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Original filing (PDF)20251015120829NAL0009132290001
R. R. DONNELLEY & SONS COMPANY
Form 5500
FILING_RECEIVED
RR DONNELLEY SAVINGS PLAN
401(k) retirement plan
Signals · 2
27% in single holding7 service providers
Active participants
13,854
Accounts w/ balance
17,540
Plan assets (EOY)
$1.4B
Net assets (EOY)
$1.4B
How this plan invests
This plan
11 pooled trusts
Schedule D
75 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "NORTHERN TRUST S&P 500 INDEX FUND - DC - NON-LENDING TIER FOUR" is 27% of plan.
- 10 bps in Schedule C fees — 107% above peer band of 5 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for R. R. DONNELLEY & SONS COMPANY.
Plan sponsor
Name
R. R. DONNELLEY & SONS COMPANY
EIN
36-1004130
Address
35 W WACKER DR · CHICAGO, IL · 60601
Phone
(630) 964-6363
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2K · 401(m) arrangement
2S · Automatic enrollment
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $511K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $370K | — |
| GOLDMAN SACHS ASSET MANAGEMENT LP | 13-3575636 | — | INVESTMENT ADVISOR | $210K | — |
| CURCIO WEBB LLC | 36-4171366 | — | INVESTMENT ADVISOR | $10K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $229K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | ACCOUNTANT/AUDITOR | $38K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| R. R. DONNELLEY & SONS COMPANY | 36-1004130 | — | PLAN SPONSOR | $92K | — |
Investments
65 direct securities · 11 pooled funds· $1.4B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$852.1M
11 holdings
Uncategorized
$480.4M
62 holdings
OTHER
$74.4M
1 holding
Common Stocks
$680K
1 holding
Preferred Stocks
$29K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLLECTIVE S&P 500 INDEX NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 003 | Common Collective Trust | — | — | $378.2M | 26.8% | |
| NT COLLECTIVE ALL COUNTRY WORLD NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $122.3M | 8.7% | |
| REGISTERED INVESTMENT COMPANIES AMERICAN FUNDS EUROPACIFIC GROWTH FUND CLASS R-6 | — | — | — | $110.6M | 7.8% | |
| RUSSELL 2500 ALPHA TILTS FUND T BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 86-3745688 / PN 001 | Common Collective Trust | — | — | $100.0M | 7.1% | |
| DODGE & COX STOCK FUND CLASS X | — | — | — | $93.1M | 6.6% | |
| DODGE & COX INCOME FUND CLASS X | — | — | — | $82.7M | 5.9% | |
| ASSETS SELF-DIRECTED BROKERAGE ACCOUNTS | OTHER | — | — | $74.4M | 5.3% | |
| NT COLLECTIVE AGGREGATE BOND INDEX NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $59.4M | 4.2% | |
| NT COLLECTIVE LONG TERM GOVT BD NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 060 | Common Collective Trust | — | — | $54.6M | 3.9% | |
| PIMCO INCOME FUND INSTITUTIONAL CLASS | — | — | — | $43.6M | 3.1% | |
| NT COLLECTIVE EXTENDED EQ MKT INDEX NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 110 | Common Collective Trust | — | — | $40.1M | 2.8% | |
| GALLIARD SHORT CORE FUND F SEI TRUST COMPANY · EIN 52-2252204 / PN 001 | Common Collective Trust | — | — | $32.5M | 2.3% | |
| PIMCO ALL ASSET FUND INSTITUTIONAL CLASS | — | — | — | $29.6M | 2.1% | |
| GALLIARD INTERMEDIATE CORE FUND L SEI TRUST COMPANY · EIN 27-6635237 / PN 001 | Common Collective Trust | — | — | $23.9M | 1.7% | |
| GALLIARD INTERMEDIATE CORE FUND A SEI TRUST COMPANY · EIN 52-2250963 / PN 001 | Common Collective Trust | — | — | $22.7M | 1.6% | |
| PARTICIPANT LOANS Interest Rates 4.25%-9.50% | — | — | — | $16.1M | 1.1% | |
