Back to filter
Original filing (PDF)20250911141050NAL0000570241001
KATTEN MUCHIN ROSENMAN LLP
Form 5500
FILING_RECEIVED
KATTEN MUCHIN ROSENMAN LLP DEFINED CONTRIBUTION PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed11 service providers
Active participants
1,113
Accounts w/ balance
1,957
Plan assets (EOY)
$793.3M
Net assets (EOY)
$793.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KATTEN MUCHIN ROSENMAN LLP.
Plan sponsor
Name
KATTEN MUCHIN ROSENMAN LLP
EIN
36-2796532
Address
525 W. MONROE STREET, SUITE 1900 · CHICAGO, IL · 606613693
Phone
(312) 902-5200
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
007
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $146K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $144K | — |
| GRANT THORNTON LLP | 36-6055558 | — | NONE | $30K | — |
| CERITY PARTNERS LLC | 27-1180831 | — | NONE | $0 | — |
| CAPITAL MGMT SERVICES INC | 43-1410129 | — | NONE | $0 | — |
| WEALTHSPIRE ADVISORS LLC | 13-3831584 | — | NONE | $0 | — |
| SIGNATURE ESTATE AND INVESTMENT | 95-4806910 | — | NONE | $0 | — |
| MESIROW FINANCIAL INVST. MGMT. INC. | 36-3429599 | — | NONE | $0 | — |
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | NONE | $0 | — |
| HOWARD CAPITAL MGMT INC | 76-0661984 | — | NONE | $0 | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
10 direct securities · 14 pooled funds· $708.6M(89% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$437.5M
14 holdings
Uncategorized
$245.1M
9 holdings
Mutual Funds
$25.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY GROWTH COMPANY COMGLD POOL FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $121.2M | 15.3% | |
| Vanguard Total Stk Index Inst | — | — | — | $109.6M | 13.8% | |
| TARGET RETIREMENT 2025 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $80.9M | 10.2% | |
| TARGET RETIREMENT 2035 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $78.1M | 9.8% | |
| TARGET RETIREMENT 2045 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $60.1M | 7.6% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $38.6M | 4.9% | |
| JP Morgan Equity Income R6 | — | — | — | $29.6M | 3.7% | |
| Blackrock Adv Sm Cap Core Inst | Mutual Funds | — | — | $25.9M | 3.3% | |
| Vanguard Total Bd Mkt Idx Inst | — | — | — | $22.9M | 2.9% | |
| Blackrock Total Return K | — | — | — | $22.8M | 2.9% | |
| Vanguard Developed Mkts Indx Inst | — | — | — | $19.9M | 2.5% | |
| Europacific Growth R6 | — | — | — | $19.8M | 2.5% | |
| Vanguard Ret Income Trust II | — | — | — | $13.2M | 1.7% | |
| TARGET RETIREMENT INCOME FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $13.2M | 1.7% | |
| TARGET RETIREMENT 2055 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $12.0M | 1.5% | |
| TARGET RETIREMENT 2050 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $9.4M | 1.2% | |
| TARGET RETIREMENT 2040 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $8.9M | 1.1% | |
| TARGET RETIREMENT 2060 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $6.8M | 0.9% | |
| TARGET RETIREMENT 2030 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $5.9M | 0.7% | |
| RBC Emerging Markets Equity I | — | — | — | $5.6M | 0.7% | |
| TARGET RETIREMENT 2020 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $2.2M | 0.3% | |
| through 2030 | — | — | — | $1.7M | 0.2% | |
| TARGET RETIREMENT 2065 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $187K | <0.1% | |
| TARGET RETIREMENT 2070 FUND VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $58K | <0.1% |