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Original filing (PDF)20250912091333NAL0000719715001
AMERICAN ACADEMY OF ORTHOPAEDIC SURGEONS
Form 5500
FILING_RECEIVED
AAOS RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
197
Accounts w/ balance
298
Plan assets (EOY)
$51.0M
Net assets (EOY)
$51.0M
How this plan invests
This plan
6 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN ACADEMY OF ORTHOPAEDIC SURGEONS.
Plan sponsor
Name
AMERICAN ACADEMY OF ORTHOPAEDIC SURGEONS
EIN
36-2110592
Address
9400 W. HIGGINS RD · SUITE 500 · ROSEMONT, IL · 60018
Phone
(847) 384-4268
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | 22-3570392 | — | INVESTMENT ADVISORY | $23K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $63K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
30 direct securities · 6 pooled funds· $50.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$40.7M
30 holdings
Common Collective Trust
$10.0M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Management & Research Fidelity 500 Index Fund | — | — | — | $8.0M | 15.7% | |
| LARGE CAP GROWTH FUND II R1 FD GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $4.7M | 9.2% | |
| Vanguard Group Vanguard Target Retirement 2050 | — | — | — | $3.9M | 7.7% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $3.9M | 7.6% | |
| Vanguard Group Vanguard Target Retirement 2045 | — | — | — | $3.5M | 6.9% | |
| Vanguard Group Vanguard Target Retirement 2035 | — | — | — | $3.0M | 5.9% | |
| Janus Henderson Janus Henderson Balanced Fund | — | — | — | $2.9M | 5.7% | |
| Vanguard Group Vanguard Target Retirement 2030 | — | — | — | $2.6M | 5.0% | |
| Vanguard Group Vanguard Target Retirement 2055 | — | — | — | $2.5M | 4.8% | |
| Vanguard Group Vanguard Target Retirement 2025 | — | — | — | $2.1M | 4.2% | |
| Vanguard Group Vanguard Target Retirement 2040 | — | — | — | $2.0M | 3.9% | |
| PIMCO Funds PIMCO Total Return Instl Fund | — | — | — | $1.6M | 3.1% | |
| Fidelity Management & Research Fidelity Mid Cap Index Fund | — | — | — | $1.2M | 2.4% | |
| BlackRock Advisors, LLC BlackRock High Yield Bond Portfolio | — | — | — | $947K | 1.9% | |
| LARGE CAP VALUE III R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-7289865 / PN 001 | Common Collective Trust | — | — | $938K | 1.8% | |
| Vanguard Group Vanguard Target Retirement 2020 | — | — | — | $852K | 1.7% | |
| Vanguard Group Vanguard Target Retirement 2060 | — | — | — | $837K | 1.6% | |
| Vanguard Group Vanguard Target Retirement Income Fund | — | — | — | $795K | 1.6% | |
| Vanguard Group Vanguard Total International Stock Index Fund | — | — | — | $724K | 1.4% | |
| Fidelity Management & Research Fidelity Small Cap Index Fund | — | — | — | $562K | 1.1% | |
| Capital Research & Mgmt Co American Funds Inflation Linked Bond Fund | — | — | — | $530K | 1.0% | |
| J.P.Morgan Asset Management JPMorgan Mid Cap Growth R6 Fund | — | — | — | $457K | 0.9% | |
| Participants Participant Loans Rates from 4.25% - 9.50% - | — | — | — | $309K | 0.6% | |
| Parnassus Investments Parnassus Core Equity Instl | — | — | — | $308K | 0.6% | |
| INTERNATIONAL GROWTH II R1 FD GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $281K | 0.6% | |
| Allspring Global Investments Allspring Sm Company Value Fund | — | — | — | $209K | 0.4% | |
| Dimensional Fund Advisors DFA Real Estate Securities Port | — | — | — | $171K | 0.3% | |
| Vanguard Group Vanguard Emrg Market Stock Index-Admiral | — | — | — | $171K | 0.3% | |
| MID CAP VALUE FUND II CLASS R1 GREAT GRAY TRUST COMPANY · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $129K | 0.3% | |
| Vanguard Group Vanguard Target Retirement 2070 | — | — | — | $127K | 0.2% | |
| (E) | — | — | $57K | $85K | 0.2% | |
| Vanguard Group Vanguard Target Retirement 2065 | — | — | — | $85K | 0.2% | |
| (E) | — | — | — | $71K | 0.1% | |
| Fidelity Management & Research Fidelity Small Cap Growth K6 Fund | — | — | — | $71K | 0.1% | |
| Amundi Asset Management Pioneer Strategic Income-K | — | — | — | $57K | 0.1% | |
| MID CAP GROWTH R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% |