How big is Carter Financial, LLC's plan?

Carter Financial, LLC's plan reported $3.5M in assets and 3 participants for 2025.

Original filing (PDF)20260128102248NAL0004455920001

Carter Financial, LLC

Name: Carter Financial, LLC — Carter Financial, LLC, Form 5500 (2025)
Creator: Carter Financial, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Carter Financial, LLC 401(k)/Profit Sharing Plan

Defined-contribution retirement plan · Carter Financial, LLC's Carter Financial, LLC 401(k)/Profit Sharing Plan held $3.5M in plan assets for 3 participants in 2025.

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$3.5M

Net assets (EOY)

$3.5M

People on this filing

Steven Carter signed Carter Financial, LLC's 2025 Form 5500 as plan administrator.

Steven Carter — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Carter Financial, LLC's EIN is 35-2638349.

EIN 35-2638349

Plan number 001

Plan year 2025

ACK ID 20260128102248NAL0004455920001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Carter Financial, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Carter Financial, LLC's plan includes profit-sharing, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CARTER FINANCIAL, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score