| MICROSOFT CORP | — | — | — | $11.0M | 0.8% | |
| STATE ST US ST GOVERNMENT/CREDIT BOND INDEX NON-LENDING CLASS Q | — | — | — | $9.1M | 0.6% | |
| SSGA US SHORT TERM GVT BOND STATE STREET GLOBAL ADVISORS · EIN 90-0337987 / PN 230 | Common Collective Trust | — | — | $9.1M | 0.6% | |
| NT COLLECTIVE 1-10 TIPS NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 143 | Common Collective Trust | — | — | $9.1M | 0.6% | |
| APPLE INC | — | — | — | $9.0M | 0.6% | |
| NVIDIA CORP | — | — | — | $8.9M | 0.6% | |
| AMAZON.COM INC | — | — | — | $7.9M | 0.6% | |
| ALPHABET INC CL A | — | — | — | $6.9M | 0.5% | |
| META PLATFORMS INC CL A | — | — | — | $5.0M | 0.4% | |
| MASTERCARD INC CL A | — | — | — | $3.3M | 0.2% | |
| INTUIT INC | — | — | — | $3.0M | 0.2% | |
| FISERV INC | — | — | — | $2.8M | 0.2% | |
| FIDELITY INSTITUTIONAL MONEY MARKET GOVERNMENT PORTFOLIO | — | — | — | $2.5M | 0.2% | |
| UNITEDHEALTH GROUP INC | — | — | — | $2.2M | 0.2% | |
| VISA INC CL A | — | — | — | $2.2M | 0.2% | |
| INTUITIVE SURGICAL INC | — | — | — | $2.0M | 0.1% | |
| ELI LILLY & CO | — | — | — | $1.9M | 0.1% | |
| SVCSNOW INC | — | — | — | $1.7M | 0.1% | |
| NETFLIX INC | — | — | — | $1.6M | 0.1% | |
| AMPHENOL CORPORATION CL A | — | — | — | $1.6M | 0.1% | |
| THE BOOKING HLDGS INC | — | — | — | $1.5M | 0.1% | |
| STRYKER CORP | — | — | — | $1.3M | <0.1% | |
| CIGNA GROUP (THE) | — | — | — | $1.2M | <0.1% | |
| VANGUARD CREDIT FEDERAL MONEY MARKET | — | — | — | $1.1M | <0.1% | |
| SHOPIFY INC CL A | — | — | — | $1.0M | <0.1% | |
| ROSS STORES INC | — | — | — | $832K | <0.1% | |
| HUBSPOT INC | — | — | — | $793K | <0.1% | |
| HOWMET AEROSPACE INC | — | — | — | $767K | <0.1% | |
| EQUIFAX INC | — | — | — | $764K | <0.1% | |
| ATLASSIAN CORP PLC CLS A | — | — | — | $763K | <0.1% | |
| COUPANG INC A | — | — | — | $743K | <0.1% | |
| INGERSOLL RAND INC | — | — | — | $736K | <0.1% | |
| CHIPOTLE MEXICAN GRILL IN | — | — | — | $691K | <0.1% | |
| ADOBE INC | Common Stocks | — | — | $680K | <0.1% | |
| ARGENX SE SPONSORED ADR | — | — | — | $669K | <0.1% | |
| FAIR ISAAC CORP | — | — | — | $661K | <0.1% | |
| DANAHER CORP | — | — | — | $635K | <0.1% | |
| BECTON DICKINSON & CO | — | — | — | $600K | <0.1% | |
| ENTEGRIS INC | — | — | — | $588K | <0.1% | |
| BOEING CO | — | — | — | $572K | <0.1% | |
| SCHWAB CHARLES CORP | — | — | — | $562K | <0.1% | |
| ASML HLDG NV (NY REG SHS) | — | — | — | $559K | <0.1% | |
| INTEREST BEARING CASH STATE STREET BANK GOVERNMENT STIF FUND | — | — | — | $529K | <0.1% | |
| SONOVA HLDG AG UNSPON ADR | — | — | — | $528K | <0.1% | |
| MERCADOLIBRE INC | — | — | — | $476K | <0.1% | |
| LULULEMON ATHLETICA INC | — | — | — | $474K | <0.1% | |
| SCHLUMBERGER LTD | — | — | — | $464K | <0.1% | |
| DYNATRACE INC | — | — | — | $417K | <0.1% | |
| ADVANCED MICRO DEVICES IN | — | — | — | $403K | <0.1% | |
| TRADEWEB MARKETS INC A | — | — | — | $400K | <0.1% | |
| FIDELITY CASH RESERVE | — | — | — | $356K | <0.1% | |
| NATERA INC | — | — | — | $302K | <0.1% | |
| LEGEND BIOTECH CORP SPON | — | — | — | $199K | <0.1% | |
| AURORA INNOVATION INC | — | — | — | $173K | <0.1% | |
| AFFIRM HLDGS INC | — | — | — | $115K | <0.1% | |
| STRIPE INC CLASS B PP | — | — | — | $49K | <0.1% | |
| WAYMO LLC SER A-2 CONVT PREF STOCK | — | — | — | $42K | <0.1% | |
| RAPPI INC SER E CVT PFD | Preferred Stocks | — | — | $29K | <0.1% | |
| SILA NANOTECH INC SER F 0 | — | — | — | $26K | <0.1% | |
| NURO INC/CA SER C PC PP | — | — | — | $22K | <0.1% |