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Original filing (PDF)20251008171613NAL0009825248001
UNILOCK CHICAGO, INC.
Form 5500
FILING_RECEIVED
UNILOCK RETIREMENT PLAN AND TRUST (CHICAGO)
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
192
Accounts w/ balance
226
Plan assets (EOY)
$38.7M
Net assets (EOY)
$38.7M
How this plan invests
This plan
38 pooled trusts
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNILOCK CHICAGO, INC..
Plan sponsor
Name
UNILOCK CHICAGO, INC.
EIN
36-3480878
Address
301 E. SULLIVAN ROAD · AURORA, IL · 60505
Phone
(630) 892-9191
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
LVBW LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LAWLEY RETIREMENT ADVISORS | 27-4034238 | — | INVESTMENT ADVISORY | $19K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $30K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACTUARIAL BENEFITS CORP. | 20-1054428 | — | OTHER SERVICES | $0 | — |
Investments
21 direct securities · 38 pooled funds· $51.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$21.8M
27 holdings
Uncategorized
$19.5M
21 holdings
Pooled Separate Account
$10.0M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYB 2030 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $5.4M | 13.8% | |
| PRIN LIFETIME HYB 2040 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $5.3M | 13.6% | |
| Principal Life Insurance Company Prin LgCap S&P 500 Index SA-Z | — | — | — | $4.9M | 12.7% | |
| PRIN LGCAP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $4.9M | 12.7% | |
| Principal Global Investors Trust Co. Prin Stable Value Z Fund | — | — | — | $2.8M | 7.1% | |
| PRINCIPAL STABLE VAL PREF FD PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $2.8M | 7.1% | |
| T. Rowe Price/Brown Advisory LargeCap Growth I Sep Acct+ | — | — | — | $2.7M | 7.1% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $2.7M | 7.1% | |
| Capital Research and Management CompanyAmer Funds Amer Bal R6 Fund | — | — | — | $2.7M | 7.0% | |
| PRIN LIFETIME HYB 2055 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.9M | 5.0% | |
| PRIN LIFETIME HYB 2045 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.8M | 4.5% | |
| PRIN LIFETIME HYB 2035 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.5M | 4.0% | |
| PRIN LIFETIME HYB 2050 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $1.3M | 3.3% | |
| Putnam Investment Mgmt Company Putnam Large Cap Value R6 Fund | — | — | — | $930K | 2.4% | |
| The American Funds Am Fds Europacific Grth R6 Fd | — | — | — | $770K | 2.0% | |
| Principal Global Investors MidCap S&P 400 Index Sep Acct+ | — | — | — | $718K | 1.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $718K | 1.9% | |
| PRIN LIFETIME HYB 2065 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $602K | 1.6% | |
| Principal Global Investors Core Plus Bond Separate Acct+ | — | — | — | $571K | 1.5% | |
| PRIN CORE PLUS BD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $571K | 1.5% | |
| Putnam Investment Mgmt Company Putnam Sm Cap Growth R6 Fund | — | — | — | $526K | 1.4% | |
| Goldman Sachs Goldman Sachs Mid Cap Grth R6 | — | — | — | $488K | 1.3% | |
| Principal Global Investors SmallCap S&P 600 Index SA+ | — | — | — | $423K | 1.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $423K | 1.1% | |
| PRIN LIFETIME HYB 2060 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $420K | 1.1% | |
| Dimensional Fund Advisors DFA US SmCap Value I Fund | — | — | — | $394K | 1.0% | |
| PRIN LIFETIME HYB 2020 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $385K | 1.0% | |
| maturing over five years or less, each by the collateralized balance in each participant’s account, maturity value of cost-plus accrued interest | — | — | — | $372K | 1.0% | |
| Participant Loans Var Mat Dates, int rate 5.25% - 10.50% | — | — | — | $372K | 1.0% | |
| Principal Life Insurance Company Prin MidCap Value I SA-Z | — | — | — | $336K | 0.9% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $336K | 0.9% | |
| PRIN LIFETIME HYB INC. CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $182K | 0.5% | |
| PRIN LIFETIME HYB 2025 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $174K | 0.4% | |
| Principal Life Insurance Company Prin U.S. Property SA-Z | — | — | — | $141K | 0.4% | |
| PRIN U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $141K | 0.4% | |
| Principal Life Insurance Company Prin Bond Market Index SA-Z | — | — | — | $107K | 0.3% | |
| PRIN BOND MARKET INDEX SA PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $107K | 0.3% | |
| PGIM Investments, LLC PGIM Global Total Ret R6 Fund | — | — | — | $106K | 0.3% | |
| PRIN LIFETIME HYB 2015 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $92K | 0.2% | |
| PRIN LIFETIME HYB 2070 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $51K | 0.1% | |
| Harris Associates L.P. Oakmark Int'l Fund-Inst | — | — | — | $39K | 0.1% | |
| Fidelity Management & Research Fidelity Adv Intl Sm Cp Z Fund | — | — | — | $31K | <0.1% | |
| Principal Global Investors Glbl Emerging Mkts Sep Acct+ | — | — | — | $22K | <0.1% | |
| PRIN GLOBAL EMERG MARKETS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 013 | Pooled Separate Account | — | — | $22K | <0.1% | |
| PRIN LIFETIME HYB 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRIN EQUITY INCOME SA PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN INTL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 014 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYB 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $0 | <0.1% |
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