This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | NONE KNOWN | $710K | — |
| BLACKROCK INSTL TRUST COMPANY, N.A. | 94-3122180 | — | NONE KNOWN | $31K | — |
| STATE STREET GLOBAL ADV TRUST CO | 81-4017137 | — | NONE KNOWN | $11K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLLECTIVE SHORT-TERM INV. FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust |
| — |
| $65.0M |
| $65.0M |
| 72.9% |
| BLACKROCK MSCI ACWI IMI INDEX NL FU BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 46-1537984 / PN 001 | Common Collective Trust | — | $15.4M | $15.8M | 17.7% |
| CUSIP: 02999EL06 CF SSGA 20 YEAR U.S TREASURY STRIPS INDEX NL FUND CMCA1 | — | — | $6.4M | $5.3M | 6.0% |
| SSGA 20 YR US TREAS STIPS IN NL FUN STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 169 | Common Collective Trust | — | — | $5.3M | 6.0% |
| USO - United States dollar | — | — | $5K | $5K | <0.1% |
| NT COLL RSL 1000 INDEX FD NL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 095 | Common Collective Trust | — | — | $0 | <0.1% |
| ARROWSTREET INTL EQ-ACWI EX US FUND ARROWSTREET CAPITAL, LIMITED PARTNERSHIP · EIN 45-6500555 / PN 003 | 103-12 Investment Entity | — | — | $0 | <0.1% |
| US STRIPS 20PLUS YR BOND INDX NL BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-2249590 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| LAZARD INTL SRAT EQ ACW EW US TRUST LAZARD ASSET MANAGEMENT LLC · EIN 45-2146398 / PN 001 | 103-12 Investment Entity | — | — | $0 | <0.1% |
| LONG TERM GOVT BND INDX N-LENDB FND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 26-3774476 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| STATE STREET INTRMD US GOVT BND NL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 144 | Common Collective Trust | — | — | $0 | <0.1% |
| TRSY US 5 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-4104495 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| TRSY US 10 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 47-4226866 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| TRSY US 15 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-3856099 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| TRSY US 20 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-3856189 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| TRSY US 25 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-3856224 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
