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Original filing (PDF)20250926155210NAL0004084995001
CERTAIN AFFINITY, INC.
Form 5500
FILING_RECEIVED
CERTAIN AFFINITY 401(K) PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
143
Accounts w/ balance
213
Plan assets (EOY)
$21.2M
Net assets (EOY)
$21.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund" is 28% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CERTAIN AFFINITY, INC..
Plan sponsor
Name
CERTAIN AFFINITY, INC.
EIN
35-2612895
Address
7620 GUADALUPE ST. · AUSTIN, TX · 78752
Phone
(512) 524-8510
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BAUER & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REGIONS BANK | 63-0371391 | — | ADVISOR | $27K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAUER & COMPANY | 47-1743368 | — | ACCOUNTANT/AUDITOR | $10K | — |
Investments
28 direct securities · 2 pooled funds· $21.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$21.1M
27 holdings
Mutual Funds
$112K
1 holding
Common Collective Trust
$51K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $6.0M | 28.3% | |
| PGIM Total Return Bond Fund Class R6 | — | — | — | $2.4M | 11.5% | |
| MFS International Value Fund Class R6 | — | — | — | $2.0M | 9.4% | |
| Vanguard Wellington Fund Admiral Shares | — | — | — | $1.5M | 6.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $1.3M | 6.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $1.2M | 5.8% | |
| JP Morgan Large Cap Growth Fund Class R6 | — | — | — | $1.2M | 5.5% | |
| American Funds Target Retire Date 2045 R6 | — | — | — | $947K | 4.5% | |
| American Funds Target Retire Date 2050 R6 | — | — | — | $704K | 3.3% | |
| Fidelity Total International Index Fund | — | — | — | $687K | 3.2% | |
| American Funds Target Retire Date 2055 R6 | — | — | — | $568K | 2.7% | |
| JP Morgan Mid Cap Growth Fund R6 | — | — | — | $465K | 2.2% | |
| Putnam Lage Cap Value Fund R6 | — | — | — | $417K | 2.0% | |
| American Funds Target Retire Date 2040 R6 | — | — | — | $369K | 1.7% | |
| Lord Abbott Short Duration Income Fund Class R6 | — | — | — | $323K | 1.5% | |
| American Funds Target Date Retire 2060 R6 | — | — | — | $305K | 1.4% | |
| Self-directed brokerage fund * Fidelity BrokerageLink Cash accounts, common stock and units | — | — | — | $270K | 1.3% | |
| Vanguard Explorer Fund Admiral Shares | — | — | — | $131K | 0.6% | |
| American Century Mid Cap Value Fund R6 Class | Mutual Funds | — | — | $112K | 0.5% | |
| DFA US Targeted Value I | — | — | — | $71K | 0.3% | |
| Notes receivable from * participants Interest rates ranging from 4.25% to 9.50% - | — | — | — | $70K | 0.3% | |
| Stable value collective trust fund Galliard Stable Return Fund C | — | — | — | $51K | 0.2% | |
| GALLIARD STBLE RTN C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $51K | 0.2% | |
| American Funds Target Retire Date 2035 R6 | — | — | — | $39K | 0.2% | |
| Fidelity US Bond Index Fund | — | — | — | $35K | 0.2% | |
| American Funds Target Retire Date 2030 R6 | — | — | — | $34K | 0.2% | |
| Lesser of Similar Party Rate of Interest, Collateral, Par of Maturity Value Cost Current Value Money market fund * Fidelity Government Money Market K6 | — | — | — | $27K | 0.1% | |
| American Funds Target Retire Date 2025 R6 | — | — | — | $25K | 0.1% | |
| American Funds Target Retire Date 2065 R6 | — | — | — | $14K | <0.1% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $0 | <0.1% |
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