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Original filing (PDF)20251009120418NAL0003890419001
TRUSTEES OF PIPE FITTERS ASSOCIATION LOCAL 597
Form 5500
FILING_RECEIVED
PIPE FITTERS ASSOCIATION L.U. 597, U.A. 401(K) PLA
401(k) retirement plan
Signals · 2
No recordkeeper disclosed9 service providers
Active participants
9,410
Accounts w/ balance
10,101
Plan assets (EOY)
$2.5B
Net assets (EOY)
$2.5B
How this plan invests
This plan
28 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRUSTEES OF PIPE FITTERS ASSOCIATION LOCAL 597.
Plan sponsor
Name
TRUSTEES OF PIPE FITTERS ASSOCIATION LOCAL 597
EIN
36-1820310
Address
45 NORTH OGDEN AVENUE · CHICAGO, IL · 60607
Phone
(312) 633-0597
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsOther
9| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $179K | — |
| JOHNSON & KROL, LLC | 36-4342024 | — | NONE | $60K | — |
| STRATEGIC CAPITAL INVESTMENT ADV. | 36-4268991 | — | NONE | $47K | — |
| PHIL HAYES | 36-2141703 | — | EMPLOYEE | $42K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $30K | — |
| BRIDGEWAY BENEFIT TECHNOLOGIES LLC | 52-1796473 | — | NONE | $22K | — |
| AMALGAMATED BANK OF CHICAGO | 36-0721895 | — | NONE | $10K | — |
| MORGAN, LEWIS & BOCKIUS LLP | 23-0891050 | — | NONE | $8K | — |
| SEGAL SELECT INSURANCE | 46-0619194 | — | NONE | $0 | — |
Investments
10 direct securities · 28 pooled funds· $2.5B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$1.5B
27 holdings
Uncategorized
$948.5M
10 holdings
Common Collective Trust
$29.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Group Annuity Contract - MassMutual Retirement Services SAGIC | — | — | $408.7M | $440.4M | 17.7% | |
| T. ROWE PRICE RETIREMENT 2040 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $289.4M | $304.2M | 12.2% | |
| Vanguard Total Stock Market Index Fund | — | — | $167.8M | $228.6M | 9.2% | |
| T. ROWE PRICE RETIREMENT 2030 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $210.3M | $220.3M | 8.8% | |
| T. ROWE PRICE RETIREMENT 2050 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $189.0M | $199.0M | 8.0% | |
| T. ROWE PRICE RETIREMENT 2045 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $157.3M | $165.3M | 6.6% | |
| T. ROWE PRICE RETIREMENT 2055 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $155.3M | $163.4M | 6.6% | |
| T. ROWE PRICE RETIREMENT 2035 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $143.7M | $150.3M | 6.0% | |
| American Century Ultra Fund | — | — | $90.8M | $112.8M | 4.5% | |
| MASSMUTUAL MID CAP GROWTH I MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | $59.6M | $77.0M | 3.1% | |
| T. ROWE PRICE RETIREMENT 2020 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $55.8M | $58.4M | 2.3% | |
| T. Rowe Price Large-Cap Value Fund | — | — | $60.7M | $57.1M | 2.3% | |
| T. ROWE PRICE RETIREMENT 2025 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $54.0M | $56.6M | 2.3% | |
| Fidelity Advisor Small Cap Growth Fund | — | — | $36.0M | $45.8M | 1.8% | |
| T. ROWE PRICE RETIREMENT 2060 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $33.9M | $35.3M | 1.4% | |
| CAPITAL GROUP EUROPACIFIC GROWTH SA CAPITAL GROUP · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $36.0M | $35.0M | 1.4% | |
| T. Rowe Price Small-Cap Value Fund | — | — | $30.7M | $30.7M | 1.2% | |
| NIS CORE MOD DYNAMIC FIXED INC. CIT GREAT GRAY TRUST COMPANY, LLC · EIN 38-7312998 / PN 001 | Common Collective Trust | — | $29.0M | $29.9M | 1.2% | |
| T. ROWE PRICE RETIREMENT 2065 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $17.9M | $18.5M | 0.7% | |
| Participant Loans | — | — | $17.7M | $17.7M | 0.7% | |
| PIMCO High Yield Fund | — | — | $12.4M | $12.8M | 0.5% | |
| T. ROWE PRICE RETIREMENT 2015 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $8.0M | $8.4M | 0.3% | |
| T. ROWE PRICE RETIREMENT 2010 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $4.3M | $4.5M | 0.2% | |
| T. Rowe Price International Discovery Fund | — | — | $1.9M | $2.0M | <0.1% | |
| T. ROWE PRICE RETIREMENT 2005 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $1.2M | $1.2M | <0.1% | |
| Northern Ultra - Short Fixed Income Fund | — | — | $662K | $668K | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2055 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2060 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2010 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2050 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2045 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2040 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2035 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2030 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2025 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2020 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2015 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL SELECT TRP RET 2005 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |