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Original filing (PDF)20251014110623NAL0001280067001
AMERICAN OSTEOPATHIC ASSOCIATION
Form 5500
FILING_RECEIVED
THE AMERICAN OSTEOPATHIC ASSOCIATION EMPLOYEES' RETIREMENT AND SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
149
Accounts w/ balance
198
Plan assets (EOY)
$34.5M
Net assets (EOY)
$34.5M
How this plan invests
This plan
7 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN OSTEOPATHIC ASSOCIATION.
Plan sponsor
Name
AMERICAN OSTEOPATHIC ASSOCIATION
EIN
36-2170786
Address
142 E ONTARIO ST · CHICAGO, IL · 606112874
Phone
(312) 202-8000
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P. C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING, LLC | 43-1270780 | — | INVESTMENT ADVISORY | $56K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $40K | — |
Investments
32 direct securities · 7 pooled funds· $35.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.5M
32 holdings
Pooled Separate Account
$12.6M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LGCAP S&P 500 INDEX SA-I5 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $7.5M | 21.7% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $4.0M | 11.6% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $3.4M | 9.9% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $2.6M | 7.6% | |
| PRIN MIDCAP S&P 400 IDX SA-I5 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1.8M | 5.2% | |
| PRIN SMCAP S&P 600 INDEX SA-I5 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $1.5M | 4.4% | |
| Vanguard Windsor II Fund Admiral | — | — | — | $1.2M | 3.5% | |
| Principal Insurance Company Guaranteed Interest Account | — | — | — | $1.2M | 3.4% | |
| JP Morgan Funds Large Cap Growth Fund R5 | — | — | — | $1.1M | 3.1% | |
| T. Rowe Price Funds Mid-Cap Growth Fund | — | — | — | $1.0M | 3.0% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $880K | 2.5% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $859K | 2.5% | |
| Vanguard Health Care Fund Admiral | — | — | — | $655K | 1.9% | |
| MFS Investment Management International Diversification Fund R6 | — | — | — | $643K | 1.9% | |
| Vanguard Target retirement 2060 Fund | — | — | — | $618K | 1.8% | |
| PRIN CORE PLUS BOND SEP ACT-I5 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $598K | 1.7% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $596K | 1.7% | |
| Principal Life Insurance Company GL Real Estate Securities SA-I3 | — | — | — | $562K | 1.6% | |
| PRIN GL REAL EST SEC SA-I3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 136 | Pooled Separate Account | — | — | $562K | 1.6% | |
| PRIN MIDCAP VALUE I SA-I2 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $539K | 1.6% | |
| Vanguard Explorer Fund Admiral | — | — | — | $464K | 1.3% | |
| American Century Investment Small Cap Value Fund R6 | — | — | — | $377K | 1.1% | |
| American Funds Small Cap World Fund R6 | — | — | — | $352K | 1.0% | |
| PIMCO Funds PIMCO GNMA Government Securities Fund | — | — | — | $335K | 1.0% | |
| Calvert Funds Balanced Fund I | — | — | — | $244K | 0.7% | |
| Vanguard Total Bond Market Index Fund Admiral | — | — | — | $213K | 0.6% | |
| Participant Loans Interest rate of 5% with various | — | — | — | $210K | 0.6% | |
| American Funds Service Company Target Date Retirement 2030 Fund R6 | — | — | — | $198K | 0.6% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $153K | 0.4% | |
| PRIN LIQUID ASSETS SEP ACCT-I3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $142K | 0.4% | |
| American Funds Service Company Target Date Retirement 2025 Fund R6 | — | — | — | $136K | 0.4% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $126K | 0.4% | |
| Vanguard Total International Stock Index Fund Admiral | — | — | — | $124K | 0.4% | |
| American Funds Service Company Target Date Retirement 2045 Fund R6 | — | — | — | $73K | 0.2% | |
| Vanguard Target Retirement Income Investment Fund | — | — | — | $38K | 0.1% | |
| (E) | — | — | — | $38K | 0.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $21K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $18K | <0.1% | |
| American Funds Service Company Target Date Retirement 2050 Fund R6 | — | — | — | $11K | <0.1% |
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