock Fund Mutual Fund | — | — | — | $444K | 2.2% | |
| IR&M CORE BOND COLLECTIVE FUND GLOBAL TRUST COMPANY - IR&M · EIN 37-6567224 / PN 001 | Common Collective Trust | — | — | $383K | 1.9% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $314K | 1.6% | |
| T. Rowe Price Integrated US Small Cap Growth Equity Fund Mutual Fund | — | — | — | $197K | 1.0% | |
| Notes receivable from participants Interest rate - 4.25% - 9.50% $ | — | — | — | $187K | 0.9% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $186K | 0.9% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $181K | 0.9% | |
| JP Morgan Mid Cap Value Fund Mutual Fund | — | — | — | $162K | 0.8% | |
| iShares Developed Real Estate Index Fund Mutual Fund | — | — | — | $141K | 0.7% | |
| Fidelity Emerging Markets Index Fund Mutual Fund | — | — | — | $112K | 0.6% | |
| SCHWAB INDEXED RET TRUST FD 2045 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $56K | 0.3% | |
| SCHWAB INDEXED RET TRUST FD 2050 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $31K | 0.2% | |
| SCHWAB INDEXED RET TRUST FD 2010 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $11K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2055 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $10K | <0.1% | |
| RETIREMENT ADVOCATE CONSERVATIVE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 218 | Common Collective Trust | — | — | $9K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2035 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $2K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2065 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $1K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2040 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $1K | <0.1% | |
| SCHWAB INDEXED RET TRUST FD 2060 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $0 | <0.1% |