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Original filing (PDF)20250910145712NAL0013241843001
A. EPSTEIN AND SONS INTERNATIONAL, INC.
Form 5500
FILING_RECEIVED
A. EPSTEIN AND SONS INTERNATIONAL, INC SALARY SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
120
Accounts w/ balance
194
Plan assets (EOY)
$26.3M
Net assets (EOY)
$26.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A. EPSTEIN AND SONS INTERNATIONAL, INC..
Plan sponsor
Name
A. EPSTEIN AND SONS INTERNATIONAL, INC.
EIN
36-3513737
Address
600 WEST FULTON STREET · 9TH FLOOR · CHICAGO, IL · 60661
Phone
(312) 429-8006
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-10
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MILLER, COOPER CO., LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WINTRUST WEALTH MANAGEMENT | — | CHICAGO, IL | NONE | $37K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $19K | — |
| CREATIVE PLANNING. | — | OVERLAND PARK, KS | NONE | $11K | — |
Investments
26 direct securities · 3 pooled funds· $26.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$24.6M
26 holdings
Common Collective Trust
$1.7M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Fidelity 0 | — | — | — | $4.3M | 16.4% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $3.2M | 12.0% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $2.7M | 10.3% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $2.2M | 8.3% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.8M | 6.7% | |
| American Funds New World R6 American Funds 0 | — | — | — | $1.1M | 4.1% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $1.1M | 4.1% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $1.1M | 4.0% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $905K | 3.4% | |
| MFS International Diversification R6 MFS 0 | — | — | — | $749K | 2.8% | |
| LARGE CAP GROWTH II R1 GREAT GRAY TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $732K | 2.8% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $681K | 2.6% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $664K | 2.5% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $620K | 2.4% | |
| CORE PLUS BOND R1 GREAT GRAY TRUST · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $613K | 2.3% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $579K | 2.2% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $507K | 1.9% | |
| Carillon Eagle Mid Cap Growth R6 Carillon 0 | — | — | — | $484K | 1.8% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $426K | 1.6% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $408K | 1.5% | |
| STANDARD STABLE ASSET FUND 2 STANDARD INSURANCE CO. · EIN 93-0242990 / PN 001 | Common Collective Trust | — | — | $404K | 1.5% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $316K | 1.2% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $253K | 1.0% | |
| Vanguard Explorer Adm Vanguard 0 | — | — | — | $181K | 0.7% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $146K | 0.6% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $106K | 0.4% | |
| Vanguard Interm-Term Bond Index Adm Vanguard 0 | — | — | — | $105K | 0.4% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $75K | 0.3% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $8K | <0.1% |