Back to filter
Original filing (PDF)20251003122024NAL0000800131001
CONTINENTAL CASUALTY COMPANY
Form 5500
FILING_RECEIVED
CNA 401K PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
5,585
Accounts w/ balance
9,282
Plan assets (EOY)
$2.5B
Net assets (EOY)
$2.5B
How this plan invests
This plan
26 pooled trusts
Schedule D
124 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — 138% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONTINENTAL CASUALTY COMPANY.
Plan sponsor
Name
CONTINENTAL CASUALTY COMPANY
EIN
36-2114545
Address
151 N FRANKLIN ST · 18TH FLOOR · CHICAGO, IL · 60606
Phone
(312) 822-5000
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $18K | — |
Other
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS, LLC | 82-1061233 | — | NONE | $1.5M | — |
| ATLANTA CAPITAL MANAGEMENT CO,LLC | 58-2236910 | — | NONE | $524K | — |
| LSV ASSET MANAGEMENT | 23-2772200 | — | NONE | $460K | — |
| INVESCO | 58-1707262 | — | NONE | $300K | — |
| NORTHERN TRUST INVESTMENTS INC. | 36-3608252 | — | NONE | $133K | — |
Investments
107 direct securities · 26 pooled funds· $3.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$2.2B
26 holdings
Uncategorized
$1.1B
107 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT S&P 500 INDEX FUND NL NORTHERN TRUST CORPORATION · EIN 45-6138589 / PN 003 | Common Collective Trust | — | — | $506.3M | 20.2% | |
| WINSLOW LARGE CAP GROWTH FUND SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $214.2M | 8.6% | |
| NT ACWI EX-US IMI INDEX NL NORTHERN TRUST CORPORATION · EIN 45-6138589 / PN 103 | Common Collective Trust | — | — | $139.4M | 5.6% | |
| BLACKROCK LIFEPATH IND NL FND M BLACKROCK INC · EIN 81-3250773 / PN 001 | Common Collective Trust | — | — | $138.4M | 5.5% | |
| Black Rock Lifepath Index Retirement Fund W Collective Investment Trust | — | — | — | $138.4M | 5.5% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST CO · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $128.4M | 5.1% | |
| IGT INVESCO SHRTTRM BOND INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 215 | Common Collective Trust | — | — | $127.3M | 5.1% | |
| NT S&P 400 INDEX FUND NL NORTHERN TRUST CORPORATION · EIN 45-6138589 / PN 004 | Common Collective Trust | — | — | $117.8M | 4.7% | |
| BLACKROCK LIFEPATH IND2030 NL FND M BLACKROCK INC · EIN 81-3148951 / PN 001 | Common Collective Trust | — | — | $113.8M | 4.5% | |
| Black Rock Lifepath Index 2030 Fund W Collective Investment Trust | — | — | — | $113.8M | 4.5% | |
| NT RUSSELL 2000 INDEX FUND NORTHERN TRUST CORPORATION · EIN 45-6138589 / PN 096 | Common Collective Trust | — | — | $95.0M | 3.8% | |
| Black Rock Lifepath Index 2035 Fund W Collective Investment Trust | — | — | — | $93.5M | 3.7% | |
| BLACKROCK LIFEPATH IND2035 NL FND M BLACKROCK INC · EIN 81-3168065 / PN 001 | Common Collective Trust | — | — | $93.5M | 3.7% | |
| NT AGGREGATE BOND INDEX FUND NL NORTHERN TRUST CORPORATION · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $91.2M | 3.6% | |
| Black Rock Lifepath Index 2040 Fund W Collective Investment Trust | — | — | — | $83.2M | 3.3% | |
| BLACKROCK LIFEPATH IND2040 NL FND M BLACKROCK INC · EIN 81-3185003 / PN 001 | Common Collective Trust | — | — | $83.2M | 3.3% | |
| Vanguard International Growth Fund Mutual Fund | — | — | — | $82.7M | 3.3% | |
| Black Rock Lifepath Index 2045 Fund W Collective Investment Trust | — | — | — | $69.0M | 2.8% | |
| BLACKROCK LIFEPATH IND2045 NL FND M BLACKROCK INC · EIN 81-3196176 / PN 001 | Common Collective Trust | — | — | $69.0M | 2.8% | |
