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Original filing (PDF)20250923111932NAL0006768768001
ALLIED-LOCKE INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
ALLIED LOCKE INDUSTRIES, INC. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
255
Accounts w/ balance
193
Plan assets (EOY)
$15.7M
Net assets (EOY)
$15.7M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 59 bps in Schedule C fees — 103% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLIED-LOCKE INDUSTRIES, INC..
Plan sponsor
Name
ALLIED-LOCKE INDUSTRIES, INC.
EIN
36-2551805
Address
1088 CORRIGEDOR ROAD PO BOX 509 · DIXON, IL · 61021
Phone
(800) 435-7752
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MIDLAND STATES BANK | 37-0259550 | — | NONE | $90K | — |
| EPIC RETIREMENT PLAN SERVICES | 16-1450952 | — | NONE | $3K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $0 | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
19 direct securities · 1 pooled fund· $15.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.3M
19 holdings
Common Collective Trust
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price US Equity Research | — | — | — | $2.6M | 16.6% | |
| Vanguard Mid Cap Value | — | — | — | $1.6M | 10.5% | |
| Vanguard Growth Index Admiral | — | — | — | $1.5M | 9.5% | |
| CAPITAL PRESERVATION FUND FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $1.4M | 8.9% | |
| T. Rowe Price Retirement 2030 Fund | — | — | — | $1.2M | 7.8% | |
| American Funds American Balanced Fund | — | — | — | $847K | 5.4% | |
| Vanguard 500 Index Fund Admiral Shares | — | — | — | $807K | 5.2% | |
| American Funds Income Fund of America | — | — | — | $767K | 4.9% | |
| Baron Growth Fund | — | — | — | $733K | 4.7% | |
| Vanguard Value Index Admiral Shares | — | — | — | $639K | 4.1% | |
| MassMutual Select Mid Cap Growth Fund | — | — | — | $540K | 3.4% | |
| Vanguard Small Cap Value Index Admiral | — | — | — | $496K | 3.2% | |
| Vanguard Small Cap Index Admiral | — | — | — | $472K | 3.0% | |
| T. Rowe Price Retirement 2040 Fund | — | — | — | $451K | 2.9% | |
| American Funds EuroPacific Growth Fund | — | — | — | $412K | 2.6% | |
| Dodge & Cox Income Fund | — | — | — | $376K | 2.4% | |
| T. Rowe Price Retirement 2050 Fund | — | — | — | $279K | 1.8% | |
| Harbor Capital Appreciation Fund Rtrmt | — | — | — | $252K | 1.6% | |
| T. Rowe Price Retirement 2060 Fund | — | — | — | $153K | 1.0% | |
| T. Rowe Price Retirement 2020 Fund | — | — | — | $100K | 0.6% |