Back to filter
Original filing (PDF)20250917214416NAL0000928640001
ENERCON, LTD.
Form 5500
FILING_RECEIVED
GRUMMAN/BUTKUS ASSOCIATES, LTD. EMPLOYEE 401(K) PLAN
401(k) retirement plan
Active participants
146
Accounts w/ balance
185
Plan assets (EOY)
$60.9M
Net assets (EOY)
$60.9M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (8 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENERCON, LTD..
Plan sponsor
Name
ENERCON, LTD.
DBA
GRUMMAN/BUTKUS ASSOCIATES, LTD.
EIN
36-2768271
Address
820 DAVIS STREET, SUITE 300 · EVANSTON, IL · 602014446
Phone
(847) 328-3555
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
PORTE BROWN LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | CUSTODIAN | $184 | — |
Recordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCE PENSION CONSULTANTS, LLC | 36-4389114 | — | RECORDKEEPER | $18K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL PARTNERS | 74-2794194 | — | ADVISOR | $16K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | DIRECTED TRUSTEE | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PORTE BROWN LLC | 36-2663358 | — | ACCOUNTING | $14K | — |
Investments
27 direct securities· $60.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab S&P 500 Index Fund | — | — | — | $12.5M | 20.4% | |
| MFS Growth R4 | — | — | — | $7.8M | 12.8% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $3.8M | 6.2% | |
| Vanguard Midcap Index ADM | — | — | — | $3.0M | 4.9% | |
| PCRA Self-directed brokerage accounts | — | — | — | $2.9M | 4.8% | |
| JP Morgan JP Morgan Small Cap Equity FD SEL CL | — | — | — | $2.9M | 4.8% | |
| Allspring Special Mid Cap Value Fund | — | — | — | $2.7M | 4.4% | |
| JP Morgan Smart Retirement Blend 2030 | — | — | — | $2.7M | 4.4% | |
| Blackrock International K | — | — | — | $2.6M | 4.2% | |
| Schwab Small Cap Index Select | — | — | — | $2.5M | 4.1% | |
| Schwab Intl Index FD | — | — | — | $2.2M | 3.5% | |
| iShares US Aggregate Bond Index Fund K | — | — | — | $2.0M | 3.2% | |
| Allspring Core Plus Bond Fund | — | — | — | $1.6M | 2.7% | |
| JP Morgan Smart Retirement Blend 2025 | — | — | — | $1.5M | 2.5% | |
| JP Morgan Smart Retirement Blend 2040 | — | — | — | $1.5M | 2.5% | |
| Schwab Money Market Fund - Schwab Government Money Fund | — | — | — | $1.5M | 2.5% | |
| PGIM Jennison Mid Cap Growth R6 | — | — | — | $1.4M | 2.3% | |
| JP Morgan Smart Retirement Blend 2050 | — | — | — | $1.2M | 2.0% | |
| JP Morgan Smart Retirement Blend 2035 | — | — | — | $1.1M | 1.9% | |
| Blackrock Emerging Mrkts K | — | — | — | $862K | 1.4% | |
| JP Morgan Smart Retirement Blend 2060 | — | — | — | $755K | 1.2% | |
| American Century American Century Govt Bond Fund INV | — | — | — | $718K | 1.2% | |
| JP Morgan Smart Retirement Blend 2045 | — | — | — | $404K | 0.7% | |
| JP Morgan Smart Retirement Blend 2020 | — | — | — | $292K | 0.5% | |
| JP Morgan Smart Retirement Blend Income | — | — | — | $149K | 0.2% | |
| JP Morgan Smart Retirement Lend 2055 | — | — | — | $139K | 0.2% | |
| Participant loans Interest rates from 4.25% to 10.50% - | — | — | — | $90K | 0.1% |