| BLACKROCK LIFEPATH IND2050 NL FND M BLACKROCK INC · EIN 81-3217294 / PN 001 | Common Collective Trust | — | — | $52.4M | 2.1% | |
| Black Rock Lifepath Index 2050 Fund W Collective Investment Trust | — | — | — | $52.4M | 2.1% | |
| BLACKROCK LIFEPATH IND2055 NL FND M BLACKROCK INC · EIN 81-3223239 / PN 001 | Common Collective Trust | — | — | $47.4M | 1.9% | |
| Black Rock Lifepath Index 2055 Fund W Collective Investment Trust | — | — | — | $47.4M | 1.9% | |
| NT EMERGING MARKET FUNDS NORTHERN TRUST COMPANY · EIN 45-6138589 / PN 101 | Common Collective Trust | — | — | $38.5M | 1.5% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $31.0M | 1.2% | |
| IGT INVESCO INT G/C INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 212 | Common Collective Trust | — | — | $27.9M | 1.1% | |
| IGT JENNISON INT G/C INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 218 | Common Collective Trust | — | — | $27.8M | 1.1% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $24.8M | 1.0% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $22.8M | 0.9% | |
| BLACKROCK LIFEPATH IND2060 NL FND M BLACKROCK INC · EIN 81-3239005 / PN 001 | Common Collective Trust | — | — | $20.5M | 0.8% | |
| Black Rock Lifepath Index 2060 Fund W Collective Investment Trust | — | — | — | $20.5M | 0.8% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $18.5M | 0.7% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $18.3M | 0.7% | |
| IGT Jennison Intermediate Fund Collective investment trust | — | — | — | $16.2M | 0.6% | |
| IGT LOOMIS SAYLES INT INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 217 | Common Collective Trust | — | — | $14.1M | 0.6% | |
| IGT PIMCO INT G/C INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 207 | Common Collective Trust | — | — | $13.7M | 0.5% | |
| IGT INVESCO CORE FIXED INCOME FUND INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 225 | Common Collective Trust | — | — | $13.7M | 0.5% | |
| IGT LOOMIS SAYLES CORE INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 224 | Common Collective Trust | — | — | $13.7M | 0.5% | |
| IGT DODGE & COX FIXED INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 244 | Common Collective Trust | — | — | $13.7M | 0.5% | |
| IGT PIMCO CORE INVESCO NATIONAL TRUST COMPANY · EIN 61-1246990 / PN 219 | Common Collective Trust | — | — | $13.6M | 0.5% | |
| IGT Invesco Short Term Bond Fund Collective investment trust | — | — | — | $11.9M | 0.5% | |
| PIMCO All Asset Fund - Institutional Mutual Fund | — | — | — | $11.4M | 0.5% | |
| Black Rock Lifepath Index 2065 Fund W Collective Investment Trust | — | — | — | $11.0M | 0.4% | |
| BLACKROCK LIFEPATH IND2065 NL FND M BLACKROCK INC · EIN 84-1957801 / PN 001 | Common Collective Trust | — | — | $11.0M | 0.4% | |
| interest in fully benefit-responsive contracts * Northern Trust Collective Short Term Investment Fund Money Market Fund | — | — | — | $9.6M | 0.4% | |
| interest, collateral, par, or maturity value Notes receivable from participants * CNA 401k Plan, participant loans with maturities through 2030 at N/A | — | — | — | $9.5M | 0.4% | |
| IGT PIMCO Intermediate Fund Collective investment trust | — | — | — | $8.6M | 0.3% | |
| IGT Invesco Intermediate Fund Collective investment trust | — | — | — | $6.5M | 0.3% | |
| IGT Invesco Intermediate Fund Collective investment trust | — | — | — | $5.6M | 0.2% | |
| IGT Invesco Intermediate Fund Collective investment trust | — | — | — | $5.1M | 0.2% | |
| IGT Invesco Intermediate Fund Collective investment trust | — | — | — | $4.1M | 0.2% | |
