Back to filter
Original filing (PDF)20251009115556NAL0015438786001
NANOPHASE TECHNOLOGIES CORPORATION
Form 5500
FILING_RECEIVED
NANOPHASE TECHNOLOGIES CORPORATION 401K PROFIT SHARING PLAN
401(k) retirement plan
Active participants
98
Accounts w/ balance
119
Plan assets (EOY)
—
Net assets (EOY)
—
How this plan invests
This plan
1 collective trust
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NANOPHASE TECHNOLOGIES CORPORATION.
Plan sponsor
Name
NANOPHASE TECHNOLOGIES CORPORATION
EIN
36-3687863
Address
1319 MARQUETTE DRIVE · ROMEOVILLE, IL · 604464011
Phone
(630) 771-6700
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR | 36-3297908 | — | INVESTMENT ADVISOR | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | 43-1451524 | — | SERVICE PROVIDER | $0 | — |
| HUNTER BENEFITS CONSULTING GROUP | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
1 pooled fund· $6.9M
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | $6.9M | 100.0% |
Related plans
Other plans using ONEDIGITAL INVESTMENT ADVISORS
INTERMOUNTAIN HEALTH CARE, INC.
INTERMOUNTAIN HEALTH 401(K) PLAN
$6.8B · 69,032 participants
PENN STATE HEALTH
PENN STATE HEALTH 401(K) SAVINGS PLAN
$2.9B · 15,720 participants
PMG SERVICES, INC.
PMG SERVICES, INC. THRIFT AND PROFIT SHARING PLAN
$1.8B · 8,140 participants
VERTIV GROUP CORPORATION
VERTIV GROUP CORPORATION EMPLOYEE RETIREMENT SAVINGS PLAN
$1.1B · 4,421 participants
CARDTRONICS USA, INC.
NCR PENSION PLAN
$991.7M · 312 participants
HOLMAN AUTOMOTIVE GROUP, INC.
HOLMAN ENTERPRISES SUPPLEMENTAL RETIREMENT AND SAVINGS PLAN
$688.8M · 6,451 participants
Similar-size Manufacturing plans
RECYCLED AGGREGATE MATERIALS COMPANY, INC.
RAMCO 401(K) PROFIT SHARING PLAN
$0
PREMIER MAGNESIA, LLC
PREMIER MAGNESIA, LLC HOURLY PENSION PLAN
$0
BAILEY-BUCHANAN MASONRY INC.
BAILEY-BUCHANAN MASONRY INC. 401K PROFIT SHARING PLAN
$0
TODD COUNTY STONE, LLC
TODD COUNTY STONE, LLC CBS BENEFIT PLAN
$0
VANTAGE PRODUCTS CORPORATION
VANTAGE PRODUCTS CORPORATION 401(K) PLAN
$0
ITALIAN TILE & MARBLE TRADING, INC.
ITALIAN TILE & MARBLE TRADING 401(K)
$0
Large plans in Illinois
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - NON-LENDING
$91.1B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - DC - NON-LENDING
$62.8B
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUND
CENTRAL STATES, SOUTHEAST & SOUTHWEST AREAS PENSION PLAN
$48.2B · 38,102 participants
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY
STATE FARM INSURANCE COMPANIES RETIREMENT PLAN FOR UNITED STATES EMPLOYEES
$37.7B · 39,712 participants
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - LENDING
$35.5B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE SHORT TERM INVESTMENT
$29.7B