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Original filing (PDF)20251014125459NAL0001374467001
LERCH BATES INC.
Form 5500
FILING_RECEIVED
LERCH BATES 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 3
100% in single holding100% employer stockNo recordkeeper disclosed
Active participants
334
Accounts w/ balance
448
Plan assets (EOY)
$61.0M
Net assets (EOY)
$61.0M
How this plan invests
This plan
16 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "or Similar Party Par, or Maturity Value Cost Value Non-Participant Directed * Lerch Bates Inc. Common stock, 29,069 shares" is 100% of plan.
- 100% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LERCH BATES INC..
Plan sponsor
Name
LERCH BATES INC.
EIN
36-2285171
Address
9780 S MERIDIAN BOULEVARD · SUITE 450 · ENGLEWOOD, CO · 801125910
Phone
(303) 795-7956
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $76K | — |
Investments
2 direct securities · 16 pooled funds· $105.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$61.3M
2 holdings
Common Collective Trust
$44.4M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Similar Party Par, or Maturity Value Cost Value Non-Participant Directed * Lerch Bates Inc. Common stock, 29,069 shares | — | — | $6.4M | $61.2M | 100.4% | |
| T RWE PR RT BLND TRS 2050 CL A T. ROWE PRICE TRUST COMPANY · EIN 35-7192720 / PN 001 | Common Collective Trust | — | — | $6.5M | 10.6% | |
| T RWE PR RT BLND TRS 2040 CL A T. ROWE PRICE TRUST COMPANY · EIN 30-6596089 / PN 001 | Common Collective Trust | — | — | $5.6M | 9.2% | |
| T RWE PR RT BLND TRS 2045 CL A T. ROWE PRICE TRUST COMPANY · EIN 35-2611309 / PN 001 | Common Collective Trust | — | — | $5.4M | 8.8% | |
| T RWE PR RT BLND TRS 2020 CL A T. ROWE PRICE TRUST COMPANY · EIN 32-6493445 / PN 001 | Common Collective Trust | — | — | $5.1M | 8.4% | |
| T RWE PR RT BLND TRS 2035 CL A T. ROWE PRICE TRUST COMPANY · EIN 37-6658473 / PN 001 | Common Collective Trust | — | — | $4.9M | 8.1% | |
| T RWE PR RT BLND TRS 2030 CL A T. ROWE PRICE TRUST COMPANY · EIN 35-7192509 / PN 001 | Common Collective Trust | — | — | $4.6M | 7.6% | |
| AB US LG CP GR CIT W SRS CL U GREAT GRAY TRUST COMPANY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $3.3M | 5.4% | |
| T RWE PR RT BLND TRS 2025 CL A T. ROWE PRICE TRUST COMPANY · EIN 37-6658226 / PN 001 | Common Collective Trust | — | — | $3.1M | 5.0% | |
| T RWE PR RT BLND TRS 2055 CL A T. ROWE PRICE TRUST COMPANY · EIN 30-1011718 / PN 001 | Common Collective Trust | — | — | $2.5M | 4.1% | |
| T RWE PR RT BLND TRS 2060 CL A T. ROWE PRICE TRUST COMPANY · EIN 35-7193113 / PN 001 | Common Collective Trust | — | — | $1.9M | 3.2% | |
| GALLIARD RETIRE INC FUND CL 35 GREAT GRAY TRUST COMPANY · EIN 20-5886387 / PN 821 | Common Collective Trust | — | — | $479K | 0.8% | |
| JANUS HND INT ALP EQ CF CL U GREAT GRAY TRUST COMPANY · EIN 38-7275329 / PN 001 | Common Collective Trust | — | — | $403K | 0.7% | |
| T RWE PR RT BLND TRS 2065 CL A T. ROWE PRICE TRUST COMPANY · EIN 85-1790880 / PN 001 | Common Collective Trust | — | — | $255K | 0.4% | |
| T RWE PR RT BLND TRS 2015 CL A T. ROWE PRICE TRUST COMPANY · EIN 37-6658059 / PN 001 | Common Collective Trust | — | — | $225K | 0.4% | |
| T RWE PR RT BLND TRS 2010 CL A T. ROWE PRICE TRUST COMPANY · EIN 37-6658064 / PN 001 | Common Collective Trust | — | — | $189K | 0.3% | |
| GreatBanc Trust Company Cash | — | — | $7K | $7K | <0.1% | |
| T RWE PR RT BLND TRS 2005 CL A T. ROWE PRICE TRUST COMPANY · EIN 61-6590722 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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