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Original filing (PDF)20251008134721NAL0003328099001
PEERLESS INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
PEERLESS 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No auditor on file29% in single holding
Active participants
180
Accounts w/ balance
229
Plan assets (EOY)
$31.7M
Net assets (EOY)
$31.6M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Top holding "Fidelity Investments Fidelity 500 Index Fund" is 29% of plan.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PEERLESS INDUSTRIES, INC..
Plan sponsor
Name
PEERLESS INDUSTRIES, INC.
EIN
36-2700452
Address
2300 WHITE OAK CIRCLE · AURORA, IL · 60502
Phone
(630) 375-5166
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING HOLD CO LLC | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $44K | — |
| MESIROW FINANCIAL INVESTMENT | — | CHICAGO, IL | INVESTMENT ADVISOR | $14K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE CHIP RETIREMENT PLANS INC. | — | MILWAUKEE, WI | TPA | $1K | — |
Investments
27 direct securities· $31.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $9.1M | 28.7% | |
| Wells Fargo Wells Fargo Growth A | — | — | — | $3.7M | 11.8% | |
| Ivy Funds Ivy Mid Cap Growth Y | — | — | — | $1.9M | 6.1% | |
| Blackrock Total Return Inv A | — | — | — | $1.8M | 5.6% | |
| Vanguard Mid Cap Index Fund Admiral | — | — | — | $1.3M | 4.2% | |
| Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $1.2M | 3.9% | |
| Vanguard Small Cap Index Admiral | — | — | — | $1.2M | 3.8% | |
| The Oakmark Funds Oakmark International I | — | — | — | $1.2M | 3.8% | |
| Invesco Value Opportunities R5 | — | — | — | $1.1M | 3.4% | |
| Janus Capital Management Janus Triton S | — | — | — | $947K | 3.0% | |
| Blackrock Lifepath Index 2045 | — | — | — | $916K | 2.9% | |
| The Oakmark Funds Oakmark Equity & Income II | — | — | — | $902K | 2.8% | |
| Blackrock Lifepath Index 2040 | — | — | — | $874K | 2.8% | |
| First Eagle Funds First Eagle Overseas A | — | — | — | $824K | 2.6% | |
| Blackrock Lifepath Index 2050 | — | — | — | $718K | 2.3% | |
| Blackrock Lifepath Index 2035 | — | — | — | $627K | 2.0% | |
| Blackrock Lifepath Index Retire | — | — | — | $555K | 1.8% | |
| through June 2032. | — | — | — | $538K | 1.7% | |
| Invesco Developing Markets Y | — | — | — | $495K | 1.6% | |
| Blackrock Lifepath Index 2055 | — | — | — | $414K | 1.3% | |
| Blackrock Lifepath Index 2030 | — | — | — | $348K | 1.1% | |
| PIMCO Real Return Admin | — | — | — | $218K | 0.7% | |
| MFS Investment Management MFS Value A | — | — | — | $191K | 0.6% | |
| PIMCO Real Estate Real Return Strategy A | — | — | — | $184K | 0.6% | |
| Blackrock Lifepath Index 2060 | — | — | — | $177K | 0.6% | |
| Goldman Sachs Goldman Sachs Small Cap Value IR | — | — | — | $172K | 0.5% | |
| Blackrock Lifepath Index 2065 | — | — | — | $33K | 0.1% |