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Original filing (PDF)20251007122534NAL0002664259001
QUIGLEY-SIMPSON & HEPPELWHITE, INC.
Form 5500
FILING_RECEIVED
QUIGLEY-SIMPSON & HEPPELWHITE, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
190
Accounts w/ balance
109
Plan assets (EOY)
$7.9M
Net assets (EOY)
$7.9M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 57% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for QUIGLEY-SIMPSON & HEPPELWHITE, INC..
Plan sponsor
Name
QUIGLEY-SIMPSON & HEPPELWHITE, INC.
EIN
35-2176523
Address
11601 WILSHIRE BOULEVARD, SUITE 710 · LOS ANGELES, CA · 90025
Phone
(213) 479-0187
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
FRITH -SMITH & ARCHIBAD, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN | — | IRVINE, CA | RECORDKEEPER | $525 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JP MORGAN BROKER -DEALER | — | CHICAGO, IL | INVESTMENT ADVISOR | $34K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES INC. | — | NEW YORK, NY | CONTRACT ADMIN | $0 | — |
Investments
31 direct securities · 1 pooled fund· $8.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$8.0M
31 holdings
Common Collective Trust
$109K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds FIDELITY 500 INDEX | — | — | — | $1.2M | 15.6% | |
| American Funds AMERICAN FUNDS 2030 TARGET DATE FUND R6 | — | — | — | $979K | 12.4% | |
| American Funds AMERICAN FUNDS 2015 TARGET DATE FUND R6 | — | — | — | $853K | 10.8% | |
| American Funds AMERICAN FUNDS 2050 TARGET DAT | — | — | — | $711K | 9.0% | |
| American Funds AMERICAN FUNDS 2035 TARGET DATE FUND R6 | — | — | — | $604K | 7.6% | |
| American Funds AMERICAN FUNDS 2045 TARGET DATE FUND R6 | — | — | — | $548K | 6.9% | |
| American Funds AMERICAN FUNDS 2040 TARGET DATE FUND R6 | — | — | — | $516K | 6.5% | |
| American Funds AMERICAN FUNDS 2055 TARGET DATE FUND R6 | — | — | — | $371K | 4.7% | |
| American Funds AMERICAN FUNDS 2065 TARGET DATE FUND R6 | — | — | — | $329K | 4.2% | |
| American Funds FIDELITY MID CAP INDEX | — | — | — | $249K | 3.1% | |
| American Funds AMERICAN FUNDS AMERICAN MUTUAL R6 | — | — | — | $245K | 3.1% | |
| American Funds FIDELITY INTERNATIONAL INDEX | — | — | — | $174K | 2.2% | |
| American Funds AMERICAN FUNDS 2060 TARGET DATE FUND R6 | — | — | — | $146K | 1.8% | |
| American Funds AMERICAN FUNDS 2025 TARGET DATE FUND R6 | — | — | — | $126K | 1.6% | |
| RELIANCE MET LIFE SERIES 25053 MET LIFE STABLE VALE · EIN 58-1428634 / PN 013 | Common Collective Trust | — | — | $109K | 1.4% | |
| American Funds RELIANCE METLIFE SERIES 25053 CL 0 | — | — | — | $109K | 1.4% | |
| American Funds COHEN & STEERS REALTY SHARES Z | — | — | — | $107K | 1.3% | |
| American Funds AMERICAN FUNDS 2020 TARGET DATE FUND R6 | — | — | — | $86K | 1.1% | |
| American Funds AMERICAN FUNDS BOND FUND OF AMER R6 | — | — | — | $72K | 0.9% | |
| American Funds AMERICAN CENTURY EMERGING MARKETS R6 | — | — | — | $69K | 0.9% | |
| American Funds PGIM HIGH-YIELD R6 | — | — | — | $68K | 0.9% | |
| American Funds FIDELITY LARGE CAP GROWTH INDEX | — | — | — | $63K | 0.8% | |
| American Funds BROWN ADVISORY SUSTAINABLE GROWTH I | — | — | — | $62K | 0.8% | |
| Notes receivable from participants - maturities from 2027 to 2036 | — | — | — | $54K | 0.7% | |
| Participant Loan Loans | — | — | — | $54K | 0.7% | |
| American Funds FIDELITY LARGE CAP VALUE INDEX | — | — | — | $40K | 0.5% | |
| American Funds FIDELITY INFLATION PROTECTED BOND INDEX | — | — | — | $40K | 0.5% | |
| American Funds FIDELITY ADVISOR STOCK SELECTO | — | — | — | $35K | 0.4% | |
| American Funds FIDELITY SMALL CAP INDEX | — | — | — | $12K | 0.1% | |
| American Funds American Funds 2010 Target Date Fund R6 | — | — | — | $9K | 0.1% | |
| American Funds FIDELITY EMERGING MARKETS INDEX | — | — | — | $6K | <0.1% | |
| American Funds FIDELITY US BOND INDEX | — | — | — | $6K | <0.1% |