Original filing (PDF)20250828122901NAL0017987920001

UNIFIED WEALTH MANAGEMENT, LLC

Name: UNIFIED WEALTH MANAGEMENT, LLC — UNIFIED FINANCIAL SERVICES, LLC 401K PLAN, Form 5500 (2024)
Creator: UNIFIED WEALTH MANAGEMENT, LLC

Form 5500-SF

FILING_RECEIVED

UNIFIED FINANCIAL SERVICES, LLC 401K PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.7M

Net assets (EOY)

$1.7M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIFIED WEALTH MANAGEMENT, LLC.

Plan sponsor

Name

UNIFIED WEALTH MANAGEMENT, LLC

EIN

35-2242918

Address

180 POST ROAD E, SUITE 200 · WESTPORT, CT · 06880

Phone

(203) 442-6752

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-28

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

ARKANSAS FINANCIAL GROUP, INC.

ARKANSAS FINANCIAL GROUP, INC. 401(K) PLAN

$1.7M · 11 participants

RETV MANAGEMENT, LLC

RETV MANAGEMENT, LLC 401(K) PLAN

$1.7M · 11 participants

FUND DIRECT ADVISORS, INC.

FUND DIRECT ADVISORS, INC. 401(K) PLAN

$1.7M · 5 participants

MONARCH WEALTH STRATEGIES

MONARCH WEALTH STRATEGIES 401K PLAN

$1.7M · 14 participants

MMJR COMPANY LLC

MCGINLEY REITZ FINANCIAL 401(K) RETIREMENT PLAN

$1.7M · 10 participants