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Original filing (PDF)20251104165344NAL0018852482001
SAFER FOUNDATION
Form 5500
FILING_RECEIVED
SAFER FOUNDATION 403(B) SAVINGS PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
268
Accounts w/ balance
271
Plan assets (EOY)
$9.3M
Net assets (EOY)
$9.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 66 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAFER FOUNDATION.
Plan sponsor
Name
SAFER FOUNDATION
EIN
36-2762168
Address
571 W JACKSON BLVD · CHICAGO, IL · 606615701
Phone
(312) 922-2200
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-04
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY CONSULTING GROUP | 33-0818667 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $61K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
25 direct securities· $9.3M(100% of reported assets)
Uncategorized
$7.5M
24 holdings
Guaranteed Income / GIC
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * Principal Life Insurance Company Fixed Income Option non 401(a) | Guaranteed Income / GIC | — | — | $1.8M | 19.9% | |
| Principal Funds Inc. LifeTime Hybrid 2025 Fund | — | — | — | $1.1M | 11.6% | |
| Principal Funds Inc. LifeTime Hybrid 2050 Fund | — | — | — | $764K | 8.2% | |
| Principal Funds Inc. Large Cap S&P 500 Index Fund | — | — | — | $712K | 7.7% | |
| Principal Funds Inc. LifeTime Hybrid 2035 Fund | — | — | — | $640K | 6.9% | |
| Principal Funds Inc. Blue Chip Fund | — | — | — | $605K | 6.5% | |
| maturing through 2050 -0- | — | — | — | $492K | 5.3% | |
| Principal Funds Inc. LifeTime Hybrid 2045 Fund | — | — | — | $443K | 4.8% | |
| Principal Funds Inc. LifeTime Hybrid 2030 Fund | — | — | — | $405K | 4.4% | |
| Principal Funds Inc. LifeTime Hybrid 2055 Fund | — | — | — | $384K | 4.1% | |
| Principal Funds Inc. LifeTime Hybrid 2040 Fund | — | — | — | $315K | 3.4% | |
| Principal Funds Inc. LifeTime Hybrid 2020 Fund | — | — | — | $300K | 3.2% | |
| Principal Funds Inc. MidCap Fund | — | — | — | $288K | 3.1% | |
| SEI Trust Company Allspring Core Plus Bond R6 Fund | — | — | — | $231K | 2.5% | |
| Principal Funds Inc. LifeTime Hybrid 2060 Fund | — | — | — | $185K | 2.0% | |
| Principal Funds Inc. LifeTime Hybrid Income Fund | — | — | — | $169K | 1.8% | |
| Oppenheimer International Diversified Fund | — | — | — | $137K | 1.5% | |
| Principal Funds Inc. Equity Income Fund | — | — | — | $125K | 1.3% | |
| Principal Funds Inc. Smallcap S&P 600 Index Fund | — | — | — | $79K | 0.8% | |
| Principal Funds Inc. LifeTime Hybrid 2065 Fund | — | — | — | $33K | 0.4% | |
| Principal Funds Inc. Principal Mid Cap S&P 400 Index R6 Fund | — | — | — | $18K | 0.2% | |
| Principal Funds Inc. LifeTime Hybrid 2070 Fund | — | — | — | $17K | 0.2% | |
| Principal Funds Inc. LifeTime Hybrid 2015 Fund | — | — | — | $17K | 0.2% | |
| (E) | — | — | $14K | $17K | 0.2% | |
| Registered investment companies Oppenheimer Developing Markets Fund | — | — | — | $14K | 0.1% |
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