Original filing (PDF)20250222090804NAL0012194128001

CARTER FINANCIAL, LLC

Name: CARTER FINANCIAL, LLC — CARTER FINANCIAL, LLC 401(K)/PROFIT SHARING PLAN, Form 5500 (2024)
Creator: CARTER FINANCIAL, LLC

Form 5500-SF

FILING_RECEIVED

CARTER FINANCIAL, LLC 401(K)/PROFIT SHARING PLAN

Defined-contribution retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$2.7M

Net assets (EOY)

$2.7M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARTER FINANCIAL, LLC.

Plan sponsor

Name

CARTER FINANCIAL, LLC

EIN

35-2638349

Address

4225 EXECUTIVE SQUARE · SUITE 1030 · LA JOLLA, CA · 92037

Phone

(858) 678-0579

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-02-22

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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