Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $23K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-directed accounts | — | — | — | $14.6M | 63.6% | |
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 |
Pooled Separate Account |
| — |
| — |
| $7.7M |
| 33.5% |
| Empower Annuity Insurance Company | — | — | — | $957K | 4.2% |
| Empower Annuity Insurance Company | — | — | — | $856K | 3.7% |
| Empower Annuity Insurance Company | — | — | — | $558K | 2.4% |
| Empower Annuity Insurance Company | — | — | — | $522K | 2.3% |
| Empower Annuity Insurance Company | — | — | — | $480K | 2.1% |
| Empower Annuity Insurance Company | — | — | — | $432K | 1.9% |
| Empower Annuity Insurance Company | — | — | — | $423K | 1.8% |
| Empower Annuity Insurance Company | — | — | — | $390K | 1.7% |
| Empower Annuity Insurance Company | — | — | — | $363K | 1.6% |
| Empower Annuity Insurance Company | — | — | — | $341K | 1.5% |
| Empower Annuity Insurance Company | — | — | — | $282K | 1.2% |
| Empower Annuity Insurance Company | — | — | — | $273K | 1.2% |
| Empower Annuity Insurance Company | — | — | — | $234K | 1.0% |
| Participant Loans | Participant loans | — | — | $212K | 0.9% |
| Empower Annuity Insurance Company | — | — | — | $191K | 0.8% |
| Empower Annuity Insurance Company | — | — | — | $184K | 0.8% |
| Empower Annuity Insurance Company | — | — | — | $184K | 0.8% |
| Empower Annuity Insurance Company | — | — | — | $181K | 0.8% |
| Empower Annuity Insurance Company | — | — | — | $160K | 0.7% |
| Empower Annuity Insurance Company | — | — | — | $158K | 0.7% |
| Empower Annuity Insurance Company | — | — | — | $153K | 0.7% |
| Empower Annuity Insurance Company | — | — | — | $146K | 0.6% |
| Empower Annuity Insurance Company | — | — | — | $113K | 0.5% |
| Empower Annuity Insurance Company | — | — | — | $84K | 0.4% |
| Empower Annuity Insurance Company | — | — | — | $66K | 0.3% |
| Empower Annuity Insurance Company | — | — | — | $58K | 0.3% |
| Empower Annuity Insurance Company | — | — | — | $56K | 0.2% |
| Empower Annuity Insurance Company | — | — | — | $53K | 0.2% |
| Empower Annuity Insurance Company | — | — | — | $52K | 0.2% |
| Empower Annuity Insurance Company | — | — | — | $47K | 0.2% |
| Empower Annuity Insurance Company | — | — | — | $36K | 0.2% |
| Empower Annuity Insurance Company | — | — | — | $16K | <0.1% |
| Empower Annuity Insurance Company | — | — | — | $7K | <0.1% |
| Empower Annuity Insurance Company | — | — | — | $4K | <0.1% |
| Empower Annuity Insurance Company | — | — | — | $2K | <0.1% |
| Empower Annuity Insurance Company | — | — | — | $11 | <0.1% |
