Back to filter
Original filing (PDF)20251015152259NAL0002544483001
MITSUBISHI HEAVY INDUSTRIES AMERICA INC.
Form 5500
FILING_RECEIVED
MHI GROUP 401K PLAN
401(k) retirement plan
Active participants
797
Accounts w/ balance
913
Plan assets (EOY)
$83.3M
Net assets (EOY)
$83.3M
How this plan invests
This plan
9 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MITSUBISHI HEAVY INDUSTRIES AMERICA INC..
Plan sponsor
Name
MITSUBISHI HEAVY INDUSTRIES AMERICA INC.
EIN
36-3031033
Address
20 EAST GREENWAY PLAZA SUITE 600 · HOUSTON, TX · 77046
Phone
(346) 308-8830
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2W · Pooled employer plan (PEP)
2X · Other multiple-employer DC plan
2V · PEO multiple-employer plan
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $35K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $44K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CROWE LLP | 35-0921680 | SOUTH BEND, IN | AUDITOR | $34K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP LLC | 61-1758632 | — | NONE | $7K | — |
Investments
15 direct securities · 9 pooled funds· $100.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$59.7M
15 holdings
Pooled Separate Account
$40.9M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LCG/JP Morgan Inv Mgmt Pooled Separate Account | — | — | — | $12.4M | 14.8% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $12.4M | 14.8% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $11.2M | 13.5% | |
| Empower Annuity Insurance Company Guaranteed Income Fund | — | — | — | $9.8M | 11.8% | |
| DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $6.7M | 8.0% | |
| LARGE CAP VALUE / BARROW HANLEY FUN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 312 | Pooled Separate Account | — | — | $6.7M | 8.0% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $6.2M | 7.4% | |
| Fidelity Total Intl IDX Mutual Fund | — | — | — | $3.7M | 4.5% | |
| Harbor Small Cap Growth Retirement Mutual Fund | — | — | — | $3.3M | 4.0% | |
| MFS Mid Cap Gwo Class R3 Mutual Fund | — | — | — | $3.0M | 3.6% | |
| Emerging Mrkt Qma Pooled Separate Account | — | — | — | $3.0M | 3.6% | |
| EMERGING MKTS EQTY/PGIM QUANT SOLUT EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 030 | Pooled Separate Account | — | — | $3.0M | 3.6% | |
| American Century MCV R6 Mutual Fund | — | — | — | $2.8M | 3.4% | |
| Fidelity Intl Growth Mutual Fund | — | — | — | $2.7M | 3.3% | |
| Party in Identity of Issue, Borrower Description of (d) Current Interest Lessor, or Similar Party Investment Cost Value Amer Beacon Intl Eq R6 Mutual Fund | — | — | — | $2.7M | 3.2% | |
| SMALL CAP VALUE / KENNEDY CAPITAL F EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 257 | Pooled Separate Account | — | — | $2.6M | 3.2% | |
| Pru Real Asset Fund Pooled Separate Account | — | — | — | $2.0M | 2.4% | |
| PGIM REAL ASSETS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 789 | Pooled Separate Account | — | — | $2.0M | 2.4% | |
| 4.25% to 9.50% | — | — | — | $1.8M | 2.1% | |
| INTERNATIONAL BOND PLUS / PIMCO FUN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 790 | Pooled Separate Account | — | — | $1.5M | 1.7% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $599K | 0.7% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $403K | 0.5% | |
| Fidelity U.S. Bond Index Mutual Fund | — | — | — | $293K | 0.4% | |
| SA/INVESCO SMALL CAP GROWTH STRATEG EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 293 | Pooled Separate Account | — | — | $0 | <0.1% |