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Original filing (PDF)20251013095625NAL0002310626001
DIVERSIFIED FINANCIAL MANAGEMENT CO
Form 5500-SF
FILING_RECEIVED
DIVERSIFIED FINANCIAL MANAGEMENT CORP. 401(K) PLAN
401(k) retirement plan
Active participants
61
Accounts w/ balance
78
Plan assets (EOY)
$22.3M
Net assets (EOY)
$22.3M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIVERSIFIED FINANCIAL MANAGEMENT CO.
Plan sponsor
Name
DIVERSIFIED FINANCIAL MANAGEMENT CO
EIN
36-2997599
Address
150 N RIVERSIDE PLAZA SUITE 3300 · CHICAGO, IL · 60606
Phone
(312) 577-2678
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
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