How big is Upstaging, Inc.'s plan?

Upstaging, Inc.'s plan reported $37.1M in assets and 513 participants for 2024.

Original filing (PDF)20251015153346NAL0006625584001

Upstaging, Inc.

Name: Upstaging, Inc. — Upstaging, Inc. 401(k) Savings, Form 5500 (2024)
Creator: Upstaging, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Upstaging, Inc. 401(k) Savings Plan

401(k) retirement plan · Upstaging, Inc.'s Upstaging, Inc. 401(k) Savings Plan held $37.1M in plan assets for 513 participants in 2024, with Merrill (Bank of America) as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

513

Accounts w/ balance

314

Plan assets (EOY)

$37.1M

Net assets (EOY)

$37.1M

People on this filing

Connie Palmer signed Upstaging, Inc.'s 2024 Form 5500 as plan administrator.

Connie Palmer — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Upstaging, Inc.'s EIN is 36-2790019.

EIN 36-2790019

Plan number 001

Plan year 2024

ACK ID 20251015153346NAL0006625584001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Upstaging, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Upstaging, Inc.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), profit-sharing.

Decision-maker contacts

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How this plan invests

This plan

1 pooled trust

Schedule D

40 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (8th percentile).

Plan sponsor

Name

UPSTAGING, INC.

EIN

all filings

Address

821 PARK AVENUE · SYCAMORE, IL · 60178

Phone

(815) 899-9888

Industry

Transportation & Warehousing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2E · Profit-sharing

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH, PIERCE, FENNER AND S	13-5674085	—	RECORDKEEPER	$6K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MILLER COOPER & CO.,LTD	—	CAROL STREAM, IL	CONSULTANT	$35K	—

Investments

40 direct securities · 1 pooled fund· $36.5M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$12.8M

