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Original filing (PDF)20250909124953NAL0020235377001
WENDEL, LLC
Form 5500
FILING_RECEIVED
WENDEL 401K PLAN
401(k) retirement plan
Active participants
327
Accounts w/ balance
409
Plan assets (EOY)
$45.1M
Net assets (EOY)
$45.1M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WENDEL, LLC.
Plan sponsor
Name
WENDEL, LLC
EIN
35-2461920
Address
375 ESSJAY RD STE 200 · WILLIAMSVILLE, NY · 142215789
Phone
(716) 688-0766
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FREED MAXICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $46K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $59K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $162 | — |
Investments
31 direct securities · 1 pooled fund· $45.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.0M
31 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price T. Rowe Price All-Cap Opportunities I | — | — | — | $6.4M | 14.2% | |
| Putnam Large Cap Value R6 | — | — | — | $5.0M | 11.0% | |
| Fidelity Growth Discovery K | — | — | — | $4.5M | 10.0% | |
| American Funds American Funds Balanced R6 | — | — | — | $3.9M | 8.7% | |
| Vanguard Total Stock Market Index ADM | — | — | — | $3.6M | 8.0% | |
| American Funds American Funds Europacific R6 | — | — | — | $3.0M | 6.7% | |
| JPMorgan Mid Cap Growth R6 | — | — | — | $2.9M | 6.5% | |
| Columbia Treadneedle Investments Massmutual Small Cap Opportun I | — | — | — | $2.0M | 4.5% | |
| Vanguard Long Term Ivt GDE ADM | — | — | — | $1.6M | 3.6% | |
| Fidelity Money Market Government Portfolio | — | — | — | $1.2M | 2.7% | |
| American Funds American Funds 2030 TGT DT RT R6 | — | — | — | $1.1M | 2.5% | |
| American Funds American Funds 2040 TGT DT RT R6 | — | — | — | $1.0M | 2.2% | |
| Fidelity Advisor Utilities Z | — | — | — | $985K | 2.2% | |
| DFA Global DFA Global Equity I | — | — | — | $982K | 2.2% | |
| American Funds American Funds 2060 TGT DT RT R6 | — | — | — | $957K | 2.1% | |
| American Funds American Funds 2050 TGT DT RT R6 | — | — | — | $919K | 2.0% | |
| New York Liberty Insurance Mackay High Yield Corporate Bond R6 | — | — | — | $784K | 1.7% | |
| American Funds American Funds US Government Sec R6 | — | — | — | $773K | 1.7% | |
| DFA U.S. DFA U.S. Sustainability Core 1 | — | — | — | $759K | 1.7% | |
| American Funds American Funds 2065 TGT DT RT R6 | — | — | — | $620K | 1.4% | |
| American Funds American Funds 2055 TGT DT RT R6 | — | — | — | $519K | 1.2% | |
| American Funds American Funds 2045 TGT DT RT R6 | — | — | — | $399K | 0.9% | |
| Wendel 401(k) Plan* Interest rates ranging from 3.75% to 9.50% | — | — | — | $311K | 0.7% | |
| American Funds American Funds 2015 TGT DT RT R6 | — | — | — | $268K | 0.6% | |
| American Funds American Funds 2035 TGT DT RT R6 | — | — | — | $112K | 0.2% | |
| American Funds American Funds 2020 TGT DT RT R6 | — | — | — | $92K | 0.2% | |
| Fidelity Emerging Markets K | — | — | — | $89K | 0.2% | |
| Allspring Global Investments Allspring Special Mid Cap Value R6 | — | — | — | $43K | <0.1% | |
| Schwab FDMTL US LG CO IDX | — | — | — | $16K | <0.1% | |
| American Funds American Funds 2025 TGT DT RT R6 | — | — | — | $5K | <0.1% | |
| American Funds American Funds 2010 TGT DT RT R6 | — | — | — | $3K | <0.1% | |
| INVESCO STABLE VALUE TRUST III INVESCO · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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