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Original filing (PDF)20251015171724NAL0002693955001
BAXTER INTERNATIONAL INC.
Form 5500
FILING_RECEIVED
BAXTER INTERNATIONAL INC. AND SUBSIDIARIES U.S. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed11 service providers
Active participants
15,900
Accounts w/ balance
29,124
Plan assets (EOY)
$4.6B
Net assets (EOY)
$4.6B
How this plan invests
This plan
17 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — 53% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAXTER INTERNATIONAL INC..
Plan sponsor
Name
BAXTER INTERNATIONAL INC.
EIN
36-0781620
Address
ONE BAXTER PARKWAY · DEERFIELD, IL · 600154625
Phone
(224) 948-2000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
ADMINISTRATIVE COMMITTEE OF BAXTER INTERNATIONAL INC.
EIN
36-2902398
City
DEERFIELD, IL
Phone
(847) 948-2000
Plan characteristics
Plan number
023
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA | 04-3516284 | — | NONE | $1.1M | — |
| VANGUARD | 23-1945930 | — | NONE | $1.0M | — |
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | NONE | $423K | — |
| GOLDMAN SACHS STABLE VALUE | 13-3575636 | — | NONE | $344K | — |
| WINSTON & STRAWN | 36-1975990 | — | NONE | $145K | — |
| PRUDENTIAL TRUST COMPANY | 23-6994310 | — | NONE | $122K | — |
| NORTHERN TRUST INVESTMENTS, INC. | 45-6138589 | — | NONE | $100K | — |
| WILLIS TOWERS WATSON | 23-1159360 | — | NONE | $98K | — |
| CROWE LLP | 35-0921680 | — | NONE | $65K | — |
| BAXTER INTERNATIONAL INC | 36-2604143 | — | 100% OWNED | $27K | — |
| CHARLES SCHWAB | 94-1737782 | — | NONE | $10K | — |
Investments
14 direct securities · 17 pooled funds· $4.5B(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.8B
17 holdings
Uncategorized
$713.3M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLLECTIVE S&P 500 INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 003 | Common Collective Trust | — | — | $887.0M | 19.4% | |
| VFTC TARGET RETIREMENT 2030 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938065 / PN 001 | Common Collective Trust | — | — | $391.3M | 8.5% | |
| VFTC TARGET RETIREMENT 2035 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941311 / PN 001 | Common Collective Trust | — | — | $379.7M | 8.3% | |
| VFTC TARGET RETIREMENT 2040 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941351 / PN 001 | Common Collective Trust | — | — | $306.6M | 6.7% | |
| NT COL. EXTENDED EQ MKT INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 100 | Common Collective Trust | — | — | $275.3M | 6.0% | |
| VFTC TARGET RETIREMENT 2025 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938034 / PN 001 | Common Collective Trust | — | — | $273.9M | 6.0% | |
| VFTC TARGET RETIREMENT 2045 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944355 / PN 001 | Common Collective Trust | — | — | $250.4M | 5.5% | |
| VFTC TARGET RETIREMENT 2050 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944390 / PN 001 | Common Collective Trust | — | — | $214.9M | 4.7% | |
| Self-managed Fund — | — | — | — | $203.3M | 4.4% | |
| VFTC TARGET RET INCOME TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001 | Common Collective Trust | — | — | $195.0M | 4.3% | |
| NT COL. EAFE INDEX FUND-NON-LENDING NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 024 | Common Collective Trust | — | — | $171.1M | 3.7% | |
| VFTC TARGET RETIREMENT 2020 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001 | Common Collective Trust | — | — | $119.5M | 2.6% | |
| VFTC TARGET RETIREMENT 2055 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948719 / PN 001 | Common Collective Trust | — | — | $117.0M | 2.6% | |
| Loomis Intermediate Gov/Credit Fund — | — | — | — | $103.4M | 2.3% | |
| PRUDENTIAL CORE PLUS BOND FUND PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $102.3M | 2.2% | |
| Wellington Intermediate Core Portfolio — | — | — | — | $93.9M | 2.0% | |
| Goldman Sachs Asset Management Intermediate Core * Fund — | — | — | — | $89.3M | 1.9% | |
| NT COL. EMERGING MARKETS INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 101 | Common Collective Trust | — | — | $56.1M | 1.2% | |
| Participant Loans through 2034 — | — | — | — | $51.0M | 1.1% | |
| Goldman Sachs Asset Management Term Fund 2027 — | — | — | — | $36.1M | 0.8% | |
| Goldman Sachs Asset Management Term Fund 2028 — | — | — | — | $36.0M | 0.8% | |
| Goldman Sachs Asset Management Term Fund 2025 — | — | — | — | $36.0M | 0.8% | |
| Adjustment to Contract Value | — | — | — | $32.4M | 0.7% | |
| VFTC TARGET RETIREMENT 2060 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001 | Common Collective Trust | — | — | $24.3M | 0.5% | |
| Cash & Cash Equivalents — | — | — | — | $14.9M | 0.3% | |
| Northern Trust Short-term Investment Fund — | — | — | — | $10.1M | 0.2% | |
| VFTC TARGET RETIREMENT 2065 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6200492 / PN 001 | Common Collective Trust | — | — | $6.8M | 0.1% | |
| VFTC TARGET RETIREMENT 2070 TRUST S VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6098744 / PN 001 | Common Collective Trust | — | — | $5.2M | 0.1% | |
| Northern Trust Short-term Investment Fund — | — | — | — | $4.6M | 0.1% | |
| Goldman Sachs Asset Management Term Fund 2024 — | — | — | — | $2.1M | <0.1% | |
| Northern Trust Short-term Investment Fund — | — | — | — | $214K | <0.1% |