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Original filing (PDF)20251010051527NAL0004363635001
PMA FINANCIAL NETWORK, LLC
Form 5500
FILING_RECEIVED
PMA FINANCIAL NETWORK, LLC 401(K) PLAN
401(k) retirement plan
Active participants
175
Accounts w/ balance
211
Plan assets (EOY)
$49.9M
Net assets (EOY)
$49.9M
How this plan invests
This plan
4 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (0 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PMA FINANCIAL NETWORK, LLC.
Plan sponsor
Name
PMA FINANCIAL NETWORK, LLC
EIN
36-3270709
Address
2135 CITY GATE LANE 7TH FLOOR · NAPERVILLE, IL · 60563
Phone
(630) 657-6494
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CROWE LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $1K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | INVESTMENT MANAGER | $131 | — |
Investments
25 direct securities · 4 pooled funds· $49.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$33.1M
24 holdings
Common Collective Trust
$9.8M
4 holdings
Uncategorized
$7.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $7.0M | 14.0% | |
| TROWEPRICE RETIREMENT 2040 INV | Registered Investment Companies | — | — | $6.6M | 13.3% | |
| STATE ST S&P 500 IDX VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 342 | Common Collective Trust | — | — | $6.5M | 13.0% | |
| TROWEPRICE RETIREMENT 2050 INV | Registered Investment Companies | — | — | $3.4M | 6.9% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $3.2M | 6.4% | |
| TROWEPRICE RETIREMENT 2030 INV | Registered Investment Companies | — | — | $3.0M | 6.0% | |
| PIMCO TOTAL RETURN FUND I2 | Registered Investment Companies | — | — | $2.6M | 5.2% | |
| ALGER CAPITAL APPRECIATION I-2 | Registered Investment Companies | — | — | $2.5M | 4.9% | |
| STATE ST S&P MD CP IDX NL G STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 346 | Common Collective Trust | — | — | $1.9M | 3.7% | |
| INVESCO SMALL CAP VALUE Y | Registered Investment Companies | — | — | $1.5M | 3.0% | |
| JPMORGAN EQ INC I | Registered Investment Companies | — | — | $1.0M | 2.0% | |
| INVESCO GLOBAL Y | Registered Investment Companies | — | — | $991K | 2.0% | |
| AMERICAN CENTURY HERITAGE I | Registered Investment Companies | — | — | $871K | 1.7% | |
| FRANKLIN RISING DIVIDENDS - A | Registered Investment Companies | — | — | $861K | 1.7% | |
| TROWEPRICE RETIRE 2020 INV | Registered Investment Companies | — | — | $834K | 1.7% | |
| TROWEPRICE RETIREMENT 2060 INV | Registered Investment Companies | — | — | $810K | 1.6% | |
| STATE ST RUSS SC IDX VI STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 338 | Common Collective Trust | — | — | $771K | 1.5% | |
| INVESCO SHORT TERM BOND Y | Registered Investment Companies | — | — | $739K | 1.5% | |
| VICTORY ESTABLISHED VALUE A | Registered Investment Companies | — | — | $698K | 1.4% | |
| STATE ST INTL IDX SEC LEND VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 335 | Common Collective Trust | — | — | $696K | 1.4% | |
| FIDELITY ADVISOR SM CP FD - A | Registered Investment Companies | — | — | $638K | 1.3% | |
| MFS VALUE FUND - R3 | Registered Investment Companies | — | — | $598K | 1.2% | |
| T.ROWE PRICE RETIRE BALANCED | Registered Investment Companies | — | — | $528K | 1.1% | |
| INVESCO REAL ESTATE - R5 | Registered Investment Companies | — | — | $517K | 1.0% | |
| INVESCO ENERGY Y | Registered Investment Companies | — | — | $323K | 0.6% | |
| VIR SGA INTL EQ FUND I | Registered Investment Companies | — | — | $288K | 0.6% | |
| MFS TOTAL RETURN FD - R3 | Registered Investment Companies | — | — | $252K | 0.5% | |
| NYLI EPOCH INTL CHOICE I | Registered Investment Companies | — | — | $207K | 0.4% | |
| TRPRICE RETIREMENT 2010 INV | Registered Investment Companies | — | — | $171K | 0.3% |