Back to filter
Original filing (PDF)20251015111836NAL0004688161001
SEYFARTH SHAW LLP
Form 5500
FILING_RECEIVED
SEYFARTH SHAW LLP 401(K) SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed21 service providers
Active participants
1,762
Accounts w/ balance
2,831
Plan assets (EOY)
$925.9M
Net assets (EOY)
$925.9M
How this plan invests
This plan
13 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — modestly above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEYFARTH SHAW LLP.
Plan sponsor
Name
SEYFARTH SHAW LLP
EIN
36-2152202
Address
233 S. WACKER DR., SUITE 8000 · CHICAGO, IL · 60606
Phone
(312) 460-6456
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
CROWE HORWATH LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
21 rowsOther
21| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $395K | — |
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | NONE | $74K | — |
| HEINZ GLOBAL ASSET MGMT INC | 45-2510991 | — | NONE | $39K | — |
| GEMMER ASSET MANAGEMENT LLC | 94-3317854 | — | NONE | $39K | — |
| INGALLS & SNYDER LLC | 13-5156620 | — | NONE | $33K | — |
| SAVANT CAPITAL LLC | 45-3812777 | — | NONE | $31K | — |
| MORNINGSTAR INVESTMENT SERVICE | 36-4410122 | — | NONE | $30K | — |
| WEALTH ENHANCEMENT ADVISORY SE | 41-2016508 | — | NONE | $20K | — |
| JMG FINANCIAL GROUP LTD | 36-3275370 | — | NONE | $18K | — |
| BLEAKLEY FINANCIAL GROUP LLC | 47-2523848 | — | NONE | $18K | — |
| BRINKER CAPITAL INVESTMENTS LL | 32-0070947 | — | NONE | $18K | — |
| RAYMOND JAMES & ASSOCIATES INC | 59-1237041 | — | NONE | $17K | — |
| CURI RMB CAPITAL LLC | 59-3792751 | — | NONE | $16K | — |
| GERBER KAWASAKI WEALTH & | 27-2274173 | — | NONE | $14K | — |
| CAPITAL MGMT SERVICES INC | 43-1410129 | — | NONE | $13K | — |
| SIGNATURE INVESTMENT ADVISORS | 45-3791510 | — | NONE | $11K | — |
| MARINER LLC | 20-4553256 | — | NONE | $11K | — |
| FLEXIBLE PLAN INVESTMENTS LTD | 38-2340348 | — | NONE | $8K | — |
| 7SUMMIT ADVISORS LLC | 46-5028938 | — | NONE | $8K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $7K | — |
| DYNAMIC WEALTH ADVISORS | 26-3945512 | — | NONE | $5K | — |
Investments
18 direct securities · 13 pooled funds· $901.5M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$516.3M
17 holdings
Common Collective Trust
$287.4M
13 holdings
Mutual Funds
$97.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant Individual Brokerage Accounts * Charles Schwab Trust Bank Self-Directed Brokerage Accounts # | — | — | — | $209.5M | 22.6% | |
| Fidelity 500 Index Fund # | Mutual Funds | — | — | $97.9M | 10.6% | |
| Vanguard Trust Company Vanguard Total Bond Market Index Institutional Fund # | — | — | — | $58.9M | 6.4% | |
| Fidelity Large Cap Growth Index Fund # | — | — | — | $56.7M | 6.1% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $44.9M | 4.8% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $43.0M | 4.6% | |
| SCHWAB INDEXED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $42.7M | 4.6% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $31.0M | 3.4% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $30.3M | 3.3% | |
| Charles Schwab Trust Bank Schwab International Index Fund # | — | — | — | $29.8M | 3.2% | |
| INVESCO STABLE VALUE TRUST INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $29.4M | 3.2% | |
| Fidelity Large Cap Value Index Fund # | — | — | — | $25.0M | 2.7% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $22.2M | 2.4% | |
| SCHWAB INDEXED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $17.6M | 1.9% | |
| Vanguard Trust Company Vanguard Intermediate-Term Government Bond Index Institutional Fund # | — | — | — | $15.8M | 1.7% | |
| Vanguard Trust Company Vanguard Mid-Cap Growth Index Fund # | — | — | — | $14.2M | 1.5% | |
| Fidelity Emerging Markets Index Fund # | — | — | — | $14.2M | 1.5% | |
| Vanguard Trust Company Vanguard Small-Cap Growth Index Institutional Fund # | — | — | — | $14.0M | 1.5% | |
| Vanguard Trust Company Vanguard Small-Cap Value Index Institutional Fund # | — | — | — | $13.2M | 1.4% | |
| Vanguard Trust Company Vanguard Mid-Cap Value Index Fund # | — | — | — | $12.1M | 1.3% | |
| Vanguard Trust Company Vanguard Mid-Cap Index Institutional Fund # | — | — | — | $12.0M | 1.3% | |
| Vanguard Trust Company Vanguard REIT Index Fund # | — | — | — | $12.0M | 1.3% | |
| Charles Schwab Trust Bank Schwab Small-Cap Index Fund # | — | — | — | $10.9M | 1.2% | |
| Charles Schwab Trust Bank Schwab Fundamental International Large Company Index Fund # | — | — | — | $9.7M | 1.1% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $8.7M | 0.9% | |
| SCHWAB INDEXED RET TR FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $6.6M | 0.7% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $5.9M | 0.6% | |
| and maturities through May 2039 # | — | — | — | $4.7M | 0.5% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $4.5M | 0.5% | |
| Charles Schwab Trust Bank Schwab Fundamental International Small Mid Company Index Fund # | — | — | — | $3.6M | 0.4% | |
| SCHWAB INDEXED RET TR FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $483K | <0.1% |