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Original filing (PDF)20260114120220NAL0015720833001
U.S. TSUBAKI HOLDINGS, INC.
Form 5500
FILING_RECEIVED
U.S. TSUBAKI HOLDINGS, INC. RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
691
Accounts w/ balance
883
Plan assets (EOY)
$129.1M
Net assets (EOY)
$129.1M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 14 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for U.S. TSUBAKI HOLDINGS, INC..
Plan sponsor
Name
U.S. TSUBAKI HOLDINGS, INC.
EIN
36-2721807
Address
301 E. MARQUARDT DRIVE · WHEELING, IL · 60090
Phone
(847) 459-9500
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-14
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY EMPLOYER | $111K | — |
| GLOBAL RETIREMENT PARTNERS | 47-1411118 | — | RETAINED BY EMPLOYER | $59K | — |
| WIPFLI, LLP | 39-0758449 | — | RETAINED BY EMPLOYER | $15K | — |
Investments
20 direct securities· $108.4M(84% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $16.6M | 12.9% | |
| JP Morgan Large Growth R6 Fund Mutual fund | — | — | — | $16.4M | 12.7% | |
| American Funds Washington Mutual R6 Fund Mutual fund | — | — | — | $10.9M | 8.4% | |
| American Funds EuroPacific Growth R6 Fund Mutual fund | — | — | — | $9.3M | 7.2% | |
| Vanguard Small Cap Index Fund Mutual fund | — | — | — | $9.2M | 7.1% | |
| Vanguard Mid Cap Index Fund Mutual fund | — | — | — | $8.3M | 6.5% | |
| Vanguard Target Retirement 2030 Fund Mutual fund | — | — | — | $6.0M | 4.6% | |
| American Funds American Balanced R6 Fund Mutual fund | — | — | — | $5.7M | 4.4% | |
| Vanguard Target Retirement 2045 Fund Mutual fund | — | — | — | $4.9M | 3.8% | |
| Vanguard Target Retirement 2035 Fund Mutual fund | — | — | — | $4.3M | 3.4% | |
| Vanguard Target Retirement 2040 Fund Mutual fund | — | — | — | $3.9M | 3.0% | |
| PGIM Total Return Bond R6 Fund Mutual fund | — | — | — | $3.3M | 2.5% | |
| Vanguard Target Retirement 2060 Fund Mutual fund | — | — | — | $2.4M | 1.9% | |
| Vanguard Target Retirement 2050 Fund Mutual fund | — | — | — | $2.4M | 1.8% | |
| Vanguard Target Retirement 2025 Fund Mutual fund | — | — | — | $1.8M | 1.4% | |
| Vanguard Target Retirement 2020 Fund Mutual fund | — | — | — | $1.0M | 0.8% | |
| Vanguard Target Retirement Income Fund Mutual fund | — | — | — | $902K | 0.7% | |
| Vanguard Target Retirement 2055 Fund Mutual fund | — | — | — | $870K | 0.7% | |
| Vanguard Target Retirement 2065 Fund Mutual fund | — | — | — | $95K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Mutual fund | — | — | — | $56K | <0.1% |