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Original filing (PDF)20251015084444NAL0005565392001
SMITHEREEN COMPANY
Form 5500
FILING_RECEIVED
SMITHEREEN COMPANY 401K PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
150
Accounts w/ balance
149
Plan assets (EOY)
$6.6M
Net assets (EOY)
$6.6M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard 500 Index Adm Vanguard 0" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (26 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMITHEREEN COMPANY.
Plan sponsor
Name
SMITHEREEN COMPANY
EIN
36-1792300
Address
7400 N. MELVINA AVENUE · NILES, IL · 60714
Phone
(847) 647-0010
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BEKAERT LLP | — | RICHMOND, VA | NONE | $11K | — |
| NEWPORT GROUP, INC. | 27-2037969 | — | NONE | $7K | — |
Investments
22 direct securities· $6.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $2.1M | 32.3% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $950K | 14.4% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $471K | 7.1% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $468K | 7.1% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $415K | 6.3% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $294K | 4.4% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $267K | 4.0% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $257K | 3.9% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $191K | 2.9% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $159K | 2.4% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $146K | 2.2% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $138K | 2.1% | |
| Vanguard High Yield Corp Adm Vanguard 0 | — | — | — | $120K | 1.8% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $112K | 1.7% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $91K | 1.4% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $79K | 1.2% | |
| Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $75K | 1.1% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $70K | 1.1% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $67K | 1.0% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $48K | 0.7% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $39K | 0.6% | |
| Vanguard Short-Term Bond Index Adm Vanguard 0 | — | — | — | $19K | 0.3% |
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