| IGT Invesco Intermediate Fund Collective investment trust | — | — | — | $4.1M | 0.2% | |
| IGT Dodge & Cox Core Fixed Income Fund Collective investment trust | — | — | — | $3.6M | 0.1% | |
| IGT Loomis Sayles Intermediate Fund Collective investment trust | — | — | — | $3.4M | 0.1% | |
| IGT Dodge & Cox Core Fixed Income Fund Collective investment trust | — | — | — | $3.3M | 0.1% | |
| IGT PIMCO Intermediate Fund Collective investment trust ** 757 Adjustment from fair value to contract value for Collective investment trust | — | — | — | $3.3M | 0.1% | |
| IGT Loomis Sayles Core Fixed Income Fund Collective investment trust | — | — | — | $3.3M | 0.1% | |
| IGT Invesco Core Fixed Income Fund Collective investment trust | — | — | — | $3.1M | 0.1% | |
| interest, collateral, par, or maturity value Baxter Intl Inc. Common Stock ** 417 Berkley W.R. Corp. Common Stock | — | — | — | $3.1M | 0.1% | |
| interest, collateral, par, or maturity value IGT Loomis Sayles Intermediate Fund Collective investment trust | — | — | — | $3.1M | 0.1% | |
| IGT Invesco Core Fixed Income Fund Collective investment trust | — | — | — | $3.0M | 0.1% | |
| IGT Loomis Sayles Core Fixed Income Fund Collective investment trust | — | — | — | $3.0M | 0.1% | |
| Carlisle Companies Inc. Common Stock | — | — | — | $2.9M | 0.1% | |
| IGT Invesco Core Fixed Income Fund Collective investment trust | — | — | — | $2.9M | 0.1% | |
| Adjustment from fair value to contract value for Collective investment trust | — | — | — | $2.8M | 0.1% | |
| GoDaddy Inc. Common Stock | — | — | — | $2.8M | 0.1% | |
| IGT Dodge & Cox Core Fixed Income Fund Collective investment trust | — | — | — | $2.7M | 0.1% | |
| IGT Dodge & Cox Core Fixed Income Fund Collective investment trust | — | — | — | $2.7M | 0.1% | |
| IGT Jennison Intermediate Fund Collective investment trust | — | — | — | $2.7M | 0.1% | |
| IGT Loomis Sayles Intermediate Fund Collective investment trust | — | — | — | $2.5M | 0.1% | |
| IGT Loomis Sayles Intermediate Fund Collective investment trust | — | — | — | $2.5M | 0.1% | |
| IGT PIMCO Intermediate Fund Collective investment trust | — | — | — | $2.5M | 0.1% | |
| IGT PIMCO Core Fixed Income Fund Collective investment trust | — | — | — | $2.5M | 0.1% | |
| IGT PIMCO Intermediate Fund Collective investment trust ** 559 Adjustment from fair value to contract value for interest in fully benefit-responsive contracts Collective investment trust | — | — | — | $2.5M | <0.1% | |
| IGT Loomis Sayles Core Fixed Income Fund Collective investment trust | — | — | — | $2.4M | <0.1% | |
| IGT Jennison Intermediate Fund Collective investment trust | — | — | — | $2.4M | <0.1% | |
| IGT Loomis Sayles Core Fixed Income Fund Collective investment trust | — | — | — | $2.4M | <0.1% | |
| IGT PIMCO Core Fixed Income Fund Collective investment trust | — | — | — | $2.4M | <0.1% | |
| Meta Platforms Inc. Common Stock ** 820 MGIC Investment Corp. Common Stock ** 529 Mgm Resorts International Common Stock ** 360 Molson Coors Beverage Co. Common Stock ** 762 Morningstar Inc. Common Stock | — | — | — | $2.4M | <0.1% | |
| IGT Invesco Core Fixed Income Fund Collective investment trust | — | — | — | $2.3M | <0.1% | |
| IGT Invesco Core Fixed Income Fund Collective investment trust | — | — | — | $2.3M | <0.1% | |
| Trimble Inc. Common Stock | — | — | — | $2.3M | <0.1% | |
| ManpowerGroup Inc. Common Stock ** 427 Marathon Petroleum Corp. Common Stock ** 837 Markel Corp Holding Co. Common Stock | — | — | — | $2.2M | <0.1% | |
| CACI International Inc. Common Stock | — | — | — | $2.0M | <0.1% | |
