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Original filing (PDF)20251015093506NAL0004192481001
BREAKTHRU BEVERAGE GROUP, LLC
Form 5500
FILING_RECEIVED
BREAKTHRU BEVERAGE GROUP 40 L(K) PLAN
401(k) retirement plan
Active participants
7,882
Accounts w/ balance
5,948
Plan assets (EOY)
$768.8M
Net assets (EOY)
$768.8M
How this plan invests
This plan
10 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 10 bps in Schedule C fees — 71% above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BREAKTHRU BEVERAGE GROUP, LLC.
Plan sponsor
Name
BREAKTHRU BEVERAGE GROUP, LLC
EIN
35-2545107
Address
60 EAST 42ND STREET, FLOOR 49 · NEW YORK, NY · 10165
Phone
(212) 699-7000
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
ELLIN & TUCKER, CHARTERED
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $436K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $156K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SMITH AND DOWNEY P.A | 52-1839270 | — | PLAN SPONSOR | $86K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | OTHER SERVICES | $68K | — |
| ELLIN & TUCKER | 52-0959934 | — | EMPLOYEE OF EMPLOYER | $42K | — |
Investments
24 direct securities · 10 pooled funds· $838.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$576.4M
24 holdings
Common Collective Trust
$238.6M
9 holdings
Pooled Separate Account
$23.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Blue Chip Growth Pool Collective Trust | — | — | — | $102.3M | 13.3% | |
| FID BLUE CHP GR CP A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 142 | Common Collective Trust | — | — | $102.3M | 13.3% | |
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $80.8M | 10.5% | |
| American Funds Target Date 2030 R6 Mutual Fund | — | — | — | $59.1M | 7.7% | |
| American Funds Target Date 2035 R6 Mutual Fund | — | — | — | $58.6M | 7.6% | |
| American Funds Target Date 2040 R6 Mutual Fund | — | — | — | $57.6M | 7.5% | |
| American Funds Target Date 2045 R6 Mutual Fund | — | — | — | $49.5M | 6.4% | |
| Vanguard Equity Income Admiral Mutual Fund | — | — | — | $39.4M | 5.1% | |
| American Funds Target Date 2050 R6 Mutual Fund | — | — | — | $38.3M | 5.0% | |
| American Funds Target Date 2025 R6 Mutual Fund | — | — | — | $37.6M | 4.9% | |
| MFS International Diversification R6 Mutual Fund | — | — | — | $28.2M | 3.7% | |
| MM STABLE VALUE DIVERSIFIED MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 90-0779283 / PN 448 | Pooled Separate Account | — | — | $23.2M | 3.0% | |
| American Funds Target Date 2055 R6 Mutual Fund | — | — | — | $18.9M | 2.5% | |
| LS CORE PL FXINC C LOOMIS SAYLES TRUST COMPANY, LLC · EIN 84-6391546 / PN 010 | Common Collective Trust | — | — | $16.2M | 2.1% | |
| AM CENT MID CAP VAL SEI TRUST COMPANY · EIN 27-0573048 / PN 019 | Common Collective Trust | — | — | $15.6M | 2.0% | |
| Spartan Extended Market Index C Mutual Fund | — | — | — | $12.2M | 1.6% | |
| SP EXT MKT IDX CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 010 | Common Collective Trust | — | — | $12.2M | 1.6% | |
| American Funds Target Date 2020 R6 Mutual Fund | — | — | — | $10.7M | 1.4% | |
| through April 2039 | — | — | — | $10.3M | 1.3% | |
| Fidelity U.S. Bond Index Mutual Fund | — | — | — | $9.1M | 1.2% | |
| American Funds Target Date 2060 R6 Mutual Fund | — | — | — | $8.9M | 1.2% | |
| Victory Small Company Opportunity Fund Mutual Fund | — | — | — | $8.6M | 1.1% | |
| Fidelity Small Cap GR K6 Mutual Fund | — | — | — | $8.2M | 1.1% | |
| American Funds Target Date 2010 R6 Mutual Fund | — | — | — | $7.9M | 1.0% | |
| SP INTL INDEX C GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 011 | Common Collective Trust | — | — | $6.5M | 0.9% | |
| MFS MID CP GROWTH CT GREAT GRAY TRUST COMPANY, LLC · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $3.8M | 0.5% | |
| Vanguard Inflation Protected Bond Mutual Fund | — | — | — | $3.2M | 0.4% | |
| PGIM High Yield R6 Mutual Fund | — | — | — | $3.0M | 0.4% | |
| Vanguard Real Estate Index Mutual Fund | — | — | — | $2.1M | 0.3% | |
| American Funds Target Date 2015 R6 Mutual Fund | — | — | — | $1.5M | 0.2% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST CO · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| American Funds Target Date 2065 R6 Mutual Fund | — | — | — | $911K | 0.1% | |
| Vanguard Federal Money Market Money Market | — | — | — | $204K | <0.1% | |
| AM CENT MID CAP VAL SEI TRUST COMPANY · EIN 26-3761443 / PN 009 | Common Collective Trust | — | — | $0 | <0.1% |