Original filing (PDF)20250718103956NAL0002619042001

FGMK, LLC

Name: FGMK, LLC — FGMK, LLC EMPLOYEES 401(K) PLAN, Form 5500 (2024)
Creator: FGMK, LLC

Form 5500

FILING_RECEIVED

FGMK, LLC EMPLOYEES 401(K) PLAN

401(k) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

255

Accounts w/ balance

311

Plan assets (EOY)

$75.6M

Net assets (EOY)

$75.6M

How this plan invests

This plan

2 pooled trusts

Schedule D

19 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

No recordkeeper disclosed on Schedule C.

Helping the score

No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FGMK, LLC.

Plan sponsor

Name

FGMK, LLC

EIN

36-2929601

Address

2801 LAKESIDE DRIVE · 3RD FLOOR · BANNOCKBURN, IL · 60015

Phone

(847) 374-0400

Industry

CPA Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-18

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

ANDERS, MINKLER, HUBER & HELM LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
FGMK FINANCIAL SERVICES, LLC	—	BANNOCKBURN, IL	TPA	$0	—

Investments

16 direct securities · 2 pooled funds· $196.1M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Uncategorized

$121.3M

14 holdings

Pooled Separate Account

$71.5M

2 holdings

Mutual Funds

$3.3M

2 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
MAP VOYA RIA SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO. · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$69.0M	91.2%
value measurement. Assets at Fair Value as of December 31, 2024 NAV (as a practical Level 1 Level 2 Level 3 expedient) Total Pooled separate accounts	—	—	$51.9M	$51.9M	68.6%
Assets at Fair Value as of December 31, 2023 NAV (as a practical Level 1 Level 2 Level 3 expedient) Total Pooled separate accounts	—	—	$41.4M	$41.4M	54.7%
Equity securities 10,340,072 -	—	—	—	$10.3M	13.7%
Equity securities 6,223,260 -	—	—	—	$6.2M	8.2%
Exchange-traded funds 4,199,778 -	—	—	—	$4.2M	5.6%
VOYA FIXED ACCOUNT VOYA RETIREMENT INSURANCE & ANNUITY CO. · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$2.5M	3.3%
Exchange-traded funds 2,214,576 -	—	—	—	$2.2M	2.9%
s 1,682,664 -	Mutual Funds	—	—	$1.7M	2.2%
s 1,661,187 -	Mutual Funds	—	—	$1.7M	2.2%
Money market funds 1,618,563 -	—	—	—	$1.6M	2.1%
Money market funds 1,410,321 -	—	—	—	$1.4M	1.9%
Structured notes - 1,022,350 -	—	—	—	$1.0M	1.4%
Structured notes and corporate bonds - 665,807 -	—	—	—	$666K	0.9%
Options and warrants 634 - 634 Notes receivable - 250,000 -	—	—	—	$250K	0.3%
Options and warrants 108,788 -	—	—	—	$109K	0.1%
(“DOL”) Regulation 2510.3-102 during the year ended December 31, 2024 (“Late Remittances”). The DOL considers Late	—	—	—	$3K	<0.1%
The Employer remitted participant deferrals totaling $1,211 to the Trustee later than required by the Department of Labor	—	—	—	$1K	<0.1%