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Original filing (PDF)20251015212539NAL0011590098001
ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
Form 5500
FILING_RECEIVED
ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
989
Accounts w/ balance
2,149
Plan assets (EOY)
$216.9M
Net assets (EOY)
$216.9M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE.
Plan sponsor
Name
ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
EIN
36-2181973
Address
3333 GREEN BAY ROAD · NORTH CHICAGO, IL · 600643095
Phone
(847) 578-3262
Industry
Educational Servicessee all
Plan administrator
Name
ROSALIND FRANKLIN UNIVERSITY OF MEDICINE AND SCIENCE
EIN
36-2181973
City
NORTH CHICAGO, IL
Phone
(847) 578-3262
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $63K | — |
| CROWE LLP | 35-0921680 | — | NONE | $51K | — |
| CONCURRENT INVESTMENT ADVISORS,LLC | 92-1819393 | — | NONE | $29K | — |
Investments
37 direct securities · 1 pooled fund· $216.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$208.9M
36 holdings
Pooled Separate Account
$6.3M
1 holding
Mutual Funds
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity-Non benefit responsive # | — | — | — | $46.9M | 21.6% | |
| Variable Annuities * CREF Stock Account R2 # | — | — | — | $32.2M | 14.8% | |
| Traditional Investment Contracts * TIAA Traditional Annuity Benefit responsive # | — | — | — | $14.9M | 6.8% | |
| Vanguard 500 Idx Adm # | — | — | — | $10.6M | 4.9% | |
| CREF Growth Account R2 # | — | — | — | $10.5M | 4.9% | |
| CREF Global Equities Account R2 # | — | — | — | $7.5M | 3.5% | |
| Nuveen Lifecycle 2030 R6 # | — | — | — | $6.8M | 3.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $6.3M | 2.9% | |
| Nuveen Intl Eq Idx-Prem R6 # | — | — | — | $6.0M | 2.8% | |
| Nuveen Lifecycle 2035 R6 # | — | — | — | $5.8M | 2.7% | |
| Nuveen Lifecycle 2040 R6 # | — | — | — | $5.8M | 2.7% | |
| Putnam Large Cap Value Fund R6 # | — | — | — | $5.7M | 2.6% | |
| CREF Social Choice Account R2 # | — | — | — | $5.4M | 2.5% | |
| CREF Equity Index Account R2 # | — | — | — | $5.3M | 2.5% | |
| Nuveen Lifecycle 2045 R6 # | — | — | — | $4.5M | 2.1% | |
| Nuveen Lifecycle 2025 R6 # | — | — | — | $4.3M | 2.0% | |
| CREF Core Bond Market Account R2 # | — | — | — | $4.2M | 1.9% | |
| Nuveen Lifecycle 2050 R6 # | — | — | — | $3.8M | 1.8% | |
| CREF Money Market Account R2 # | — | — | — | $3.1M | 1.4% | |
| CREF Inflation-Linked Bond Account R2 # | — | — | — | $3.0M | 1.4% | |
| Vanguard Mid Cap Idx Adm # | — | — | — | $2.9M | 1.3% | |
| Colombia Small Cp Indx Fund R5 # | — | — | — | $2.5M | 1.1% | |
| Nuveen Lifecycle 2020 R6 # | — | — | — | $2.4M | 1.1% | |
| T Rowe Price QM US Bond Index # | — | — | — | $2.4M | 1.1% | |
| Vanguard Explorer Adm # | — | — | — | $2.1M | 1.0% | |
| COHEN & STEERS Cohen & Steers Realty Shares # | Mutual Funds | — | — | $1.7M | 0.8% | |
| Nuveen Lifecycle 2055 R6 # | — | — | — | $1.6M | 0.7% | |
| Vanguard Federal Money Mkt Inv # | — | — | — | $1.4M | 0.7% | |
| DFA US Targeted Value R2 # | — | — | — | $1.3M | 0.6% | |
| MFS International Diversified R3 # | — | — | — | $1.2M | 0.6% | |
| Nuveen Lifecycle 2015 R6 # | — | — | — | $1.1M | 0.5% | |
| Allspring Spec Mid CapVal R6 # | — | — | — | $962K | 0.4% | |
| MFS Mid Cap Growth R # | — | — | — | $871K | 0.4% | |
| TIAA-CREF maturing through October 2029 # | — | — | — | $553K | 0.3% | |
| Nuveen Lifecycle 2010 R6 # | — | — | — | $506K | 0.2% | |
| Nuveen Lifecycle Retire Inc. Retire R6 # | — | — | — | $502K | 0.2% | |
| Nuveen Lifecycle 2060 R6 # | — | — | — | $327K | 0.2% | |
| Nuveen Lifecycle 2065 R6 # | — | — | — | $36K | <0.1% |