17 holdings

Mutual Funds

$8.9M

15 holdings

Common Collective Trusts

$8.3M

3 holdings

Common Stocks

$3.0M

3 holdings

U.S. Treasuries

$2.8M

2 holdings

Common Collective Trust

$692K

1 holding

					% of plan
ISHARES S&P 500 INDEX FD INSTL MUTUAL FUNDS	Common Collective Trusts	—	$3.4M	$7.7M	20.7%
MACQUARIE SCIENCE AND TECH Y MUTUAL FUNDS	Other securities	—	$2.7M	$3.0M	8.1%
ALLSPRING PREMIER LRG CO GR A MUTUAL FUNDS	Common Stocks	—	$2.6M	$2.4M	6.4%
JPMORGAN GOVERNMENT BOND GM MUTUAL FUNDS	U.S. Treasuries	—	$2.2M	$2.1M	5.7%
FRANKLIN RISING DIVIDENDS CL A MUTUAL FUNDS	Mutual Funds	—	$1.2M	$1.8M	4.8%
INVESCO OPPNHMR INTL GRTH A GM MUTUAL FUNDS	Mutual Funds	—	$2.0M	$1.7M	4.5%
COLUMBIA SMALL CAP INDEX FD A MUTUAL FUNDS	Other securities	—	$1.7M	$1.7M	4.5%
BLACKROCK EQ DIVIDEND A GM MUTUAL FUNDS	Other securities	—	$1.7M	$1.7M	4.5%
FRANKLIN BIOTECH DISCOVERY MUTUAL FUNDS	Mutual Funds	—	$1.5M	$1.5M	4.1%
ALLSPRING PREMIER LRG GR A GM MUTUAL FUNDS	Other securities	—	$1.4M	$1.3M	3.4%
LORD ABBETT INCOME FD A GM MUTUAL FUNDS	Mutual Funds	—	$1.2M	$1.1M	3.1%
BLACKROCK EQ DIVIDEND A MUTUAL FUNDS	Other securities	—	$1.1M	$1.0M	2.8%
VICTORY SYCAMORE EST VAL FD GM MUTUAL FUNDS	Other securities	—	$867K	$908K	2.5%
HARTFORD INTERNATIONAL MUTUAL FUNDS	Other securities	—	$700K	$783K	2.1%
COLUMBIA TRUST STABLE HI QUALITY IN AMERIPRISE TRUST COMPANY · EIN 87-2295015 / PN 036	Common Collective Trust	—	—	$692K	1.9%
JPMORGAN GOVERNMENT BOND MUTUAL FUNDS	U.S. Treasuries	—	$754K	$691K	1.9%
COLUMBIA TR STBL HI QT ADMIN50 COMMON / COLLECTIVE TRUSTS	Common Collective Trusts	—	$553K	$585K	1.6%
LOAN FUND LOANS	Other securities	—	$553K	$553K	1.5%
INVESCO DEVELOPING MKTS A GM MUTUAL FUNDS	Mutual Funds	—	$574K	$547K	1.5%
PGIM JENNISON MD CP GR FD A GM MUTUAL FUNDS	Other securities	—	$602K	$529K	1.4%
COLUMBIA MIDCAP INDEX FD CL A MUTUAL FUNDS	Common Stocks	—	$514K	$506K	1.4%
PIMCO COMMODITY RL RET ST A GM MUTUAL FUNDS	Mutual Funds	—	$590K	$506K	1.4%
MACQUARIE SMALL CAP VALUE FD A MUTUAL FUNDS	Other securities	—	$429K	$443K	1.2%
PIMCO REAL RET BD CL A GM MUTUAL FUNDS	Mutual Funds	—	$437K	$409K	1.1%
MFS INTRNTL INTRINSIC VL FD A MUTUAL FUNDS	Mutual Funds	—	$396K	$342K	0.9%
DWS RREEF REAL EST SECUR A GM MUTUAL FUNDS	Other securities	—	$270K	$282K	0.8%
JANUS HENDERSON TRITON FD A GM MUTUAL FUNDS	Mutual Funds	—	$293K	$276K	0.7%
LORD ABBETT INCOME FD A MUTUAL FUNDS	Mutual Funds	—	$312K	$274K	0.7%
MACQUARIE HIGH INCOME FUND Y MUTUAL FUNDS	Other securities	—	$221K	$206K	0.6%
INVESCO DEVELOPING MKTS FD A MUTUAL FUNDS	Mutual Funds	—	$188K	$186K	0.5%
MACQUARIE HIGH INCOME FUND Y MUTUAL FUNDS	Other securities	—	$163K	$146K	0.4%
MACQUARIE SMALL CAP VALUE FD A MUTUAL FUNDS	Other securities	—	$130K	$135K	0.4%
ACCRUED INCOME ACCRUED INCOME 133 COLUMBIA TR STBL HI QT ADMIN50 COMMON / COLLECTIVE TRUSTS	Common Collective Trusts	—	$104K	$107K	0.3%
PIMCO REAL RETURN BD FD CL A MUTUAL FUNDS	Mutual Funds	—	$113K	$107K	0.3%
VICTORY SYCAMORE EST VAL FD A MUTUAL FUNDS	Other securities	—	$106K	$105K	0.3%
FIRST EAGLE GLOBAL FD CL A MUTUAL FUNDS	Common Stocks	—	$86K	$95K	0.3%
PIMCO COMMODITY REAL RET STR A MUTUAL FUNDS	Mutual Funds	—	$68K	$50K	0.1%
DWS RREEF REAL ESTATE SECUR A MUTUAL FUNDS	Other securities	—	$45K	$47K	0.1%
INVESCO OPPNHMR INTL GROWTH A MUTUAL FUNDS	Mutual Funds	—	$50K	$42K	0.1%
PGIM JENNISON MID CAP GR FD A MUTUAL FUNDS	Other securities	—	$30K	$31K	<0.1%
JANUS HENDERSON TRITON FUND A MUTUAL FUNDS	Mutual Funds	—	$30K	$28K	<0.1%