Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $42K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Target Date Retirement 2035 157,276.230945 shares | — | — | — | $3.0M | 15.1% | |
| American Funds Target Date Retirement 2045 113,684.598201 shares | — | — | — | $2.4M | 12.2% | |
| American Funds Target Date Retirement 2030 116,440.361533 shares | — | — | — | $2.0M | 10.2% | |
| JPMorgan Large Cap Growth R6 22,874.757465 shares | — | — | — | $1.9M |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| SHORE TOMPKINS ACTUARIAL RESOURCES | — | CHICAGO, IL | CONTRACT ADMIN | $22K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $16K | — |
| 9.7% |
| American Funds Target Date Retirement 2040 72,464.703435 shares | — | — | — | $1.5M | 7.5% |
| Vanguard Total Stock Market Index Admiral 10,378.261687 shares | — | — | — | $1.5M | 7.4% |
| American Funds Target Date Retirement 2025 77,017.725856 shares | — | — | — | $1.2M | 5.9% |
| American Funds Target Date Retirement 2050 38,150.667612 shares | — | — | — | $797K | 4.0% |
| American Funds New World R6 6,755.949333 shares | — | — | — | $520K | 2.6% |
| Vanguard Windsor II Fund - Admiral 6,563.654764 shares | — | — | — | $516K | 2.6% |
| American Funds Target Date Retirement 2055 17,307.607935 shares | — | — | — | $457K | 2.3% |
| Impax International Sustainable Economy 39,426.700791 shares | — | — | — | $401K | 2.0% |
| Vanguard LifeStrategy Growth Investor 8,380.729677 shares | — | — | — | $370K | 1.9% |
| Vanguard Small Cap Index Admiral 3,180.748310 shares | — | — | — | $366K | 1.8% |
| American Funds American Balanced R6 10,030.491941 shares | — | — | — | $345K | 1.7% |
| American Funds US Government Securities R6 25,912.366248 shares | — | — | — | $304K | 1.5% |
| Key Guaranteed Portfolio Fund | — | — | — | $285K | 1.4% |
| American Funds New Perspective R6 4,440.800094 shares | — | — | — | $276K | 1.4% |
| Vanguard International Growth Admiral 2,351.521478 shares | — | — | — | $239K | 1.2% |
| PGIM Total Return Bond R6 19,155.885670 shares | — | — | — | $227K | 1.1% |
| American Funds Target Date Retirement 2060 12,048.835774 shares | — | — | — | $216K | 1.1% |
| American Funds Target Date Retirement 2020 14,756.814381 shares | — | — | — | $199K | 1.0% |
| BlackRock High Yield Bond Portfolio K 25,371.196933 shares | — | — | — | $180K | 0.9% |
| Fidelity Advisor Value Strategies I 3,371.786160 shares | — | — | — | $167K | 0.8% |
| with maturity dates ranging from 03/16/2025 through 05/19/2034 | — | — | — | $161K | 0.8% |
| BrandywineGLOBAL Opps Bond 14,904.902324 shares | — | — | — | $122K | 0.6% |
| Nuveen Winslow Large Cap Growth ESG R6 1,368.166119 shares | — | — | — | $86K | 0.4% |
| Mirova Global Sustainable Equity N 2,608.662762 shares | — | — | — | $52K | 0.3% |
| Putnam Global Technology Fund Y 476.066110 shares | — | — | — | $35K | 0.2% |
| American Funds Target Date Retirement 2015 1,295.714897 shares | — | — | — | $16K | <0.1% |
| Vanguard Mid-Cap Growth Index Admiral 81.659311 shares | — | — | — | $9K | <0.1% |
