SUE Rutherford signed Northwestern University's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Northwestern University's EIN is 36-2167817.
Download the official 2024 Form 5500 (PDF) for Northwestern University from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Northwestern University's plan includes ERISA 404(c) participant direction, a 403(b) annuity, 403(b) custodial accounts, a self-directed brokerage window, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE KNOWN | $28K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAVANT CAPITAL MANAGEMENT | 45-3812777 | — | NONE KNOWN |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity* Traditional annuities | Mutual Funds | — | — | $696.7M | 15.7% | |
| CREF Stock R3* Variable annuity contract | Mutual Funds | — | — | $541.9M | 12.2% | |
| Vanguard Inst Idx Inst Plus Mutual fund | Common Collective Trusts | — | — | $511.8M | 11.5% | |
| Vanguard PRIMECAP Adm Mutual fund | Mutual Funds | — | — | $277.3M | 6.2% | |
| BlackRock Lifepath Idx 2040 K Mutual fund | Common Collective Trusts | — | — | $211.8M | 4.8% | |
| BlackRock Lifepath Idx 2045 K Mutual fund | Common Collective Trusts | — | — | $199.4M | 4.5% | |
| BlackRock Lifepath Idx Ret K Mutual fund | Common Collective Trusts | — | — | $169.6M | 3.8% | |
| BlackRock Lifepath Idx 2035 K Mutual fund | Common Collective Trusts | — | — | $167.3M | 3.8% | |
| BlackRock Lifepath Idx 2050 K Mutual fund | Common Collective Trusts | — | — | $146.9M | 3.3% | |
| BlackRock Lifepath Idx 2030 K Mutual fund | Common Collective Trusts | — | — | $130.8M | 2.9% | |
| BROKERAGELINK* Self-directed account | Self-Directed Brokerage | — | — | $112.5M | 2.5% | |
| Vanguard Extend Mk Idx Inst Pl Mutual fund | Common Collective Trusts | — | — | $108.3M | 2.4% | |
| CREF Growth R3* Variable annuity contract | Mutual Funds | — | — | $103.0M | 2.3% | |
| John Hancock Disciplnd Val R6 Mutual fund | Other securities | — | — | $82.3M | 1.9% | |
| TIAA REAL ESTATE ACCOUNT TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $74.7M | 1.7% | |
| CREF Social Choice R3* Variable annuity contract | Mutual Funds | — | — | $72.0M | 1.6% | |
| Vanguard Total Int St Ix IsPls Mutual fund | Mutual Funds | — | — | $65.9M | 1.5% | |
| BlackRock Lifepath Idx 2055 K Mutual fund | Common Collective Trusts | — | — | $64.1M | 1.4% | |
| Vanguard Federal Money Mkt Inv Mutual fund | Mutual Funds | — | — | $63.5M | 1.4% | |
| Vanguard Ttl Bd Mkt Idx Inst Mutual fund | Common Collective Trusts | — | — | $59.3M | 1.3% | |
| CREF Global Equities R3* Variable annuity contract | Mutual Funds | — | — | $52.5M | 1.2% | |
| CREF Equity Index R3* Variable annuity contract | Common Collective Trusts | — | — | $52.4M | 1.2% | |
| MFS Mid Cap Value Class R6 Mutual fund | Mutual Funds | — | — | $50.4M | 1.1% | |
| Dodge & Cox Income Fund - Cl X Mutual fund | Mutual Funds | — | — | $49.1M | 1.1% | |
| Vanguard Short-Trm Bd Idx Inst Mutual fund | Common Collective Trusts | — | — | $43.5M | 1.0% | |
| American EuroPac Growth R6 Mutual fund | Other securities | — | — | $38.5M | 0.9% | |
| JPMorgan Large Cap Growth R6 Mutual fund | Other securities | — | — | $34.4M | 0.8% | |
| CREF Money Market R3* Variable annuity contract | Mutual Funds | — | — | $32.2M | 0.7% | |
| Vanguard Ttl Intl Stk IP Mutual fund | Mutual Funds | — | — | $27.6M | 0.6% | |
| BlackRock Lifepath Idx 2060 K Mutual fund | Common Collective Trusts | — | — | $22.5M | 0.5% | |
| Vanguard Small-Cap Val Idx Inst Mutual fund | Common Collective Trusts | — | — | $20.0M | 0.5% | |
| CREF Core Bond R3* Variable annuity contract | Mutual Funds | — | — | $18.8M | 0.4% | |
| American Funds New World R6 Mutual fund | Mutual Funds | — | — | $18.6M | 0.4% | |
| MassMutual Sel Mid Cap Gr Eq II I Mutual fund | Other securities | — | — | $17.7M | 0.4% | |
| Fidelity Diversified Intl K6* Mutual fund | Mutual Funds | — | — | $16.6M | 0.4% | |
| Vanguard FTSE Social Idx Fund Institutional Mutual fund | Common Collective Trusts | — | — | $16.1M | 0.4% | |
| METLIFE Fixed Guaranteed income contract (GIC) | Stable Value | — | — | $12.9M | 0.3% | |
| MassMutual Mid Cap Growth I Mutual fund | Other securities | — | — | $12.9M | 0.3% | |
| Loomis Sayles Sm Cap Growth N Mutual fund | Other securities | — | — | $11.8M | 0.3% | |
| Various participants* Participant notes receivable with interest rates ranging from 3.25 percent to 9.50 percent - | Other securities | — | — | $10.7M | 0.2% | |
| CREF Inflation-Linked Bond R3* Variable annuity contract | Mutual Funds | — | — | $8.9M | 0.2% | |
| TIAA-CREF Self Directed Acct* Self-directed account | Self-Directed Brokerage | — | — | $7.2M | 0.2% | |
| Principal Real Estate Securities R6 Mutual fund | Other securities | — | — | $6.2M | 0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| $104K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVSTMNTS INST OPER CO,INC | 04-2647786 | — | NONE KNOWN | $173K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE KNOWN | $118K | — |
| PLANTE & MORAN, PLLC | 33-1498605 | — | NONE KNOWN | $43K | — |
| THE LAM GROUP, INC | 13-3898451 | — | NONE KNOWN | $17K | — |
| RAPPAPORT REICHES CAP MGMT LLC | 20-3327943 | — | NONE KNOWN | $7K | — |
| WANG KOBAYASHI AUSTIN | 27-1888471 | — | NONE KNOWN | $6K | — |