| IGT Jennison Intermediate Fund Collective investment trust | — | — | — | $2.0M | <0.1% | |
| IGT Jennison Intermediate Fund Collective investment trust | — | — | — | $2.0M | <0.1% | |
| Discover Financial Services Common Stock ** 797 Dolby Laboratories Inc. Common Stock | — | — | — | $1.9M | <0.1% | |
| Brixmor Property Group Inc. Common Stock ** 559 Broadridge Financial Solutions Inc. Common Stock ** 738 Brown & Brown Inc. Common Stock | — | — | — | $1.9M | <0.1% | |
| Carter's Inc. Common Stock ** 238 Caseys Gen Stores Inc. Common Stock | — | — | — | $1.9M | <0.1% | |
| Brunswick Corp. Common Stock ** 272 Bunge Global SA Common Stock ** 326 Burlington Stores Inc. Common Stock | — | — | — | $1.8M | <0.1% | |
| Ameriprise Financial Inc. Common Stock ** 831 Annaly Capital Management Inc. Common Stock ** 236 APA Corp. Common Stock ** 374 Applied Materials Inc. Common Stock ** 634 Aptargroup Inc. Common Stock | — | — | — | $1.8M | <0.1% | |
| Citigroup Inc. Common Stock | — | — | — | $1.8M | <0.1% | |
| Stifel Financial Corp. Common Stock ** 350 Sylvamo Corp. Common Stock ** 656 Synchrony Financial Common Stock ** 657 Td Synnex Corporation Common Stock ** 339 Teleflex Inc. Common Stock | — | — | — | $1.8M | <0.1% | |
| Viatris Inc. Common Stock ** 341 Vistra Corp. Common Stock ** 262 Voya Financial Inc. Common Stock ** 482 Walgreens Boots Alliance Inc. Common Stock ** 122 Wells Fargo & Co. Common Stock | — | — | — | $1.8M | <0.1% | |
| Lincoln National Corp. Common Stock ** 311 LKQ Corp. Common Stock | — | — | — | $1.8M | <0.1% | |
| Centene Corp. Common Stock ** 521 Cf Inds Hldgs Inc. Common Stock ** 384 Charter Communications Inc. Common Stock ** 310 Choice Hotels International Inc. Common Stock | — | — | — | $1.7M | <0.1% | |
| Lear Corp. Common Stock ** 180 Lennox International Inc. Common Stock | — | — | — | $1.7M | <0.1% | |
| Bloomin' Brands Inc. Common Stock ** 231 Blue Owl Capital Corp. Common Stock ** 380 Booz Allen Hamilton Holding Corp. Common Stock | — | — | — | $1.7M | <0.1% | |
| Archer-Daniels-Midland Co. Common Stock ** 318 Arrow Electronics Inc. Common Stock ** 532 AT&T Inc. Common Stock | — | — | — | $1.7M | <0.1% | |
| Regions Financial Corp. Common Stock ** 717 Reinsurance Group Of America Inc. Common Stock ** 705 RPM International Inc. Common Stock | — | — | — | $1.7M | <0.1% | |
| Adtalem Global Ed Inc. Common Stock ** 345 Advanced Drain Systems Inc. Common Stock ** 335 Affiliated Managers Group Inc. Common Stock | — | — | — | $1.6M | <0.1% | |
| Citizens Financial Group Inc. Common Stock ** 652 CNO Financial Group Inc. Common Stock ** 614 Columbia Banking System Inc. Common Stock ** 379 Columbia Sportswear Co. Common Stock | — | — | — | $1.6M | <0.1% | |
| Aramark Common Stock | — | — | — | $1.5M | <0.1% | |
| Marriott Vacations Worldwide Corp. Common Stock ** 198 Matador Res Co. Common Stock ** 376 Mckesson Corp. Common Stock ** 570 Merck & Co Inc. Common Stock | — | — | — | $1.5M | <0.1% | |
| Gilead Sciences Inc. Common Stock | — | — | — | $1.5M | <0.1% | |
| Snap-On Inc. Common Stock ** 747 Spectrum Brands Holdings Inc. Common Stock ** 161 State Street Corp. Common Stock | — | — | — | $1.5M | <0.1% | |
| Avnet Inc. Common Stock ** 460 Ball Corp. Common Stock ** 342 Bank Of America Corp. Common Stock ** 519 Bank Of New York Mellon Corp. Common Stock | — | — | — | $1.5M | <0.1% | |
| Sabra Health Care REIT Inc. Common Stock ** 348 Scorpio Tankers Inc. Common Stock ** 144 SEI Investments Co. Common Stock | — | — | — | $1.4M | <0.1% | |
