Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROBERT J MORIARTY | — | CHICAGO, IL | INVESTMENT MANAGER | $25K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Loomis Sayles Bond Fund Institutional Class | — | — | $382K | $368K | 13.4% | |
| DoubleLine Core Fixed Income Fund Class I | — | — | $365K | $355K | 13.0% |
| DoubleLine Total Return Bond Fund Class I | — | — | $277K | $271K | 9.9% |
| Money market fund (held byMerrill Lynch Wealth Management) Blackrock BIF Money Fund | — | — | $233K | $233K | 8.5% |
| WisdomTree Europe Hedged Equity Fund | — | — | $147K | $149K | 5.4% |
| SP500 Step Up SP500 Stepup Issuer BAC | — | — | $85K | $103K | 3.8% |
| U.S Treasury Strip, 0% per $120,000, due 8/15/29 | — | — | $60K | $84K | 3.1% |
| s (held by Merrill Lynch Wealth Management) First Trade Exchange Traded Fund | Mutual Funds | — | $68K | $67K | 2.4% |
| U.S. Government securities (held by Merill Lynch Wealth Management) U.S Treasury Strip, 0% per $90,000, due 8/15/29 | — | — | $48K | $65K | 2.4% |
| WisdomTree Japan Hedged Equity Fund | — | — | $60K | $62K | 2.3% |
| Market-linked notes (held by Merill Lynch Wealth Management) DJIA Lirn DJIA Lirn Issuer BAC | — | — | $55K | $60K | 2.2% |
| DJIA Mitts DJIA Mitts Issuer BAC | — | — | $29K | $38K | 1.4% |
| Merrill Lynch Wealth Management DuPont Co. | — | — | $34K | $37K | 1.3% |
| Merrill Lynch Wealth Management Exxon Mobil Corp. | — | — | $36K | $37K | 1.3% |
| SPX Mitts SPX Mitts Issuer BAC | — | — | $28K | $36K | 1.3% |
| Merrill Lynch Wealth Management C.H. Robinson Worldwide Inc. | — | — | $32K | $36K | 1.3% |
| Merrill Lynch Wealth Management Qualcomm, Inc. | — | — | $36K | $36K | 1.3% |
| Merrill Lynch Wealth Management Genuine Parts Co. | — | — | $28K | $36K | 1.3% |
| Merrill Lynch Wealth Management 3M Co. | — | — | $32K | $35K | 1.3% |
| Merrill Lynch Wealth Management Procter & Gamble Co. | — | — | $31K | $35K | 1.3% |
| Merrill Lynch Wealth Management Northrop Grumman Corp. | — | — | $25K | $35K | 1.3% |
| Merrill Lynch Wealth Management United Technologies Corp. | — | — | $35K | $35K | 1.3% |
| Merrill Lynch Wealth Management Automatic Data Proc | — | — | $24K | $34K | 1.2% |
| WisdomTree Europe Small Cap Div Fund | — | — | $40K | $33K | 1.2% |
| WisdomTree Emerging Markets Sm Cap Div Fund | — | — | $39K | $32K | 1.2% |
| Merrill Lynch Wealth Management Occidental Petroleum Corp. | — | — | $14K | $14K | 0.5% |
| Merrill Lynch Wealth Management Devon Energy Corp. | — | — | $15K | $14K | 0.5% |
| s (held by Merill Lynch Wealth Management) Merrill Lynch Wealth Management Anadarko Pete Corp | Common Stocks | — | $15K | $13K | 0.5% |
| s (held by Merrill Lynch Wealth Management) Merrill Lynch Wealth Management Hess Corp. | Common Stocks | — | $15K | $13K | 0.5% |
| Merrill Lynch Wealth Management Pioneer Natural Resources Co. | — | — | $15K | $13K | 0.5% |
| Merrill Lynch Wealth Management Cabot Oil & Gas Corp | — | — | $15K | $13K | 0.5% |
| Merrill Lynch Wealth Management Southwestern Energy Co | — | — | $15K | $12K | 0.4% |
| Merrill Lynch Wealth Management Range Resources Corp. | — | — | $15K | $11K | 0.4% |
| Merrill Lynch Wealth Management Continental Resources Inc. | — | — | $15K | $11K | 0.4% |
