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Original filing (PDF)20251014142930NAL0004245888001
PLUTO ACQUISITION OPCO LLC
Form 5500
FILING_RECEIVED
PLUTO ACQUISITION OPCO LLC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
80% in single holding
Active participants
401
Accounts w/ balance
271
Plan assets (EOY)
$5.7M
Net assets (EOY)
$5.7M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Vanguard Balanced Index Fund Admiral Shares Registered Investment Company" is 80% of plan.
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (31 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLUTO ACQUISITION OPCO LLC.
Plan sponsor
Name
PLUTO ACQUISITION OPCO LLC
EIN
35-2649107
Address
7720 N 16TH ST STE 450 · PHOENIX, AZ · 850207400
Phone
(619) 351-3414
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
ERISA FIDUCIARY SERVICES, INC.
EIN
47-1637791
City
HAUPPAUGE, NY
Phone
(631) 249-0500
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $5K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STONEHENGE RETIREMENT PLANNERS LLC | 82-4032869 | LOS ANGELES, CA | ADVISOR | $13K | — |
Investments
33 direct securities· $5.6M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Balanced Index Fund Admiral Shares Registered Investment Company | — | — | — | $4.5M | 79.7% | |
| Vanguard Information Technology Index Fund Admiral Shares Registered Investment Company | — | — | — | $111K | 2.0% | |
| Participant Loans Interest rates at (4.25% ~ 9.50%) $0 | — | — | — | $105K | 1.9% | |
| Vanguard Small-Cap Index Fund Admiral Shares Registered Investment Company | — | — | — | $88K | 1.6% | |
| Interest-Bearing Cash Vanguard Federal Money Market Fund Investor Shares Interest-Bearing Cash | — | — | — | $75K | 1.3% | |
| Vanguard Total Stock Market Index Fund Admiral Shares Registered Investment Company | — | — | — | $68K | 1.2% | |
| T. Rowe Price Dividend Growth Fund I Class Registered Investment Company | — | — | — | $58K | 1.0% | |
| Vanguard Total International Stock Index Fund Admiral Shares Registered Investment Company | — | — | — | $56K | 1.0% | |
| Vanguard 500 Index Fund Admiral Shares Registered Investment Company | — | — | — | $55K | 1.0% | |
| TIAA-CREF Lifecycle Index 2030 Fund Institutional Registered Investment Company | — | — | — | $49K | 0.9% | |
| Vanguard Small-Cap Growth Index Fund Admiral Shares Registered Investment Company | — | — | — | $47K | 0.8% | |
| Vanguard Value Index Fund Admiral Shares Registered Investment Company | — | — | — | $46K | 0.8% | |
| Vanguard Growth Index Fund Admiral Shares Registered Investment Company | — | — | — | $42K | 0.7% | |
| DFA U.S. Targeted Value Portfolio Institutional Class Registered Investment Company | — | — | — | $34K | 0.6% | |
| TIAA-CREF Lifecycle Index 2040 Fund Institutional Registered Investment Company | — | — | — | $33K | 0.6% | |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares Registered Investment Company | — | — | — | $32K | 0.6% | |
| TIAA-CREF Lifecycle Index 2060 Fund Institutional Registered Investment Company | — | — | — | $29K | 0.5% | |
| TIAA-CREF Lifecycle Index Retirement Income Registered Investment Company ** 148 TIAA-CREF Lifecycle Index 2050 Fund Institutional Registered Investment Company | — | — | — | $24K | 0.4% | |
| Rydex Dow 2x Strategy Fund Class H Registered Investment Company | — | — | — | $21K | 0.4% | |
| Vanguard Windsor Fund Admiral Shares Registered Investment Company | — | — | — | $20K | 0.3% | |
| JPMorgan Core Plus Bond Fund Class R6 Registered Investment Company | — | — | — | $17K | 0.3% | |
| Registered Investment Companies AB Growth Fund Class I Registered Investment Company | — | — | — | $15K | 0.3% | |
| Vanguard Mid-Cap Index Fund Admiral Shares Registered Investment Company | — | — | — | $15K | 0.3% | |
| TIAA-CREF Lifecycle Index 2035 Fund Institutional Registered Investment Company | — | — | — | $10K | 0.2% | |
| Vanguard Developed Markets Index Fund Admiral Shares Registered Investment Company | — | — | — | $10K | 0.2% | |
| Vanguard High-Yield Corporate Fund Admiral Shares Registered Investment Company | — | — | — | $9K | 0.2% | |
| Vanguard Long-Term Investment-Grade Fund Admiral Shares Registered Investment Company | — | — | — | $6K | <0.1% | |
| Vanguard Consumer Staples Index Fund Class Admiral Shares Registered Investment Company | — | — | — | $5K | <0.1% | |
| Vanguard Short-Term Corporate Bond Index Fund Admiral Shares Registered Investment Company | — | — | — | $4K | <0.1% | |
| Vanguard Real Estate Index Fund Admiral Shares Registered Investment Company | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Registered Investment Company | — | — | — | $2K | <0.1% | |
| Vanguard Intermediate-Term Treasury Index Fund Admiral Shares Registered Investment Company | — | — | — | $2K | <0.1% | |
| TIAA-CREF Lifecycle Index 2015 Fund Institutional Registered Investment Company ** 3 TIAA-CREF Lifecycle Index 2010 Fund Institutional Registered Investment Company | — | — | — | $1K | <0.1% |
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