| Upbound Group Inc. Common Stock ** 245 Valero Energy Corp. Common Stock ** 515 Verizon Communications Inc. Common Stock | — | — | — | $1.4M | <0.1% | |
| Cirrus Logic Inc. Common Stock ** 339 Cisco Systems Inc. Common Stock | — | — | — | $1.4M | <0.1% | |
| Comcast Corp. Common Stock | — | — | — | $1.4M | <0.1% | |
| interest, collateral, par, or maturity value Kohl's Corp. Common Stock ** 94 Kraft Heinz Co. Common Stock ** 719 Kroger Co. Common Stock | — | — | — | $1.4M | <0.1% | |
| Textron Inc. Common Stock ** 795 TransUnion Common Stock | — | — | — | $1.3M | <0.1% | |
| La-Z-Boy Inc. Common Stock ** 314 Landstar System Inc. Common Stock | — | — | — | $1.3M | <0.1% | |
| Conagra Brands Inc. Common Stock ** 433 Conocophillips Common Stock ** 369 Corebridge Finl Inc. Common Stock ** 317 Crane Co. Common Stock ** 233 Cummins Inc. Common Stock | — | — | — | $1.3M | <0.1% | |
| Wex Inc. Common Stock | — | — | — | $1.3M | <0.1% | |
| IGT Dodge & Cox Core Fixed Income Fund Collective investment trust | — | — | — | $1.3M | <0.1% | |
| Huntington Ingalls Industries Inc. Common Stock ** 340 Idex Corp. Common Stock | — | — | — | $1.2M | <0.1% | |
| Graco Inc. Common Stock ** 684 Graphic Packaging Holding Co. Common Stock ** 432 Halliburton Co. Common Stock ** 476 Harley-Davidson Inc. Common Stock ** 413 Hartford Insurance Group Inc. Common Stock | — | — | — | $1.2M | <0.1% | |
| Atkore Inc. Common Stock ** 359 Avery Dennison Corp. Common Stock | — | — | — | $1.2M | <0.1% | |
| Jones Lang Lasalle Inc. Common Stock | — | — | — | $1.2M | <0.1% | |
| California Resources Corp. Common Stock ** 305 Campbells Company Common Stock ** 369 Cardinal Health Inc. Common Stock | — | — | — | $1.2M | <0.1% | |
| Energizer Holdings Inc. Common Stock ** 342 Envista Hldgs Corp. Common Stock ** 983 Everest Re Group Ltd. Common Stock ** 399 Exelixis Inc. Common Stock ** 380 Exxon Mobil Corp. Common Stock | — | — | — | $1.2M | <0.1% | |
| Aflac Inc. Common Stock ** 548 Agco Corp. Common Stock ** 661 Albertsons Companies Inc. Common Stock ** 442 Allison Transmission Holdings Inc. Common Stock | — | — | — | $1.2M | <0.1% | |
| Organon & Co. Common Stock ** 266 Oshkosh Corp. Common Stock ** 437 Owens Corning Common Stock ** 630 PayPal Holdings Inc. Common Stock ** 760 Penske Automotive Group Inc. Common Stock ** 823 Pfizer Inc. Common Stock | — | — | — | $1.2M | <0.1% | |
| Borgwarner Inc. Common Stock ** 410 Brinks Co. Common Stock ** 352 Bristol-Myers Squibb Co. Common Stock | — | — | — | $1.1M | <0.1% | |
| Ally Financial Inc. Common Stock ** 443 Altria Group Inc. Common Stock | — | — | — | $1.1M | <0.1% | |
| HP Inc. Common Stock ** 923 Hunt J.B. Transportation Services Inc. Common Stock | — | — | — | $1.1M | <0.1% | |
| Ford Motor Co. Common Stock ** 278 Fox Corp. Common Stock ** 933 FTI Consulting Inc. Common Stock ** 635 Gen Digital Inc. Common Stock ** 471 General Mills Inc. Common Stock ** 580 General Motors Co. Common Stock | — | — | — | $1.1M | <0.1% | |
| Amdocs Ltd. Common Stock ** 460 American International Group Inc. Common Stock | — | — | — | $1.1M | <0.1% | |
| Phillips 66 Common Stock ** 638 Phinia Inc. Common Stock ** 172 Pool Corp. Common Stock ** 543 Prosperity Bancshares Inc. Common Stock ** 544 PulteGroup Inc. Common Stock ** 991 Qualcomm Inc. Common Stock | — | — | — | $1.1M | <0.1% | |
| Truist Financial Corp. Common Stock ** 659 Tyler Technologies Inc. Common Stock | — | — | — | $1.0M | <0.1% | |
| Berry Global Group Inc. Common Stock ** 424 Best Buy Co Inc. Common Stock ** 326 Bio-Techne Corp. Common Stock ** 640 Blackbaud Inc. Common Stock | — | — | — | $1.0M | <0.1% |