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Original filing (PDF)20251015170348NAL0002790675001
DELTA DELTA DELTA
Form 5500
FILING_RECEIVED
DELTA DELTA DELTA 401(K) PLAN
401(k) retirement plan
Signals · 1
~80 bps in Sched C fees
Active participants
196
Accounts w/ balance
111
Plan assets (EOY)
$3.1M
Net assets (EOY)
$3.1M
How this plan invests
This plan
15 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 80 bps in Schedule C fees — 53% above peer band of 52 bps.
- 57% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DELTA DELTA DELTA.
Plan sponsor
Name
DELTA DELTA DELTA
EIN
36-2374316
Address
14951 DALLAS PARKWAY STE 500 · DALLAS, TX · 75254
Phone
(817) 471-1904
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLUE & CO., LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COTA STREET INVESTMENT MANAGEMENT | — | SANTA BARBARA, CA | INVESTMENT MGMT | $2K | — |
| ASAE BUSINESS SERVICES | — | WASHINGTON, DC | OTHER | $874 | — |
Investments
14 direct securities · 15 pooled funds· $3.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$2.8M
15 holdings
Uncategorized
$232K
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADV TRST 2050 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $394K | 12.8% | |
| PUTNAM RETIREMENT ADV TRST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $390K | 12.7% | |
| PUTNAM RETIREMENT ADV TRST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $327K | 10.7% | |
| COTA STREET MANAGED EQUITY ACCUMULA GREAT GRAY · EIN 38-4116855 / PN 523 | Common Collective Trust | — | — | $302K | 9.8% | |
| PUTNAM RETIREMENT ADV TRST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $270K | 8.8% | |
| PUTNAM RETIREMENT ADV TRST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $211K | 6.9% | |
| PUTNAM RETIREMENT ADV TRST 2060 X PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $176K | 5.7% | |
| PUTNAM RETIREMENT ADV TRST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $170K | 5.5% | |
| COTA STREET MANAGED BLEND ACCUMULAT GREAT GRAY · EIN 38-4116856 / PN 524 | Common Collective Trust | — | — | $147K | 4.8% | |
| PUTNAM RETIREMENT ADV TRST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $130K | 4.2% | |
| PUTNAM RETIREMENT ADVANTAGE TRST MA PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $128K | 4.2% | |
| COTA STREET MANAGED BLEND DECUMULAT GREAT GRAY · EIN 38-4116859 / PN 527 | Common Collective Trust | — | — | $110K | 3.6% | |
| COTA STREET MANAGED EQUITY DECUMULA GREAT GRAY · EIN 38-4116858 / PN 526 | Common Collective Trust | — | — | $76K | 2.5% | |
| Undiscovered MGRS Behavioral Value R6 Mutual Funds | — | — | — | $40K | 1.3% | |
| American Century Mid-Cap Value R6 Mutual Funds | — | — | — | $37K | 1.2% | |
| MFS INTL Diversification R6 Mutual Funds ** 826 PIMCO Income Fund Institutional Class Mutual Funds | — | — | — | $35K | 1.1% | |
| American Funds New World R6 Mutual Funds ** 773 DFA Inflation-Protected Securities I Mutual Funds | — | — | — | $31K | 1.0% | |
| Fidelity 500 Index Mutual Funds | — | — | — | $20K | 0.7% | |
| Fidelity International Index Mutual Funds ** 890 Fidelity Mid-Cap Index Mutual Funds | — | — | — | $16K | 0.5% | |
| Notes receivable from participant December 2027) -0- | — | — | — | $16K | 0.5% | |
| JP Morgan Large-Cap Growth R6 Mutual Funds | — | — | — | $14K | 0.4% | |
| Fidelity Small-Cap Index Mutual Funds | — | — | — | $9K | 0.3% | |
| ^ Empower Guaranteed Interest Fund Guaranteed Investment Contract at 1.75% | — | — | — | $6K | 0.2% | |
| American Funds American Mutual R6 Mutual Funds | — | — | — | $3K | 0.1% | |
| American Funds New Prospective R6 Mutual Funds | — | — | — | $2K | <0.1% | |
| Fidelity Advisor Total Bond Z Mutual Funds | — | — | — | $2K | <0.1% | |
| American Century Small-Cap Growth R6 Mutual Funds | — | — | — | $2K | <0.1% | |
| COTA STREET MANAGED FIXED INCOME DE GREAT GRAY · EIN 38-4116860 / PN 528 | Common Collective Trust | — | — | $757 | <0.1% | |
| COTA STREET MANAGED FIXED INCOME AC GREAT GRAY · EIN 38-4116857 / PN 525 | Common Collective Trust | — | — | $347 | <0.1% |
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